Epstein Secrets

TT LABORATORIES 1 62.7358 1,505.66 (24.000) 62.715 1.505.15 (1,185.14) 320.01 S 6125 High Cost BROKERAGE 0.48 TAX 8/OR SEC .03 DEUTSCHE BANC ALEX BROWN INC (ID: 00282410-0) 6/20 Sale ABBOTT LABORATORIES e 62.645 250.58 BROKERAGE (4.000) 62623 250.49 (197.52) 52.97 S 6/25 High Cost 0.08 TAX 8JO

2410-0) 6/20 Sale ABBOTT LABORATORIES e 62.645 250.58 BROKERAGE (4.000) 62623 250.49 (197.52) 52.97 S 6/25 High Cost 0.08 TAX 8JOR SEC .01 LIQUIDNET INC (ID: 002824-10-0) 6/21 Sale ABBOTT LABORATORIES 1 82.5761 1,314.10 (21.000) 62.555 1,313.65 (1,036.99) 276.66 S 6/26 High Cost BROKERAGE 0.

S NATURAL RESOURCES INC at 29.0511 145.28 (5.000) 29.03 145.15 (202.43) (5720 S. 12/4 High Cost BROKERAGE 0.10 TAX 8/OR SEC .01 DEUTSCHE BANC ALEX BROWN INC (ID: 18683K-10-1) 11/29 Sale CUFFS NATURAL RESOURCES INC . 29.185 58.37 (2.000) 29.16 58.32 (80.97) (22.65) S' 12/4 High Cost BROKERAGE 0.

Sale CLIFFS NATURAL RESOURCES INC G 28.9135 144.57 (5.000) 28.892 144.48 (193.81) (49.35) St 12/5 High Cost BROKERAGE 0.10 TAX 8/OR SEC .01 LIQUIDNET INC (ID: 18683K-10-1) 12)3 Sale CLIFFS NATURAL RESOURCES INC G 28.6737 401.43 (14.000) 28.653 401.14 (542.03) (140.89) S 12/8 High Cost BROKERA

ED MARTIN CORP C 105.5534 4,116.58 (39.000) 105.532 4,115.73 (3,705.24) 410.49 S 6/26 High Cost BROKERAGE 0.78 TM 8/OR SEC .07 DEUTSCHE BANC ALEX BROWN INC (ID: 539830-10-9) JP Morgan Page 11 of 14 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049946 SDNY_GM_00319144

/20 Sale LOCKHEED MARTIN CORP @ 106.5018 5,644.60 (53.000) 108.48 5,643.44 (5,11818) 524.48 S 6/25 High Cost BROKERAGE 1.08 TM 8/OR SEC .10 LIQUIDNET INC (ID: 539630-10-9) 6/21 Sale LOCKHEED MARTIN CORP C 105.5063 9,073.54 (86.000) 105.484 9,071.66 (8,241.55) 830,11 S 6/26 High Cost BROKERAGE

ost Sale High Cost Sale High Cost Sale High Cost CLIFFS NATURAL RESOURCES INC @ 29.0511 145.26 BROKERAGE 0.10 TAX &/OR SEC .01 DEUTSCHE BANC ALEX BROWN INC (ID: 18683K-10-1) CLIFFS NATURAL RESOURCES INC @ 29.185 58.37 BROKERAGE 0.04 TAX &/OR SEC .01 LIQUIDNET INC (ID: 18683K-10-1) CLIFFS NATURAL RESO

AX &/OR SEC .01 JEFFERIES & COMPANY (ID: 18683K-10-1) EFTA01572727 CLIFFS NATURAL RESOURCES INC @ 28.9135 144.57 BROKERAGE 0.10 TAX &/OR SEC .01 LIQUIDNET INC (ID: 18683K-10-1) CLIFFS NATURAL RESOURCES INC @ 28.6737 401.43 BROKERAGE 0.28 TAX &/OR SEC .01 JEFFERIES & COMPANY (ID: 18683K-10-1) CLIFFS NATUR

AX &/OR SEC .16 MORGAN STANLEY & CO. LLC (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 105.5534 4,116.58 BROKERAGE 0.78 TAX &/OR SEC .07 DEUTSCHE BANC ALEX BROWN INC (ID: 539830-10-9) Page 11 of 14 (39.000) 105.532 4,115.73 (3,705.24) 410.49 S (86.000) 105.484 9,071.66 (8,241.55) 830.11 S (53.000) 106

99 BROKERAGE 1.88 TAX &/OR SEC .17 GOLDMAN SACHS & CO. (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 106.5018 5,644.60 BROKERAGE 1.06 TAX &/OR SEC .10 LIQUIDNET INC (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 105.5063 9,073.54 BROKERAGE 1.72 TAX &/OR SEC .16 MORGAN STANLEY & CO. LLC (ID: 539830-10-9) LOCKHEED MAR

797.33 (613.97) 183.36 S 4/24 4/27 Sale High Cost PEOPLES UNITED FINANCIAL INC @ 12.4157 422.13 BROKERAGE 1.02 TAX WOR SEC .01 DEUTSCHE BANC ALEX BROWN INC (ID: 712704.10.5) (34.000) 12.385 421.10 (412.37) 8.73 S 4/24 4/27 Sale High Cost PEOPLES UNITED FINANCIAL INC @ 12.365 24.73 BROKERAGE 0.

ethod Settled Sales/Maturities/Redemptions 5/1 5/4 Sale High Cost PEOPLES UNITED FINANCIAL INC @ 12.345 148.14 BROKERAGE 0.24 TAX ODOR SEC .01 LIQUIDNET INC (ID: 712704-10-5) (12000) 12.324 147.89 (145.54) 2.35 S 5/1 5/4 Sale High Cost PEOPLE'S UNITED FINANCIAL INC @ 12.385 12.39 BROKERAGE 0.03

.689 940.34 (741.11) 19923 S 6/20 6/25 Sale High Cost ABBOTT LABORATORIES @ 62.7358 1,505.66 BROKERAGE 0.48 TAX fi/OR SEC .03 DEUTSCHE BANC ALEX BROWN INC (ID: 002824-10-0) (24.000) 62.715 1,505.15 (1,185.14) 320.01 S 6/20 6/25 Sale High Cost ABBOTT LABORATORIES @ 62.645 250.58 BROKERAGE 0.08

59 313.01 BROKERAGE 0.16 LIOUIDNET INC (ID: 18683K-10-1) 8.000 39.146 (313.17) 9/7 9/12 Purchase XILINX CORP ar 34.825 174.13 BROKERAGE 0.10 LIQUIDNET INC (ID: 983919-10-1) 5.000 34.846 (174.23) 9/7 9/12 Purchase CUFFS NATURAL RESOURCES INC 0 38.5795 270.06 BROKERAGE 0.14 IVY SECURITIES. INC. (