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QUARE INC CL A BKCII A PERSHING AFHLIATE IA AXES A MKT -200.000 SO IN THISSECURITY .1 ACTED AS PRINCIPAL UNSOLICITED ORDER 07/28/17 ornsrir SOLD TERRAFORM GLOBAL INC CL A BKCM A PERSHING AFRUATE 400.000 GLBL M AKES A MKT IN THIS SECURITY 8 ACTED AS PRINCIPAL UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS
F EXECUTION PURPOSES. F ANY OF THE ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. REASE NOTIFY PERS-ING IMMEDIATELY IN WRITING ElY CERTFED MAIL TOONE PERSHING PLAZA JERSEY CITY. NJ 0T399. ATTN. LEON, DEPT CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 6(e) CONFIDOMPAL4 Page '9 of Wed Exam hartYew Since ICO [AMU RAM COMUNICA
le Acquired Quantity Unit Cost Equities (continued) Common Stocks (continued) SQUARE INC CL A Dividend Option: Cash 11/19115 200.000 9.0000 TERRAFORM GLOBAL INC CL A Dividend Option. Cad) 07/31115 400.000 14 6300 TWITTER INC COM Dividend Option: Cash 11/07113 1 500 000 26 0000 VIACOM INC NEW CL B Divi
OF EXECUTION PURPOSES. F ANY OF THE ABOVE TERMS ARO CCNOITiONS ARE UNACCEPTABLE TO YOU. PLEASE NOTIFYPERS-MG GILEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING PLAZA JERSEY CITY. NJ 07399. ATTE' LEGAL DEPT Page 19019 Account Nu@ Del. N4G-023804 Go paperless et* .,,r 1latecl aztacol rReA brill N SO ts THERA CHO LI.C. J
000 SQUARE INC CL A Security Identifier: SO Dividend Option: Cash CUSP 852234103 11119115 200.000 9.0000 1.800.00 10.0700 2.014.00 214 00 TERRAFORM GLOBAL INC CL A Security Identifier:61BL Dividend Option: Cash CUSP 8810/11101 07131115 400.000 14 8300 5,931.81 3.1800 1,392 00 -4,539.84 410.00 31.80
OF EXECUTION PURPOSES. F ANY OF THE ABOVE TERMS AND CONOITONS ARE UNACCEPTABLE TO YOU. PLEASE NOTIFY PERS-ING IMEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING PLAZA JERSEY CITY. NJ 07399, ATTN' LEGAL DEPT Page 10019 Account Num Del. N4G-023804 pisperless rargyvtrUac*". 2007 F I DA ENT/AL„.....„ RA4lItiag C°MMISICATION
Entities connected to both TERRAFORM GLOBAL INC CL and TOONE PERSHING PLAZA JERSEY CITY
THE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
Jeff Sessions
PERSONLegal Department
ORGANIZATION
Baltimore
LOCATIONPershing LLC
ORGANIZATION
CUSTOMS
ORGANIZATIONthe State of New York
LOCATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATION
Angela Merkel
PERSONPershing
LOCATIONJersey City
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Ghislaine Maxwell
PERSON
Barclays
ORGANIZATION