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USD. Type Description Quantity Transaction Market Value • Settle Date Selection Method Cost Securities Transferred Out 3/10 Free Delivery VERIZON COMMUNICATIONS INC TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 92343V-10-4) (501.000) 23,477.85 (23,822.15) 3/10 Free Delivery ROCHE HOLDINGS LTD SPONS
TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 771195-10-4) (1.400.000) 39,379.81 (51,870.00) 3/10 Free Delivery VODAFONE GROUP PLC-SP ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 92857W-30-8) (1.039.000) 53,081.37 (41,48727) Total Securities Transferred Out ($116.970.
ion Method Securities Transferred Out 3/10 Free Delivery 3/10 3/10 Free Delivery Free Delivery Total Securities Transferred Out Description VERIZON COMMUNICATIONS INC TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 92343V-10-4) ROCHE HOLDINGS LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE
(ID: 92343V-10-4) ROCHE HOLDINGS LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 771195-10-4) VODAFONE GROUP PLC-SP ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 92857W-30-8) ($116,979.42) (1,039.000) 53,061.37 (41,487.27) (1,400.000) 39,379.81 (51,
ion Method Securities Transferred Out 3/10 Free Delivery 3/10 3/10 Free Delivery Free Delivery Total Securities Transferred Out Description VERIZON COMMUNICATIONS INC TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 92343V-10-4) ROCHE HOLDINGS LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE
(ID: 92343V-10-4) ROCHE HOLDINGS LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 771195-10-4) VODAFONE GROUP PLC-SP ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 92857W-30-8) ($116,979.42) (1,039.000) 53,061.37 (41,487.27) (1,400.000) 39,379.81 (51,
Entities connected to both VERIZON COMMUNICATIONS INC TRANSFER TO and SP ADR TRANSFER TO

Ghislaine Maxwell
PERSONROCHE HOLDINGS LTD SPONS ADR TRANSFER TO
ORGANIZATION
Nassau
LOCATIONJason Bell
PERSONJames Buckley
PERSONJason Grosse
PERSONUNILEVER N V
ORGANIZATIONVODAFONE GROUP PLC SPONS ADR
ORGANIZATIONRECKITT BENCKISER GROUP PLC
ORGANIZATIONROYAL DUTCH SHELL PLC ADR
ORGANIZATIONKIRIN HOLDINGS COMPANY LTD
ORGANIZATIONFRACTIONAL
ORGANIZATIONVERIZON COMMUNICATIONS INC CASH IN
ORGANIZATIONDEUTSCHE POST AG SPONS ADR ADR
ORGANIZATIONVODAFONE GROUP PLC-
ORGANIZATION
JPMorgan Chase
ORGANIZATION