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sche Bank Securities Inc. is a member of FINRA, NYSE and SIPC. Page 7 of 13 Account Number e tsrimene Go paperless Lwiny Year Since 2007 THE DALBAR RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R P. 6(e) MAZE Trio N F I DriTriA rxestimer (—v.., —4- nomo-fla SDNY_GM_00047973 OB-SDNY-0010797 EFrA_00 I 58
an im.tagewen Nantis (Dome Oat, De.isch4 Oa* Sectem“c. wan 06ar HI Part 4..y.Ikh I to Statement Period: 12/0112114 • 12/3112014 Account Number TF E FAZE TRLSl CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 13 of IS Go E)iaqi s 0 N F I A L Rated twiAlenti Event Yew Sinew 2007 DAL MR RAT
paperless Tr- E FAZE TO RLST N F I Ora/1AL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page 2 of 10 !Mud Ramollenti Even. V... Lowe 2007 DALBAR RATED COMMUNICATIONS rxenurner SDNY_Gfut_00048088 DB-SDNY-00 10912 EFTA_00158697 EFTA01290725 Deutsche Asset & Wealth Management Oat 1770, Balamore, MD 21203 Po
reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Page 8 of if ()ft &E, MOLL Account Num bet TF E FAZE T CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ess ONFIDrKiTAL Rsd emollormi Ivory Vs.. Some 2007 OMANI RATED COMMUNICATIONS rxareartr
Account Num THE FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) U N I LJE)ht fisAL Page 9 of12 Rated tacellera (very V.4. Since 2007 DALBAR RATED COMMUNICATIONS exorimser SDNY_GM_00048213 DB-SDNY-0011037 EFTA_00 158822 EFTA01290850 Transactions by Type of Activity (continued) Process/ Settlement Dat
led to vote than the number of shares in your margin account. ()PAO ROI CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account NumbGo paperless TF E FAZE T I ONFInnAL Fage If of 13 Rated tacollordi Lsrery Yew vac. 2007 CAL BAR RATED COmmumerSOOP6 exenower -ct...7.====" 1"=": SDNY_GM_000482
Entities connected to both DALBAR RATED COMMUNICATIONS and TF E
Legal Department
ORGANIZATIONthe State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONPershing LLC
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTAXABLE
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPie Chart
ORGANIZATION
Ghislaine Maxwell
PERSONUSAGES
ORGANIZATIONClient Service Information
ORGANIZATIONAccount Value
ORGANIZATIONMoney Market Fund
ORGANIZATION
CUSTOMS
ORGANIZATIONBahimore
ORGANIZATION