3
Shared Docs
3
Same-Page
3 / 3
Mentions
Information and Disclosures (continued) ()raffle BM{ Pr', lir "mall n ma monad MY f6 WS Coma r 4,0.p ontsciv sat Sectonts , k Nourbet altto 30 Pan Ammo. 2601V:a A. V01 nv 1004 0/ 491.0101. V.5) 7.114,9S Statement Period:0310112115 • 03/3112015 Foreign Currency Transactions Pershing may execute f
ONFIDGg effiAL s BO 097764 CSF 0 016 P ease n ew yov a:locec - Pate 1013 Rsd to:ellen, bran, Vn. since 2007 DAL BAR RA T CO COMMUNICATIONS xest Lir NCI :157.2=..?===rt SDNY_GM_00048192 DB-SDNY-00 11016 EFTA_0015880 I EFTA01290829 Asset Allocation Disclosure and Footnotes Fixed Income contains
aIlimore, MO 21203 Portfolio Holdings U.S. DOLLARS Otvisre Rant Prmair Wolin Papmgenen Weals COMM* 6 '0 4) MAUI M %„.9f' ,•C Mee Von 011ict la Pan Ammo. Ita Mei War lot Irt 10114 Statement Period: 11/01/2015 • 11/30/2015 Account Activity Opening Closing Accrued Income 30.0ay Cement Opening
S r.. nc CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) r l DAENTIA Itatid tocelbroll (very V... Sines 2007 CALMAR RAT CD COMMUNCATIONS r xart Lir NCI ..°1-413,r7—,... '"Tattn.."0..?...' SDNY_GM_00046925 DB-SDNY-0009749 EFTA_00 I 57534 EFTA01289897 Deutsche Asset & Wealth Management P.O. Bo
494 DB-SDNY-0010318 EFIA_00158103 EFTA01290224 DNS, ' en, Pnwair Wean haptagenmt Marais Can.'. GKM) Destulv Met Secteifei +gc Mow bri Mt* HS Pan Ammo. l01 1I bet WI/001W 1011A IMI49141/4.1114178114,9S FDIC Insured Bank Deposits (continued) Date Activity Type Description Statement Period: 01
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CON F I L Page5of7 Rated tocollorigi (very Vs. Since 2007 0ALBAll MUD COMMUNICATIONS r xest Lir NCI SDNY_GM_00047464 DB-SDNY-0010288 EFTA_00 158073 EFTA01290194 Your Account Information Tax Lot Default Disposition Method Default Method for M
Entities connected to both Pan Ammo and Lir NCI
THE FEDERAL RESERVE SYSTEM
ORGANIZATIONClient Service Information
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTAXABLE
ORGANIZATION
Jeff Sessions
PERSONthe State of New York
LOCATIONPershing LLC
ORGANIZATIONPershing
LOCATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONAccount Value
ORGANIZATIONPie Chart
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONON PERSHING'S
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONMarge
PERSON
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONBahimore
ORGANIZATION
Ghislaine Maxwell
PERSONINDEBTED TO PERSHING LLC
ORGANIZATION