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Document Mentions (5 shared documents)
2 mentions1 same-page
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ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
participants are likely to change the way in which the Underlying Fund conducts business with counterparties. Parts of the Dodd-Frank Act, such as the "Volcker Rule," may affect the number and type of participants in the markets in which the Underlying Fund may trade. It is difficult to anticipate the impact
2 mentions1 same-page
Page ?Same page
ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
participants are likely to change the way in which the Underlying Fund conducts business with counterparties. Parts of the Dodd-Frank Act, such as the "Volcker Rule," may affect the number and type of participants in the markets in which the Underlying Fund may trade. It is difficult to anticipate the impact
2 mentions1 same-page
Page ?Same page
ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
participants are likely to change the way in which the Underlying Fund conducts business with counterparties. Parts of the Dodd-Frank Act, such as the "Volcker Rule," may affect the number and type of participants in the markets in which the Underlying Fund may trade. It is difficult to anticipate the impact
Sponsored
2 mentions1 same-page
Page ?Same page
ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
participants are likely to change the way in which the Underlying Fund conducts business with counterparties. Parts of the Dodd-Frank Act, such as the "Volcker Rule," may affect the number and type of participants in the markets in which the Underlying Fund may trade. It is difficult to anticipate the impact
2 mentions1 same-page
Page ?Same page
ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
participants are likely to change the way in which the Underlying Fund conducts business with counterparties. Parts of the Dodd-Frank Act, such as the "Volcker Rule," may affect the number and type of participants in the markets in which the Underlying Fund may trade. It is difficult to anticipate the impact
Sponsored
Mutual Connections (77)
Entities connected to both iCapital Securities and the "Volcker Rule
iCapital
ORGANIZATION82 w/ iCapital·5 w/ the
Fidelity Brokerage Services
ORGANIZATION21 w/ iCapital·5 w/ the
Glendower
LOCATION21 w/ iCapital·5 w/ the
the iCapital Network
ORGANIZATION21 w/ iCapital·5 w/ the
iCapital Advisors
ORGANIZATION7 w/ iCapital·5 w/ the
Paul Volcker
PERSON5 w/ iCapital·6 w/ the
Belgium
LOCATION5 w/ iCapital·5 w/ the
Estonia
LOCATION5 w/ iCapital·5 w/ the
Denmark
LOCATION5 w/ iCapital·5 w/ the
Finland
LOCATION5 w/ iCapital·5 w/ the
European Union
ORGANIZATION5 w/ iCapital·5 w/ the
Romania
LOCATION5 w/ iCapital·5 w/ the
Lithuania
LOCATION5 w/ iCapital·5 w/ the
Cyprus
LOCATION5 w/ iCapital·5 w/ the
Northern Ireland
LOCATION5 w/ iCapital·5 w/ the
Marla Maples
PERSON5 w/ iCapital·5 w/ the
Croatia
LOCATION5 w/ iCapital·5 w/ the
Slovakia
LOCATION5 w/ iCapital·5 w/ the
Puerto Rico
LOCATION5 w/ iCapital·5 w/ the
Czech Republic
LOCATION5 w/ iCapital·5 w/ the