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OCIJCIS we distribute. - Wettere an anal fee from UBS Bak OA and WS AG Stanford Branch of up to 425 per accost sweeping to the barks under the UBS Bark Sweep ercgrams. Activity hbrmaticriregardrigcanninto and otter charges ncurted n connedon with fie encutcri of wades, ndudng option transactions ha be
Jan 23,13 224.000 236966 53,080.41 319.600 71,590.40 18,509.99 LT Apr 22, 13 104.000 251.093 26,113.69 319.600 33,23840 7,124.71 LT Sectrity total 372.000 235218 87,501.00 118,891.20 31,390.20 CATERPILLAR INC Symbol: CAT Exchange: NYSE EA1: $3,108 Current yield: 2.58% Jun 19, 13
tutOn$ nu/ be yaps to a under fee. UBS Sweep Ophom U85 offers opals for ~naafi babrxes, bdafeS10 bank deposni al Leta« USA ad UK AG ~Ord braid (Bark Sweep nogranst evary market mutual lads (Mona %MX arid the bandana? Depost Arrant (0Alfor antOrnen eta ai meinabonal *Mute Management Account llucugh Ih
00 LT Apr 22. 13 590.000 17390 10,260.10 22.780 13,440.20 3,180.10 LT Jul 12, 13 375.000 19219 7,207.31 22.780 8,542.50 1,335.19 LT Sectrity total 2425.000 19.036 49,970.21 59,797.50 9,827.29 MUNICH RE GROUP ADR Symbol. MURGY Exchange: OTC EAI: 11296 arrent yield: 3.43% lan 29.13
r wits:et/sins ma/be Meta to a smite lee Ult lamp Options UBS Offer' Opta0n1 la ~gaols batman /Mambo by* &WAS at MOM u5A ardlBS AG kardom bomb (Bark Sweep fbcgrams1mmoynseket mutuX hods Prom, fixds) ad the hkrramIX Penast AccOmt (0Adfor customers MP as marubonal ke50" Managernent Account lhini9h iht
5,512.00 5,512.00 20.560 6.135.72 623.72 LT Total reinvested 55.429 19.781 1,096.46 20.560 1,139.62 43.16 EAI: 4829 Current yield 3.68% Sectrity total 2395.230 17.680 41251.OO 42947.46 49245.92 6,89846 7,994.92 COLUMBIA CONVERTIBLE SECURMES FUNDCLASSZ Symbol: NCIAX Trade date: Dec 1
Entities connected to both Bark Sweep and Sectrity

Ghislaine Maxwell
PERSON
Stanford University
LOCATION
U.S. Treasury
ORGANIZATIONUPS AG
ORGANIZATIONLOS AG
ORGANIZATION
Condoleezza Rice
PERSONRussell 3000
ORGANIZATION
Mao Zedong
PERSON
NEW YORK NY
LOCATION
Vicky Ward
PERSON
Joi Ito
PERSON
Puerto Rico
LOCATIONDoug Band
PERSONFDIC Insurance
ORGANIZATIONBank USA
ORGANIZATION
UBS AG
ORGANIZATIONCelan
PERSONSCOTT STACK
ORGANIZATION
George W. Bush
PERSONWS AG
ORGANIZATION