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2.996.587.97 106.2500 Original Cost Basis: 52,992,56497 Securely Identifier 359604BM 4 2.175.016.17 91.0000 Original Cost Basis: 52,175.01.17 Securdy Identifier $39439A64 Please Provide 108.3750 Original Cost Basis: Please Provide Security Identdiet: 2296725 3,000,005.99 103.6260 Market Valu
2,055,000.00 101.5000 Original Cost Basis: 52,055,000.00 Swirly Identifier: 842400 FU2 2.996.522.55 104.7000 Original Cost Basis: 52,992,56497 Securdy Identifier 359604B/44 2.175.016.17 92.1100 Original Cost Basis: $2,25.01.2 Haag Identifier 539439A64 Please Provide 109.6250 Original Cost Bas
.34 2.794.727.34 542.103 42 695% 35,904,920.00 -435.303.40 539,280.00 1.50% Accountialli= CONFIDOs L Rats Caotlient (very Year Since 2007 DALBAR RATIO COMMUNICATIONS ()tallMCC Page 7 of 3' Clewing laser Pesti% LLC. *Say asted sabsidlary a The MA attar Yeek Melee Catiostfon (SHY Mellon) Pert! mg Ilk...nests F
2.996.920.25 106.0110 3.180.330.00 183.409.75 15.615.00 187.500.00 5 89% Original Cost Basis: 62,992,58497 GENERAL ELEC CO GTO FXD-TO-FLIGRT Securdy Identifier:3696048144 NON-CUMULATIVE PERPETUAL PREFERRED 4.000% 12/03/65 REG 010 12J03P6Iloody Rating A3 S& P Rating BBB* 12/03/15 2,469,000.000
ersey City, New Jersey 07399; CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Numbs, CONFIDO' 2:1C% Rated hottlent (my Year Since 2007 DALBAR RATIO COMMUNICATIONS (JIMA INCE Page 18 of 18 Cleanng through Penlivg 11Cniapronwil sobsidiary of The Melt a New Vat Mellon CaoporatIon (MY Mellon) Per Ihnx 11.C. m
Cost Basis: $2,675,000.00 5,362,500.00 $5,362,500.00 Security Identifier: 842400 FU2 2.996.786.30 106.5009 Original Cost Basis: $2.992.564.97 Securdy Identifier 359604BM 4 2,175016.17 90.0000 Original Cost Basis: $2,175.01317 Security Identifier: 539439AG4 1.948.500.00 101 5500 Original Cost
17.760.16 -7,506 00 -132.61 -385.83 518.44 4518.44 58,491,562.37 206.026.40 5206,026.10 -103.206.00 Rated I 'eviler.? Even Yew Since 2007 DALBAR RATIO COMMUNICATIONS EXCIILLINCI 20.520.00 3.38% 57.000 OD $57,000.00 4,689.56 0.91% 6,200.00 18,600.00 24,800 00 $24,800.00 426% 426% $1,236,525.71 152,32
Entities connected to both Securdy and DALBAR RATIO COMMUNICATIONS

Condoleezza Rice
PERSON
Ghislaine Maxwell
PERSONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONThe European Central Bank
ORGANIZATIONInterest - U.S. DOLLARS
ORGANIZATIONNCIAL LLC
ORGANIZATION
Mao Zedong
PERSONPie Chart
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONPershing
LOCATIONM oody's
ORGANIZATIONTAXABLE
ORGANIZATION
CUSTOMS
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Angela Merkel
PERSON
Baltimore
LOCATION