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ECURITIES COMPANY (ID: 904784-70-9) UNITED OVERSEAS BANK LTD SPONS ADR @ 30.50 27,450.00 BROKERAGE 36.00 ESI SECURITIES COMPANY (ID: 911271-30-2) VODAFONE GROUP PLC SPONS ADR @ 27.32 39,887.20 EFTA01565181 BROKERAGE 58.40 ESI SECURITIES COMPANY (ID: 92857W-20-9) ZURICH INSURANCE GROUP-ADR @ 28.43 29,851.50 BROKERAGE
88-10-6 MURG Y NESTLE S A SPONS ADR REPSTG REG SH 641069-40-6 NSRG Y NOVARTIS A G ADR 66987V-10-9 NVS PETROCHINA CO LTD ADR 71646E-10-0 PTR RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL Y ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS B SANOFI 80105N-
S ADR (ID: 881575-30-2) TOTAL SA SPONS ADR (ID: 89151E-10-9) UNILEVER N V (ID: 904784-70-9) UNITED OVERSEAS BANK LTD SPONS ADR (ID: 911271-30-2) VODAFONE GROUP PLC SPONS ADR (ID: 92857W-20-9) ZURICH INSURANCE GROUP-ADR (ID: 989825-10-4) EFTA01564997 Quantity 1,060.000 1,270.000 950.000 1,130.000 870.000 460.000
626188-10-6 MURG NESTLE S A SPONS ADR REPSTG REG SH 641069-40-6 NSRG NOVARTIS A G ADR 66987V-10-9 NVS PETROCHINA CO LTD ADR 71646E-10-0 PTR RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS SANOFI 80105N-10-5 S
ERAGE 17.80 ESI SECURITIES COMPANY (ID: ) UNITED OVERSEAS BANK LTD SPONS ADR @ 33.4524 14,719.06 BROKERAGE 17.60 ESI SECURITIES COMPANY (ID: ) VODAFONE GROUP PLC SPONS ADR @ 29.7542 16,067.27 BROKERAGE 21.60 ESI SECURITIES COMPANY (ID: ) ZURICH INSURANCE GROUP-ADR @ 26.2114 17,954.81 BROKERAGE 27.40 ESI SECURITIES
LLSCHAFT ADR MURG Y NESTLE S A SPONS ADR REPSTG REG SH NSRG Y NOVARTIS A G ADR NVS PETROCHINA CO LTD ADR PTR PROCEEDS FROM PENDING SALES RECKITT BENCKISER GROUP PLC SPONSORED ADR RBGL Y ROCHE HOLDINGS LTD SPONS ADR RHHB Y ROYAL DUTCH SHELL PLC ADR RDS B Page 7 of 19 69.79 515.000 35,941.85 36,534.71
ROKERAGE 10.20 ESI SECURITIES COMPANY (ID: ) UNITED OVERSEAS BANK LTD SPONS ADR @ 33.14 8,285.00 BROKERAGE 10.00 ESI SECURITIES COMPANY (ID: ) VODAFONE GROUP PLC SPONS ADR @ 29.43 12,949.20 BROKERAGE 17.60 ESI SECURITIES COMPANY (ID: ) ZURICH INSURANCE GROUP-ADR @ 26.6999 7,742.97 BROKERAGE 11.60 ESI SECURITIES COM
SPONS ADR REPSTG REG SH NSRG Y NIPPON TEL & TEL CORP ADR NTT NOVARTIS A G ADR NVS P PETROCHINA CO LTD ADR PTR PROCEEDS FROM PENDING SALES RECKITT BENCKISER GROUP PLC SPONSORED ADR RBGL Y ROCHE HOLDINGS LTD SPONS ADR RHHB Y ROYAL DUTCH SHELL PLC ADR SANOFI Page 7 of 70.87 51.48 580.000 1,195.000 41,10
CORD DATE 12/06/13 AS OF 03/13/14 (ID: 25157Y-20-2) TRANSFER TO EMS FINANCIAL SERVICES INC. (1,033.35) ($27,719.39) Quantity Cost Description VODAFONE GROUP PLC SPONS ADR @ 4.928005 PER SHARE (ID: 92857W-20-9) UNILEVER N V @ 0.365412 PER SHARE (ID: 904784-70-9) ASTRAZENECA PLC SPONS ADR @ 1.90 PER SHARE (ID: 04635
Equity Equity Detail Price EAFE Equity GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK KIRIN HOLDINGS COMPANY LTD SPONS ADR 497350-30-6 KNBW RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL Total EAFE Equity 16.48 $0.00 0.00 776.95 $0.00 $0.00 $0.00 $1,937.95 0.00% 2.57% 13.85 0.00 476.23 2
d Foreign Dividend Description DEPOSIT SWEEP INTEREST FOR 01/01/14 - 01/31/14 @ .03% RATE ON AVG COLLECTED BALANCE OF $50,803.92 AS OF 02/01/14 VODAFONE GROUP PLC SPONS ADR @ 0.585415 PER SHARE (ID: 92857W-20-9) SIEMENS A G SPONS ADR @ 4.092767 PER SHARE (ID: 826197-50-1) IMPERIAL TOBACCO PLC ADR @ 2.708669 PER SHARE
2 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 2/1/14 to 2/28/14 Price EAFE Equity KIRIN HOLDINGS COMPANY LTD SPONS ADR 497350-30-6 KNBW RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS UNILEVER N V US DO
ividend FGN Tax Withheld Misc Disbursement Expenses Foreign Dividend Foreign Dividend Misc Disbursement Total Inflows & Outflows Description VODAFONE GROUP PLC SPONS ADR @ 4.928005 PER SHARE (ID: 92857W-20-9) TRANSFER TO UBS FINANCIAL SERVICES INC. UNILEVER N V @ 0.365412 PER SHARE (ID: 904784-70-9) UNILEVER N V
Equity Equity Detail Price EAFE Equity GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK KIRIN HOLDINGS COMPANY LTD SPONS ADR 497350-30-6 KNBW RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL Total EAFE Equity 16.48 $0.00 0.00 776.95 $0.00 $0.00 $0.00 $1,937.95 0.00% 2.57% 13.85 0.00 476.23 2
SECURITIES COMPANY (ID: 904784-70-9) UNITED OVERSEAS BANK LTD SPONS ADR @ 33.14 8,285.00 BROKERAGE 10.00 ESI SECURITIES COMPANY (ID: 911271-30-2) VODAFONE GROUP PLC SPONS ADR @ 29.43 12,949.20 BROKERAGE 17.60 ESI SECURITIES COMPANY (ID: 92857W-20-9) ZURICH INSURANCE GROUP-ADR @ 26.6999 7,742.97 BROKERAGE 11.60 ESI SECU
COMPANY (ID: 677862-10-4) TELEKOMUNIKASI IND SPONS ADR @ 45.9695 8,964.05 BROKERAGE 7.80 ESI SECURITIES COMPANY (ID: 715684-10-6) EFTA01566209 RECKITT BENCKISER GROUP PLC SPONSORED ADR @ 14.3018 6,292.79 BROKERAGE 13.20 ESI SECURITIES COMPANY (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR @ 64.4191 6,441.91 BROKERA
ECURITIES COMPANY (ID: 904784-70-9) UNITED OVERSEAS BANK LTD SPONS ADR @ 30.50 27,450.00 BROKERAGE 36.00 ESI SECURITIES COMPANY (ID: 911271-30-2) VODAFONE GROUP PLC SPONS ADR @ 27.32 39,887.20 EFTA01565287 BROKERAGE 58.40 ESI SECURITIES COMPANY (ID: 92857W-20-9) ZURICH INSURANCE GROUP-ADR @ 28.43 29,851.50 BROKERAGE
88-10-6 MURG Y NESTLE S A SPONS ADR REPSTG REG SH 641069-40-6 NSRG Y NOVARTIS A G ADR 66987V-10-9 NVS PETROCHINA CO LTD ADR 71646E-10-0 PTR RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL Y ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS B SANOFI 80105N-
S ADR (ID: 881575-30-2) TOTAL SA SPONS ADR (ID: 89151E-10-9) UNILEVER N V (ID: 904784-70-9) UNITED OVERSEAS BANK LTD SPONS ADR (ID: 911271-30-2) VODAFONE GROUP PLC SPONS ADR (ID: 92857W-20-9) ZURICH INSURANCE GROUP-ADR (ID: 989825-10-4) EFTA01565102 Quantity 1,060.000 1,270.000 950.000 1,130.000 870.000 460.000
626188-10-6 MURG NESTLE S A SPONS ADR REPSTG REG SH 641069-40-6 NSRG NOVARTIS A G ADR 66987V-10-9 NVS PETROCHINA CO LTD ADR 71646E-10-0 PTR RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS SANOFI 80105N-10-5 S
Entities connected to both VODAFONE GROUP PLC SPONS ADR and RECKITT BENCKISER GROUP PLC

Ghislaine Maxwell
PERSON
SANOFI
ORGANIZATIONUNILEVER N V
ORGANIZATION
JPMorgan Chase
ORGANIZATIONROCHE HOLDINGS LTD
ORGANIZATIONJason Bell
PERSON
SIEMENS
ORGANIZATIONGHISLAINE MAXWELL - OAP IHD ACCT
ORGANIZATIONJason Grosse
PERSONVODAFONE GROUP PLC
ORGANIZATIONJames Buckley
PERSON
BAYER
ORGANIZATIONROYAL DUTCH SHELL PLC ADR
ORGANIZATION
Nassau
LOCATIONGDF SUEZ
ORGANIZATIONABB LTD
ORGANIZATIONBRITISH AMERICAN TOBACCO PLC
ORGANIZATIONROYAL DUTCH SHELL PLC
ORGANIZATIONTELEKOMUNIKASI IND
ORGANIZATIONUNITED OVERSEAS BANK LTD
ORGANIZATION