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Cash 11/07/13 VIACOM INC NEW Cl. B Dividend Oplion: Cash 06/10/15 VOLKSWAGEN A GADR (SPONS) Dividend Oplion: Cash 04/13/15 5,000.000 WISDOM TREE INVTS INC COM Dividend Oplion: Cash 03/31/15 15.000.000 21.6110 Total Common Stocks Preferred Stocks (Listed by expiration date) GM AC CAP TR I GTO TR FCC S
QUARE INC CL A BKCII A PERSHING AFHLIATE IA AXES A MKT -200.000 SO IN THISSECURITY .1 ACTED AS PRINCIPAL UNSOLICITED ORDER 07/28/17 ornsrir SOLD TERRAFORM GLOBAL INC CL A BKCM A PERSHING AFRUATE 400.000 GLBL M AKES A MKT IN THIS SECURITY 8 ACTED AS PRINCIPAL UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS
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tifier: VLKAY Dividend Oplion: Cash CUSP:928662303 04/13/15 5.000 000 50.8610 254.306.00 32.0900 160.450 00 -93.856.00 91.85 0.05% WISDOM TREE INVTS INC COM Security Identifier:WM Dividend Oplion: Cash CUSP:9771014 Page 8 of 17 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL to ripene
20 00 SQUARE INC CL A Securely Wentdiet SO Dividend Oplion: Cash CUSP:85223403 11/19/15 200.000 9.0000 1.800.00 17.3200 3.464 00 1,664.00 TERRAFORM GLOBAL INC CL A Security Idenl kr: GLBL Dividend Oplion: Cash CUSP:881341191 07/31/15 100.000 11.5550 5,821.84 4.3500 1,140.00 4,081.84 440.00 25.28% T
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AGEN A G ADR (SPONSI Dividend Option: Cash Security Identifier: VLKAY CUSIP-. 928662303 04113115 5.000.000 50 8610 254,306.00 29.7450 WISDOM TREE INVTS INC COM Dividend Option. Cash Security 'deadlier: WETF CUSP 97717P104 03131115 15.000.000 216110 324.157 50 8.5800 Total Common Stocks $88,135,661.
le Acquired Quantity Unit Cost Equities (continued) Common Stocks (continued) SQUARE INC CL A Dividend Option: Cash 11/19115 200.000 9.0000 TERRAFORM GLOBAL INC CL A Dividend Option. Cad) 07/31115 400.000 14 6300 TWITTER INC COM Dividend Option: Cash 11/07113 1 500 000 26 0000 VIACOM INC NEW CL B Divi
Sponsored
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nt Currency Total Value of Transactions The price and quantity displayed may have been rounded. Cash Not Yet Received Security Dividends WISDOM TREE INVTS INC COM 02/17/16 03/02/16 Total Cash Not Yet Received 0.00 7,641,999.57 USD Record Date Payable Date Quantity Held Rate Dividend Option Amount of
000 SQUARE INC CL A Security Identifier: SO Dividend Option: Cash CUSP 852234103 11119115 200.000 9.0000 1.800.00 10.0700 2.014.00 214 00 TERRAFORM GLOBAL INC CL A Security Identifier:61BL Dividend Option: Cash CUSP 8810/11101 07131115 400.000 14 8300 5,931.81 3.1800 1,392 00 -4,539.84 410.00 31.80
Sponsored
Mutual Connections (124)
Entities connected to both TREE INVTS INC COM and TERRAFORM GLOBAL INC CL
Ghislaine Maxwell
PERSON4 w/ TREE·4 w/ TERRAFORM
Pershing LLC
ORGANIZATION4 w/ TREE·4 w/ TERRAFORM
Jersey City
LOCATION4 w/ TREE·4 w/ TERRAFORM
DISH NETWORK CORP CL
ORGANIZATION4 w/ TREE·4 w/ TERRAFORM
Jeff Sessions
PERSON4 w/ TREE·4 w/ TERRAFORM
Securities Investor Protection Corporation
ORGANIZATION4 w/ TREE·4 w/ TERRAFORM
Pie Chart
ORGANIZATION4 w/ TREE·4 w/ TERRAFORM
ASCENA RETAIL GROUP INC COM
ORGANIZATION4 w/ TREE·4 w/ TERRAFORM
Common Stooks
LOCATION4 w/ TREE·4 w/ TERRAFORM
the Pershing Customer Service Department
ORGANIZATION4 w/ TREE·4 w/ TERRAFORM
USAGES
ORGANIZATION4 w/ TREE·4 w/ TERRAFORM
ON PERSHING'S
ORGANIZATION4 w/ TREE·4 w/ TERRAFORM
4 w/ TREE·4 w/ TERRAFORM
THE FEDERAL RESERVE SYSTEM
ORGANIZATION4 w/ TREE·4 w/ TERRAFORM
Interest - U.S. DOLLARS
ORGANIZATION4 w/ TREE·4 w/ TERRAFORM
Baltimore
LOCATION4 w/ TREE·4 w/ TERRAFORM
THE CLEARING FACILITY
ORGANIZATION4 w/ TREE·4 w/ TERRAFORM
THE BOARD OF GOVERNORS OF
ORGANIZATION4 w/ TREE·4 w/ TERRAFORM
the State of New York
LOCATION4 w/ TREE·4 w/ TERRAFORM
Legal Department
ORGANIZATION4 w/ TREE·4 w/ TERRAFORM