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NICATIONS rximartraer r:. —"1= SDNY_GM_00048094 OB-SDNY-0010918 EFIA_00158703 EFTA01290731 Deutsche Asset & Wealth Management P.O Box 1778, Bahimore, MD 21203 Important Inform ation and Disclosures (continued) Oralsre Mn, oonievets•nmanirera Pdven 4.p..p Destuht Stwnermc lire bet Oiler 34
P. 6(e) vivriumITI PaPerierA SDNCGM_00048168 DB-SDNY-00 10992 EFTA_00 158777 EFTA01290805 Deutsche Asset & Wealth Management P.O. Box irte, Bahimore, MD 21203 Isre Ram PoweVeArahnsanrw mats COdrage4,042 Des-tutg wok smenet Lac mix. wan Oniii HI Part its~.. 16th I Wei New RA ktY 1011.4 inn V
Securities Bought and Sold 10129115 REINVEST CAST INCOME P MORGAN FLOATING RATE INCOMEFUND SELECT SPARES 899 846 4456.67 USD SX 222544.0300 SHRS SHRS MACH. AT 59.10000 RD 10127 PD 10129/15 Total Seallillt$ Bought and Sold - UNITED STATES DOLLAR 0.00 -8,156.67 Dividends and Interest 10122115
UANT TO FED. R CRIM. P. 6(e) SDNY_GM_00047931 OM-SDNY-0010755 EFTA_001 58540 EFTA01290568 Deutsche Asset & Wealth Management P.O. Bat 1778, Bahimore, MO 21203 Portfolio Holdings (continued) DraIsov Rant P".!" wean &Warne* Peals Caen., Gnat) Dettsag lar* Sew on +IL lire bet Cillict in Put An~
ities Bought and Sold 09102114 REIN VEST CASH INCOME P MORGAN R.OATING RATE INCOME FUND SEI.ECT SHARES 716.466 4,200.48 USD .PHSX 211778.7170 SHRS SHRS PORCH. AT 510.05000 RD 08/28 PD 01102114 Total Securities Bought and Sold - UNITED STATES DOLLAR 6.00 -7,200.48 Dividends and Interest 09102114
RATED COMMUNICATIONS rxesurNer SDNY_GM_0004819I DB-SDNY-0011015 EFTA_00158800 EFTA01290828 Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore. MD 21203 Drallsro Rana Pnwale Wean •Apmgenai; Pdaele$ Cedrage6,0.1) MAUM MY smongs Y. yen Oat* Ha Put Anne*. 16% Met Nave Wet, hY 101S. P1,)4
tered Amount Wring Securities Bought and Sold 01130/15 REINVEST CASH INCOME PHSX P MORGAN FLOATING RATE INCOME FLN D SELECT SFARES 215898 3170 SHRS SHRS FL RCh AT 59 70000 RO 01/28 PO 01/30/15 756157 .7.340.54 USD Total Securities Bought and Sold - UNITED STATES DOLLAR 0.00 -1,340.54 Dividends
COMMUNCATIONS 8,m:tunic? SDNY_GM_00047399 DB-SDNY-0010223 EFTA_00 I 58008 EFTA01290129 O Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore. MD 21203 Portfolio Holdings Account Activity Opening Date Quantity 'lumber Ending Cash, Money Funds, and Bank Deposits 9 4.0 0% of Portfolio
erest Moult Currency Securities Bought and Sold 03/03/14 REINVEST CASH INCOME "MORGAN FLOATING RATE INCOME FUND SELECT %ARES .FHSX 155644.8610 SHRS SHRS MACH. AT 510.12000 RD 02/27 P0 03103/14 476.778 -4124.99 LSD Total Securities Bought and Sold • UNITED STATES DOLLAR Dividends and Interest 03
Entities connected to both Bahimore and SHRS SHRS
the State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONPershing LLC
ORGANIZATIONAccount Value
ORGANIZATIONPie Chart
ORGANIZATIONClient Service Information
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPershing
LOCATION
CUSTOMS
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATIONLegal Department
ORGANIZATIONTAXABLE
ORGANIZATIONBabimore
PERSON
Daniel Sabba
PERSON
Ghislaine Maxwell
PERSON