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OLE Cio paperless L THERA CO ILL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) NFIDrariAL Page 3 of 20 Rata. tmolloni Every Vat Slate 2007 DALBAR RATED COMMUNICATIONS rxenurraer -ar.t.t" SDNY_GM_00045858 Ce-SDNY-0008682 EFIA_00 156467 EFTA01288830 Portfolio Holdings (continued) Date Acquired Fixed Income
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Entities connected to both DALBAR RATED COMMUNICATIONS and Ballimore
the State of New York
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONPershing LLC
ORGANIZATIONPershing
LOCATIONLegal Department
ORGANIZATIONPie Chart
ORGANIZATIONAccount Value
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONClient Service Information
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
Jeff Sessions
PERSONBabimore
PERSON
CUSTOMS
ORGANIZATIONJersey City
LOCATIONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONBahimore
ORGANIZATION
Ghislaine Maxwell
PERSON