8
Shared Docs
8
Same-Page
8 / 8
Mentions
nds or other products that may also be appropriate for particular clients. As a result, the Solicitation Agent's receipt of such payments from the iCapital creates a potential conflict of interest in the form of an additional financial incentive to the Solicitation Agent, its equity owners and investm
ws: Subscription in US$ from $5,000,000 or greater from $3,000,000 to $4,999,999 less than $3,000,000 Placement Fee Rate 1.00% 1.50% 2.00% The Placement Fee is a one-time sales charge in addition to and apart from the Subscription, calculated and payable upon closing at a rate determined with respect to
nds or other products that may also be appropriate for particular clients. As a result, the Solicitation Agent's receipt of such payments from the iCapital creates a potential conflict of interest in the form of an additional financial incentive to the Solicitation Agent, its equity owners and investm
ws: Subscription in US$ from $5,000,000 or greater from $3,000,000 to $4,999,999 less than $3,000,000 Placement Fee Rate 1.00% 1.50% 2.00% The Placement Fee is a one-time sales charge in addition to and apart from the Subscription, calculated and payable upon closing at a rate determined with respect to
nds or other products that may also be appropriate for particular clients. As a result, the Solicitation Agent's receipt of such payments from the iCapital creates a potential conflict of interest in the form of an additional financial incentive to the Solicitation Agent, its equity owners and investm
ws: Subscription in US$ from $5,000,000 or greater from $3,000,000 to $4,999,999 less than $3,000,000 Placement Fee Rate 1.00% 1.50% 2.00% The Placement Fee is a one-time sales charge in addition to and apart from the Subscription, calculated and payable upon closing at a rate determined with respect to
nager's affiliate, Institutional Capital Network, Inc., has committed to an annual marketing spend with Fidelity through which it will promote the iCapital network to Fidelity's platform of registered investment advisers and brokers. The existence of such compensation arrangements could create a poten
Agent or its affiliate a one-time upfront sales charge or placement fee (a "Placement Fee") in connection with such Limited Partner's Subscription. The Placement Fee will equal up to 2.0% of the Limited Partner's Subscription, as determined by the applicable Placement Agent, and shall not be considered a capital
nager's affiliate, Institutional Capital Network, Inc., has committed to an annual marketing spend with Fidelity through which it will promote the iCapital network to Fidelity's platform of registered investment advisers and brokers. The existence of such compensation arrangements could create a poten
Agent or its affiliate a one-time upfront sales charge or placement fee (a "Placement Fee") in connection with such Limited Partner's Subscription. The Placement Fee will equal up to 2.0% of the Limited Partner's Subscription, as determined by the applicable Placement Agent, and shall not be considered a capital
nager's affiliate, Institutional Capital Network, Inc., has committed to an annual marketing spend with Fidelity through which it will promote the iCapital network to Fidelity's platform of registered investment advisers and brokers. The existence of such compensation arrangements could create a poten
Agent or its affiliate a one-time upfront sales charge or placement fee (a "Placement Fee") in connection with such Limited Partner's Subscription. The Placement Fee will equal up to 2.0% of the Limited Partner's Subscription, as determined by the applicable Placement Agent, and shall not be considered a capital
nager's affiliate, Institutional Capital Network, Inc., has committed to an annual marketing spend with Fidelity through which it will promote the iCapital network to Fidelity's platform of registered investment advisers and brokers. The existence of such compensation arrangements could create a poten
Agent or its affiliate a one-time upfront sales charge or placement fee (a "Placement Fee") in connection with such Limited Partner's Subscription. The Placement Fee will equal up to 2.0% of the Limited Partner's Subscription, as determined by the applicable Placement Agent, and shall not be considered a capital
nager's affiliate, Institutional Capital Network, Inc., has committed to an annual marketing spend with Fidelity through which it will promote the iCapital network to Fidelity's platform of registered investment advisers and brokers. The existence of such compensation arrangements could create a poten
Agent or its affiliate a one-time upfront sales charge or placement fee (a "Placement Fee") in connection with such Limited Partner's Subscription. The Placement Fee will equal up to 2.0% of the Limited Partner's Subscription, as determined by the applicable Placement Agent, and shall not be considered a capital
Entities connected to both iCapital and The Placement Fee
iCapital Securities
ORGANIZATIONGlendower
LOCATIONInstitutional Capital Network, Inc.
ORGANIZATIONiCapital Network
ORGANIZATIONNational Financial Services
ORGANIZATION
Fidelity
ORGANIZATIONiCapital Advisors
ORGANIZATIONFidelity Brokerage Services
ORGANIZATIONSolicitation
ORGANIZATIONAccess Fund
ORGANIZATIONKeogh
ORGANIZATIONthe Access Funds
ORGANIZATIONGlendower Capital
ORGANIZATION
Gerald Ford
PERSONHenry Nicholas
PERSONRaymond James & Associates, Inc.
ORGANIZATION
Lawrence Krauss
PERSON
Department of Labor
ORGANIZATIONBBR Partners
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATION