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ersey City, New Jersey 07399; CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Numbs, CONFIDO' 2:1C% Rated hottlent (my Year Since 2007 DALBAR RATIO COMMUNICATIONS (JIMA INCE Page 18 of 18 Cleanng through Penlivg 11Cniapronwil sobsidiary of The Melt a New Vat Mellon CaoporatIon (MY Mellon) Per Ihnx 11.C. m
Page 4 of '9 4 Rated Gallen, twery Yea Since 2007 DAtIAR PATILDCOMMUNICATIONS Ualltha Owing Omagh Pagan IIC a May owned Salary of Tits lank a New Vat Mellon corpontion atm Mellon) PeiltivatttC.inentw INRA.ilWqkt9M-00046526 DB-SDNY-0009350 EFTA_00 I 57 I 35 EFTA01289498 Deutsche Bank P.O. Box 1776,
17.760.16 -7,506 00 -132.61 -385.83 518.44 4518.44 58,491,562.37 206.026.40 5206,026.10 -103.206.00 Rated I 'eviler.? Even Yew Since 2007 DALBAR RATIO COMMUNICATIONS EXCIILLINCI 20.520.00 3.38% 57.000 OD $57,000.00 4,689.56 0.91% 6,200.00 18,600.00 24,800 00 $24,800.00 426% 426% $1,236,525.71 152,32
. R CRilvl P. 6(e) Account Numb CONFIDO. Page 15 of 27 Rated Excellent Clain; lamer. I1C nib* wend beer Year Since 2007 sataldlarg al The in a New Vat Mellon DAIIIAR WM COMMUNICATIONS Carpotat$ an (Ely Man) LXCELLENCE Per Ml 11.C. rinetan FINRA.SiVVELGM-00046625 DI3-SDNY-0009449 EFTA_00157234 EFTA0
ON ALLOCATED ORDER Page '6 of 22 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 90099639C5Q° 1_8 NFIDO Paled ficellent Even/ Year Since 2007 DALBAR RATIO COMMUNICATIONS EXCELLENCE Clown. tivough 'Want U.C. a wooer owned sabsidlary of The Sank ad New York Mellon CA•Parabil any Mellon) onm Poshattl.C.nverter FihRAM
- PURSUANT TO FED. R. CRIM. P. 6(e) e""C6HFID L Rated Galls. Oaring Omagh Penblin IIC aut.^ owned Eery Vex Since 2007 satosIdlary of The lank a New Vat Mellon DAUM PATEDCOIAMMICAllONS Corporation OM Aldan) ,..... , EXCULOC PesHeatttC.reente F iNRA.IIW l‘i:t9M-00046268 DB-SDNY-0009092 EFTA_00 156877
Entities connected to both DALBAR RATIO COMMUNICATIONS and New Vat Mellon

Mellon
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTAXABLE
ORGANIZATION
Deutsche Bank
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONPershing
LOCATIONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONThe European Central Bank
ORGANIZATION
CUSTOMS
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONCleanng
PERSONJersey City
LOCATIONNCIAL LLC
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATION
Mao Zedong
PERSON
Condoleezza Rice
PERSONM oody's
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATION