8
Shared Docs
8
Same-Page
8 / 8
Mentions
POORS DEPOSITORY SPY 500 117.75000 RECEIPTS (SPORT) (BOOK ENTRY' UNITS UNDNIDED MNEFK1AL NT DOVER SHORT. EXECUTOR BY BUCK COMMISSION 30.00 BUCKLE INC SEE NOTE 'V ON BACK QICUT10N BY WO( COLIMIS90N 168,00 SEC FEE 1.87 COLOV/ATER CREEK MC EXECUTION BY WET COMIAISSEN 48.00 SEC FEE .98 CHILD
wain 12103/01 11/28/01 BOUGHT JONES APPAREL GROUP INC WV 700 30.71920 21.560.44 EXECUTION BY BUCK COMMISSION 42.00 12/03/01 11/2901 80 NAUTICA ENTERPRISES INC NAUT 2.400 12.88000 30.927.00 EXECUTION BY RSV SKECHERS USA INC CE A EXECUTCN BY BUCK COMPASSION 10..00 SEC FEE .77 TALBOTS INC EXECUTE
1 0.1~0 MO N GLYN INC BTH SHRT -900 19.8900 -17.901 -180 1 0055 (FORM Eu.YR4 INDS INC) BOMBAY CO WC 880. MRGN 7.300 2.0800 15.184 BUCKLE INC SKE ANON 1.400 16.5000 23.100 CHILORENS PUCE RETAIL STORES PLCE MRGN 9.650 17.9300 173.025 IOC COMO WHOLESALE CORP-NEW COST MRGN 2.40
C HOTT 1,800.00 28.9200 48471.00 12/03/01 11/28/01 BOUGHT JONESAPPMEL GROUP INC R1Y 700.00 30.7192 21.560.44 12/03/01 11/28/01 BOUGHT NAUTICA ENTERPRISES INC NAUT 2.403.00 12.8800 30.927.00 12/03101 11128/01 SOLD SKECHERS USA INC SIOC -1,800.00 12.8252 22,961.59 CL A 12103/01 11/28/01 BOUGH
0 SEC FEE 1,32 09/20101 09/17/01 BOUGHT 09/21/01 09/18/01 SOLO UNITED TECHNOLOGIES CORP COVER SHORT. EXECUTION BY BUCK COMMISSION 42.00 BUCKLE INC SEE NOTE T ON BMX EXECUTGoi BY BUCK COMMISSION 54.00 SEC FEE .49 CHRISTOPHER & BANKS CORP EXECUTION BY SUC SEC FEE 2.39 COACH INC EXECUTION
2.35 DICLMON BY RSSF SEC FEE 3.29 K-SWISSPIC-CL A DECUTION BY WIC SEC FEE .94 KOHIS CORP DICUTON BY PSSE COMNIS,SION 49.00 SEC FEE 1.20 NAUTICA ENTERPRISES INC EXECUTION BY MONT SEC FEE 1.81 OSHKOSH B GOSH INC CL A DECUTION SY NITE SEC FEE .48 cenabi 09107101 Una (WA ttr -3.300 3.08000 9,983.56
MRGN 5.600 8.7500 49.000 BROWN SHOE COMPANY BWS MON 6.400 18.8500 120.640 2.560 2.1220 BOMBAY CO INC BELA MRGN 23,000 2.3900 54,970 BUCKLE INC LIKE KIRGN 1,950 18.7500 36.563 DIILDRENS PLACE RETAIL STORES PLC( CASH 13.200 24.0000 316.800 INC COACH INC CON REIGN 2.600 28.9100
h7A)1 07/24/01 SOLD U2 CUUBORNE INC lrt -200 53.71000 10.712.64 EXECUTION BY GOWN COMMISSION 14.00 SIC FEE .36 07/27/01 07/24/01 SOLD NAUTICA ENTERPRISES INC MUT .100 15.50000 1,534.94 EXECUTION BY MONT SEC FEE .06 07/27701 0724/01 NIKE INC-CL B NICE 700 46.25000 32,439.00 EXECUTION BY TUCX
ONT §YMNI4t5 Isdortgl5ElsotiYang RECEIPTS (SPORS) (BOOK ENTRY) UNITS UNDIVIDED BENEFICIAL INT COVER SNORT. EXECUTION BY BUCK COMMISSION 30,00 BUCKLE INC SEE NOTES' ON BACK EXECUTION BY BUCK COMMISSION 168.00 SEC FEE 1,87 COLDWATER CREEK INC EXECUTION BY INET COMMISSION SEC FEE Sr),180..CUSP M
YEID I%1 NOVEL DENIM HOLDINGS LTD NVLD MRGN 29.650 11.7000 346.905 NEWELL RUBBERMAID INC NWL SHRT -1.700 27.5700 -46.869 -1.428 3.0468 NAUTICA ENTERPRISES INC NAUT MRGN 16.200 12.7900 207.198 NIKE INC-CI. B NKE SHRT -800 56.2400 -44.992 -384 0.8535 NORDSTROM INC JWN SHRT -12,100 20.2300 -
UMSTANCE SHORT. EXECUTION BY MIDR COMMISSION 126,00 SEC FEE 1.32 UNITED TECHNOLOGIES CORP COVER SHORT, EXECUTION BY BUCK COMMISSION 42.00 BUCKLE INC SEE NOTE '5* ON BACK EXECUTION BY BUCK COMMISSION 54.00 SEC FEE .49 CHRISTOPHER 8 BANKS CORP CHBS -2.800 25.57500 71.592.61 EXECUTION BY SL
09/12/01 09/07/01 SOLD KOHLS CORP KSS -700 51.20500 35.778.30 EXECUTION BY RSSF COMMISSION 49.00 SEC FEE 1.20 09/12/01 09/07/01 SOLD NAUTICA ENTERPRISES INC NAUT -4,000 13.51800 54,055.19 EXECUTION BY MONT SEC FEE 1.81 09/12/01 09/07/01 SOLD OSHKOSH B GOSH INC CL A GOSHA -500 28.70000 14,33
4 EXECUTION BY BUCK COMMISSION 96.00 05/29/01 05/23/01 BOUGHT JOSEPH A BANK CLOTHIERS INC JOSB 2.500 5.99000 14.990.00 EXECUTION BY NITE BUCKLE INC SEE NOTE '5* ON BACK EXECUTION BY GKMC COMMISSION 56.00 SEC FEE .52 CLAIRES STORES INC (FLA) CLE .1,000 2138900 21.80127 EXECUTION BY MCKE
inued) SETTLEMENT TRADE DATE DATE TRANSACTION OESCRIPTION SY1.10011CUSIP GUMMY PRICE DEBIT AMOUNT CREW AMOUNT 08/31/01 08/28/01 BOUGHT NAUTICA ENTERPRISES INC NAUT 1,700 14.20500 24,163.50 EXECUTION BY JPHO 08/31/01 08/28/01 BOUGHT PACIFIC SUNWEAR OF CALIFORNIA eC PSUN 1,300 16.89000 21,972.00
MISSION 72,00 VALUE CITY DEPARTMENT STORES eC EXECUTION BY BUCK COMMISSION 70,00 JOSEPH A BANK CLOTHIERS INC EXECUTION BY NITS SEC FEE .09 BUCKLE INC SEE NOTE '5* ON BACK EXECUTION BY BUCK COMMISSION 24,00 CHILDRENS PLACE RETAIL STORES INC EXECUTION BY JPHO SEC FEE 1,45 COSTCO WHOLESALE COR
SH 4,900 14.1000 69.090 MASCO CORP MAS CASH 700 24.5000 17.150 378 2.2041 NOVEL DENIM HOLDINGS LTD NVLD CASH 11.550 11.7000 135,135 NAUTICA ENTERPRISES INC NAUT CASH 12.7900 84,414 POLO RALPH LAUREN CORP-Cl. A RL CASH 12,700 26.7600 339,852 PACIFIC SUNWEAR OF CALIFORNIA PSUN CASH 3,100 20.
Entities connected to both BUCKLE INC and NAUTICA ENTERPRISES INC

Ralph Lauren
PERSON
Ghislaine Maxwell
PERSON
Julie K. Brown
PERSONLARRY KEMP
PERSONTALBOTS INC
ORGANIZATIONBEBE STORES INC
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATION
Wilbur Ross
PERSON
Financial Trust Company
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATIONCHICOS FAS INC
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATION
Samantha Power
PERSONGENESCO INC
ORGANIZATIONEquities & Options
ORGANIZATIONWTSLA
ORGANIZATION