Epstein Secrets

DEND @ 0.005 PER SHARE (ID: 40428X-15-6) PRUDENTIAL TOTAL RETURN BD-Z 08/30/13 INCOME DIVIDEND @ 0.049 PER SHARE AS OF 08/30/13 (ID: 74440B-40-5) COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 08/30/13 INCOME DIVIDEND @ 0.071 PER SHARE AS OF 08/30/13 (ID: 19248X-30-7) DOUBLELINE TOTAL RET BD-I 08/30/13 INCOME DIVIDEN

ER SHARE AS OF 09/25/13 (ID: 367829-88-4) HARBOR HIGH YIELD BOND-INST 09/26/13 INCOME DIVIDEND @ 0.144 PER SHARE AS OF 09/26/13 (ID: 411511-55-3) HARBOR CONVERTIBLE SEC-INST 09/26/13 INCOME DIVIDEND @ 0.043 PER SHARE AS OF 09/26/13 (ID: 411512-73-4) EFTA01566626 $3,928.88 2,833.314 0.043 120.50 1,089.208 4,547.2

.010 PER SHARE (ID: 40428X-15-6) METROPOLITAN WEST FDS TOTAL RET CL I 11/29/13 INCOME DIVIDEND @ 0.003 PER SHARE AS OF 11/29/13 (ID: 592905-50-9) COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 11/29/13 INCOME DIVIDEND @ 0.071 PER SHARE AS OF 11/29/13 (ID: 19248X-30-7) DOUBLELINE TOTAL RET BD-I 11/29/13 INCOME DIVIDEN

R SHARE AS OF 12/18/13 (ID: 82980D-70-7) HARBOR HIGH YIELD BOND-INST 12/17/13 INCOME DIVIDEND @ 0.210 PER SHARE AS OF 12/17/13 (ID: 411511-55-3) HARBOR CONVERTIBLE SEC-INST 12/17/13 INCOME DIVIDEND @ 0.098 PER SHARE AS OF 12/17/13 (ID: 411512-73-4) SIT DIVIDEND GROWTH FUND-I 12/18/13 INCOME EFTA01567171 DIVIDEND @

.005 PER SHARE (ID: 40428X-15-6) METROPOLITAN WEST FDS TOTAL RET CL I 01/31/14 INCOME DIVIDEND @ 0.018 PER SHARE AS OF 01/31/14 (ID: 592905-50-9) COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 01/31/14 INCOME DIVIDEND @ 0.071 PER SHARE AS OF 01/31/14 (ID: 19248X-30-7) DOUBLELINE TOTAL RET BD-I 01/31/14 INCOME DIVIDEN

Securities Transferred Out Description HARBOR HIGH YIELD BOND-INST TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 411511-55-3) HARBOR CONVERTIBLE SEC-INST TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 02/25/14 (ID: 411512-73-4) CLEARBRIDGE EQUITY INC FD-I CAP & INCOME I TRANSFER TO UBS FINANCIA