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ds 845,671,218.35 Page 2 021 OSAB ROLL Account Num berms Go paperless CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) F I DranAL SOUTHERN coN Itned tscollerei (very v«. Woos 2007 DAUM. RATED COMMUMCATIONS rxnurner r s tri..Z..-"rerai.r...... —"*= iv—vrisimm —.inv... ii-i- SDNY GM 00045913
F Rol SOL cop4 Lic. FIDESITIAL ON CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) TM ERA Account Number Go paperless Rated [mailer. (very Year Slate 2007 DAL BAR RATED COMMUNCATIONS I' %CROWS SDNY_GM_00046962 DB-SDNY-0008786 EFTA_0015657 I EFTA01288934 Schedule of Realized Gains and Losses
djusted basis wi8 be reported to the IRS on form 1099-8 for the applicable tax year in which the securty is disposed. Page 5 of 13 Account Num be Itned tscolloni tt, )1% Go paperless (very vs. Late 2007 E HAZE TC' DAL BAR RA TED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ON
ThE FAZ CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) E TeRuTO N F I DAENTIAL Page10013 Account Number. Go paperless Raid tace.lera (very Year Slate 2007 DAL OAR RATIO COMMUNCA TSONS rxenurnser SDNCGM_00047950 DB-SDNY-0010774 EFTA_00I58559 EFTA01290587 MD 21203 Client Service Information
8 of 10 DOAN 9(.11.1 Account Num tier. N4G-024943 Go paperless TFE TUUTO N F I DranAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE R Itned excellent, (very Year Sines 2'007 DAL BAR RATED COMMUNICATIONS rxarturtraer L.. x. tr. r- SDN Y_GM_0004 8274 OB-SDNY-0011096 EFM_00158883 EFTA
FIDENTIAL — PURSUANT TO FAZE THE FED. R. CRIM. P. 6(e) E Terd"STONFIDEmismAL Account Number. N4G-021943 Go paperless Rated /....ceiwra (very Year Slate 2007 DAUM. RATED COMMUNICATOG rxauruer SDNY_GM_00048239 DB-SDNY-0011063 EFTA_0015884S EFTA01290876 Portfolio Holdings (continued) Date Acquir
Entities connected to both Itned and Year Slate
the State of New York
LOCATIONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONPershing
LOCATIONAccount Value
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONBabimore
PERSONBahimore
ORGANIZATION
Ghislaine Maxwell
PERSON
Daniel Sabba
PERSONCurren
PERSONPie Chart
ORGANIZATIONClient Service Information
ORGANIZATIONP.O. Bat
PERSONJersey City
LOCATIONPease
PERSONMarge
PERSON
Jeff Sessions
PERSON
CUSTOMS
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATION