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E MAY 11 2016 DTD 05/11/2007 TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 36962G-2V-5) 4/2 4/2 Free Delivery Free Delivery GENERAL MOTORS CO TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 37045V-10-0) GERON CORP TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 374
EDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 40429X-YB-6) 4/2 Free Delivery JPMORGAN CHASE & CO VAR RT PFD STK 04/30/2049 DTD 04/23/2008 TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 46625H-HA-1) 4/2 4/2 Free Delivery Free Delivery JPM CHASE CA
E MAY 11 2016 DTD 05/11/2007 TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 36962G-2V-5) 4/2 4/2 Free Delivery Free Delivery GENERAL MOTORS CO TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 37045V-10-0) GERON CORP TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 374
EDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 40429X-YB-6) 4/2 Free Delivery JPMORGAN CHASE & CO VAR RT PFD STK 04/30/2049 DTD 04/23/2008 TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 46625H-HA-1) 4/2 4/2 Free Delivery Free Delivery JPM CHASE CA
05/11/2007 TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 36962G-2V-5) (50,000.000) 45,394.50 (50,095.00) 4/2 Free Delivery GENERAL MOTORS CO TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: 37045V-10-0) (1,373.000) 50,000.00 (47,148.82) 4/2 Free Delivery GERON CORP TRANSFER TO
(102,538.00) 2015 DTD 10/15/2010 TRANSFER TO UBS FINANCIAL 100,000.00 SERVICES INC. TRADE DATE 04/01/14 (ID: 40429X-YEI-6) 4/2 Free Delivery JPMORGAN CHASE & CO VAR RT PFD STK 04/30/2049 (150.000.000) (167,947.50) DTD 04/23/2008 TRANSFER TO UBS FINANCIAL 157,909.17 SERVICES INC. TRADE DATE 04/01/14 (ID: 4662511-HA-1) 4/2 Free
Entities connected to both GENERAL MOTORS CO TRANSFER TO and JPMORGAN CHASE & CO VAR RT PFD STK 04/30/2049

Ghislaine Maxwell
PERSON
JPMorgan Chase
ORGANIZATION
Newark
LOCATIONJason Grosse
PERSON
the Internal Revenue Service
ORGANIZATION
Nassau
LOCATIONJason Bell
PERSONRIO TINTO PLC
ORGANIZATIONJames Buckley
PERSONCITIGROUP CAPITAL XIII
ORGANIZATION
Barclays
ORGANIZATIONSCHLUMBERGER LTD
ORGANIZATIONJPMorgan Fund
ORGANIZATIONGlobal Access Portfolios
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONMI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD
ORGANIZATIONBIRDVILLE TEXAS INDEPENDENT SCHOOL DIST
ORGANIZATIONBANK OF AMERICA CORP TRANSFER TO
ORGANIZATIONBANK OF AMERICA CORP MEDIUM
ORGANIZATIONOGBPPR-AA-9
ORGANIZATION