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ICATIONS INC TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 92343V-10-4) (501.000) 23,477.85 (23,822.15) 3/10 Free Delivery ROCHE HOLDINGS LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 771195-10-4) (1.400.000) 39,379.81 (51,870.00) 3/10 Free Delivery VODAFONE GROUP PLC-SP
TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 771195-10-4) (1.400.000) 39,379.81 (51,870.00) 3/10 Free Delivery VODAFONE GROUP PLC-SP ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 92857W-30-8) (1.039.000) 53,081.37 (41,48727) Total Securities Transferred Out ($116.970.
Securities Transferred Out Description VERIZON COMMUNICATIONS INC TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 92343V-10-4) ROCHE HOLDINGS LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 771195-10-4) VODAFONE GROUP PLC-SP ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03
(ID: 92343V-10-4) ROCHE HOLDINGS LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 771195-10-4) VODAFONE GROUP PLC-SP ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 92857W-30-8) ($116,979.42) (1,039.000) 53,061.37 (41,487.27) (1,400.000) 39,379.81 (51,
Securities Transferred Out Description VERIZON COMMUNICATIONS INC TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 92343V-10-4) ROCHE HOLDINGS LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 771195-10-4) VODAFONE GROUP PLC-SP ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03
(ID: 92343V-10-4) ROCHE HOLDINGS LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 771195-10-4) VODAFONE GROUP PLC-SP ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 92857W-30-8) ($116,979.42) (1,039.000) 53,061.37 (41,487.27) (1,400.000) 39,379.81 (51,
Entities connected to both ROCHE HOLDINGS LTD SPONS ADR TRANSFER TO and SP ADR TRANSFER TO
VERIZON COMMUNICATIONS INC TRANSFER TO
ORGANIZATION
Ghislaine Maxwell
PERSON
Nassau
LOCATIONJason Bell
PERSONJames Buckley
PERSONJason Grosse
PERSONUNILEVER N V
ORGANIZATIONVODAFONE GROUP PLC SPONS ADR
ORGANIZATIONRECKITT BENCKISER GROUP PLC
ORGANIZATIONROYAL DUTCH SHELL PLC ADR
ORGANIZATIONKIRIN HOLDINGS COMPANY LTD
ORGANIZATIONFRACTIONAL
ORGANIZATIONVERIZON COMMUNICATIONS INC CASH IN
ORGANIZATIONDEUTSCHE POST AG SPONS ADR ADR
ORGANIZATIONVODAFONE GROUP PLC-
ORGANIZATION
JPMorgan Chase
ORGANIZATION