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sent for purchases into money market mutual funds processed on the sweep platform. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDOP Rated [strata? (my Year Since 2007 DALIAR RATED COMMUNICATIONS ()tall INC I Page 12 of 18 Clearing Omer Pad.S I1C naoly wend sotaldlary of The
X Description SERVICE/ ASTER CO NT 7250% 0310138 BIE DTD 03/02198 YLD 7.359 TO MAT SERVICEN ASTER CO NT 7250% ON /311 EVE DTD 03/02198 /ID 7.409 TOMAT SERVICEM ASTER CO NT 7250% 03/0138 BIE DID 03/02198 YID 7.409 TOMAT SERVICEM ASTER CO NT 7250% 0310138 BIE DTD 03/02198 YID 7.359 TO RAT WASHING
FED. R CRIN1. P. 6(e) 453,566.56 1.76% 241,424.19 USD 4265.65 25,672,500.00 JPY 453,566.56 241,424.19 USD 4,265.65 Account Numbs 2:c:tc CONFIDOP Rated [stollen% bey Year Since 2007 DALIAR RATED COMMUNICATCNS EXCIELLU4Ct Page 14 of 31 Clewing Omagh Pagan IIC eulogy owned subsidiary a The
IONS CORP SR NT FULLY EXCHANGED -1,000,000.000 96.1580 24,555.56 986,129.56 USD FTR3684517 FROM CUSP 8.500% 04/6120 B/E DID 04/12/13 YLD 9478 TOMAT 01/29/18 01/25/18 SOLD WISDOM TREE TR illiPAN HEDGED EQUITY ED UNSOLICITED -30,000 000 61.3888 1,840,416.05 USD DXJ ORDER AVERAGE UNIT PRICE
20 of 3' Rated hatlient Clewing lame. Iambi% lac *alai evened BO 10 0242CSF300 25 S trey Year Since 2007 sataldlarg of The lank a New Vat Meta CONFIDOP CONFIDENTIAL - PURSUANT TO FED. R DRINI. P. 6(e) - AL-- DAtRARMITO COMMUNICATIONS EXCILIANCE Carporatfon (SHY Man) Pera..nx 11.C. merge/ Fitala.
ONSCORP SR NT FULLY EXCHANGED 1.000.000.000 98.7500 42.027.78 -1.029.533.78 USD FTR3684517 FROM CUS1P 8 500% 041572081E DTD 04/12/9 YLD 9.068 TOMAT 10/16/17 10113/17 PURCHASED CALL DO TIME WARNER INC NEW COM NEW EXP 10.000 4.5000 4,536.00 USD 990AHOGHJ 046.16@90 000 OPTION ROOT= TWX OPEN
Entities connected to both CONFIDOP and TOMAT
USAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONThe European Central Bank
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Deutsche Bank
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATIONUMIAK
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONJersey City
LOCATION
Angela Merkel
PERSONthe State of New York
LOCATIONLegal Department
ORGANIZATION
Mao Zedong
PERSONPershing LLC
ORGANIZATION
Baltimore
LOCATIONPershing
LOCATIONTAXABLE
ORGANIZATION