Epstein Secrets

YAL DUTCH SHELL PLC ADR @ 66.9621 6,696.21 BROKERAGE 4.00 TAX &/OR SEC .12 ESI SECURITIES COMPANY WASH SALE ADJUSTMENT 08/09/13 (ID: 780259-10-7) ISRAEL CHEMICALS LTD ADR @ 7.8068 5,386.69 BROKERAGE 13.80 TAX &/OR SEC .10 ESI SECURITIES COMPANY (ID: 465036-20-0) ROYAL DUTCH SHELL PLC ADR @ 67.1803 5,038.52 BROKERAG

C-INST COHEN & STEERS PREFERRED SECURITIES 411511-55-3 10.63 411512-73-4 12.82 AND INCOME FUND INC 19248X-30-7 DOUBLELINE TOTAL RET BD-I 3PM STR INC OPP FD 258620-10-3 11.83 FUND 3844 4812A4-35-1 3PM TR I MLT SC INCOME FD - SEL FUND 2130 48121A-29-0 PRUDENTIAL TOTAL RETURN BD-Z 74440B-40-5 10.0

urchase Purchase Purchase Description HSBC HOLDINGS PLC SPONS ADR @ 52.0803 22,394.53 BROKERAGE 17.20 ESI SECURITIES COMPANY (ID: 404280-40-6) ISRAEL CHEMICALS LTD ADR @ 12.2857 18,858.55 BROKERAGE 46.05 ESI SECURITIES COMPANY (ID: 465036-20-0) KIRIN HOLDINGS COMPANY LTD SPONS ADR @ 16.29 9,774.00 BROKERAGE 18.0

H YIELD BOND FUND - INS COHEN & STEERS PREFERRED SECURITIES 411511-55-3 13.74 AND INCOME FUND INC 19248X-30-7 HARBOR CONVERTIBLE SEC FD-IS 3PM STR INC OPP FD 411512-73-4 11.97 FUND 3844 4812A4-35-1 PRUDENTIAL TOTAL RETURN BD F CL Z 74440B-40-5 DOUBLELINE FDS TR TTL RTN BD I 258620-10-3 11.41 12

e Total Settled Securities Purchased Description TESCO PLC SPONS ADR @ 17.5747 4,745.17 BROKERAGE 8.10 ESI SECURITIES COMPANY (ID: 881575-30-2) ISRAEL CHEMICALS LTD ADR @ 13.4452 2,420.14 BROKERAGE 5.40 ESI SECURITIES COMPANY (ID: 465036-20-0) ($992,425.80) 180.000 13.475 (2,425.54) Quantity 270.000 Per Unit

US DOLLAR 1.00 21,026.56 21,026.56 21,026.56 2.10 0.26 US Fixed Income HARBOR HIGH YIELD BOND FUND - INS HARBOR CONVERTIBLE SEC FD-IS 3PM STR INC OPP FD 411511-55-3 10.25 411512-73-4 11.91 FUND 3844 4812A4-35-1 PRUDENTIAL TOTAL RETURN BD F CL Z 74440B-40-5 DOUBLELINE FDS TR TTL RTN BD I 25