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urchase Purchase Description GDF SUEZ SPONS ADR @ 20.6977 14,902.34 BROKERAGE 28.80 TAX &/OR SEC 29.81 ESI SECURITIES COMPANY (ID: 361608-10-5) GLAXOSMITHKLINE PLC SPONS ADR @ 45.575 15,039.75 BROKERAGE 13.20 ESI SECURITIES COMPANY (ID: 37733W-10-5) HSBC HOLDINGS PLC SPONS ADR @ 56.8686 32,415.10 BROKERAGE 22.80 ESI S
ESI SECURITIES COMPANY (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR @ 55.05 30,277.50 BROKERAGE 22.00 ESI SECURITIES COMPANY (ID: 771195-10-4) ROYAL DUTCH SHELL PLC ADR @ 74.5455 22,363.65 BROKERAGE 12.00 ESI SECURITIES COMPANY (ID: 780259-10-7) SANOFI @ 48.6177 35,004.74 BROKERAGE 28.80 TAX &/OR SEC 70.01 ESI SE
2 mentions1 same-page
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(ID: 204409-60-1) DEUTSCHE POST AG SPONS ADR (ID: 25157Y-20-2) DIAGEO P L C SPONS ADR NEW (ID: 25243Q-20-5) GDF SUEZ SPONS ADR (ID: 361608-10-5) GLAXOSMITHKLINE PLC SPONS ADR (ID: 37733W-10-5) HSBC HOLDINGS PLC SPONS ADR (ID: 404280-40-6) Quantity 1,280.000 350.000 1,130.000 200.000 320.000 400.000 340.000 890.00
ETROCHINA CO LTD ADR (ID: 71646E-10-0) RECKITT BENCKISER GROUP PLC SPONSORED ADR (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR (ID: 771195-10-4) ROYAL DUTCH SHELL PLC ADR (ID: 780259-10-7) SANOFI (ID: 80105N-10-5) SIEMENS A G SPONS ADR (ID: 826197-50-1) Quantity 1,850.000 1,660.000 1,650.000 570.000 590.000 41
2 mentions1 same-page
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INTEREST FOR 03/01/13 - 03/31/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $25,583.73 AS OF 04/01/13 NOVARTIS A G ADR @ 2.42647 PER SHARE (ID: ) GLAXOSMITHKLINE PLC SPONS ADR @ 0.68948 PER SHARE (ID: ) TOTAL SA SPONS ADR @ 0.76036 PER SHARE (ID: ) ROCHE HOLDINGS LTD SPONS ADR GROSS RATE 1.9388 (ID: ) DIAGEO P L C
30 BROKERAGE 15.30 ESI SECURITIES COMPANY (ID: ) ROCHE HOLDINGS LTD SPONS ADR @ 60.4954 11,494.13 BROKERAGE 7.60 ESI SECURITIES COMPANY (ID: ) ROYAL DUTCH SHELL PLC ADR @ 65.8161 14,150.46 BROKERAGE 8.60 ESI SECURITIES COMPANY (ID: ) SIEMENS A G SPONS ADR @ 100.0942 20,018.84 BROKERAGE 8.00 ESI SECURITIES COMPAN
Sponsored
2 mentions1 same-page
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LTD ADR @ 0.1684 PER SHARE (ID: ) COMPANHIA ENERGETICA DE MINAS GERAIS SPONS ADR REP NON VOTING PFD @ 0.321396 PER SHARE AS OF 07/05/13 (ID: ) GLAXOSMITHKLINE PLC SPONS ADR @ 0.550224 PER SHARE (ID: ) HSBC HOLDINGS PLC SPONS ADR @ 0.50 PER SHARE AS OF 07/11/13 (ID: ) TESCO PLC SPONS ADR @ 0.4551 PER SHARE AS OF 07
.79 BROKERAGE 13.20 ESI SECURITIES COMPANY (ID: ) ROCHE HOLDINGS LTD SPONS ADR @ 64.4191 6,441.91 BROKERAGE 4.00 ESI SECURITIES COMPANY (ID: ) ROYAL DUTCH SHELL PLC ADR @ 69.7441 4,533.37 BROKERAGE 2.60 ESI SECURITIES COMPANY (ID: ) SANOFI @ 52.2799 10,455.98 BROKERAGE 8.00 TAX &/OR SEC 20.92 ESI SECURITIES COMP
2 mentions1 same-page
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(ID: 25157Y-20-2) GDF SUEZ SPONS ADR @ 20.0639 4,313.74 BROKERAGE 8.60 TAX &/OR SEC 8.63 ESI SECURITIES COMPANY (ID: 36160B-10-5) EFTA01566206 GLAXOSMITHKLINE PLC SPONS ADR @ 52.864 6,343.68 BROKERAGE 4.80 ESI SECURITIES COMPANY (ID: 37733W-10-5) HSBC HOLDINGS PLC SPONS ADR @ 54.8648 7,955.40 BROKERAGE 5.80 ESI SECUR
ESI SECURITIES COMPANY (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR @ 64.4191 6,441.91 BROKERAGE 4.00 ESI SECURITIES COMPANY (ID: 771195-10-4) ROYAL DUTCH SHELL PLC ADR @ 69.7441 4,533.37 BROKERAGE 2.60 ESI SECURITIES COMPANY (ID: 780259-10-7) SANOFI @ 52.2799 10,455.98 BROKERAGE 8.00 TAX &/OR SEC 20.92 ESI SECUR
2 mentions1 same-page
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urchase Purchase Description GDF SUEZ SPONS ADR @ 20.6977 14,902.34 BROKERAGE 28.80 TAX &/OR SEC 29.81 ESI SECURITIES COMPANY (ID: 361608-10-5) GLAXOSMITHKLINE PLC SPONS ADR @ 45.575 15,039.75 BROKERAGE 13.20 ESI SECURITIES COMPANY (ID: 37733W-10-5) HSBC HOLDINGS PLC SPONS ADR @ 56.8686 32,415.10 BROKERAGE 22.80 ESI S
ESI SECURITIES COMPANY (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR @ 55.05 30,277.50 BROKERAGE 22.00 ESI SECURITIES COMPANY (ID: 771195-10-4) ROYAL DUTCH SHELL PLC ADR @ 74.5455 22,363.65 BROKERAGE 12.00 ESI SECURITIES COMPANY (ID: 780259-10-7) SANOFI @ 48.6177 35,004.74 BROKERAGE 28.80 TAX &/OR SEC 70.01 ESI SE
Sponsored
2 mentions1 same-page
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(ID: 204409-60-1) DEUTSCHE POST AG SPONS ADR (ID: 25157Y-20-2) DIAGEO P L C SPONS ADR NEW (ID: 25243Q-20-5) GDF SUEZ SPONS ADR (ID: 361608-10-5) GLAXOSMITHKLINE PLC SPONS ADR (ID: 37733W-10-5) HSBC HOLDINGS PLC SPONS ADR (ID: 404280-40-6) Quantity 1,280.000 350.000 1,130.000 200.000 320.000 400.000 340.000 890.00
ETROCHINA CO LTD ADR (ID: 71646E-10-0) RECKITT BENCKISER GROUP PLC SPONSORED ADR (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR (ID: 771195-10-4) ROYAL DUTCH SHELL PLC ADR (ID: 780259-10-7) SANOFI (ID: 80105N-10-5) SIEMENS A G SPONS ADR (ID: 826197-50-1) Quantity 1,850.000 1,660.000 1,650.000 570.000 590.000 41
2 mentions1 same-page
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430-20-5) 80.000 118.169 (9,456.78) 1/29 2/1 Purchase GDF SUEZ SPONS ADR (ID: 36160B-10-5) 720.000 20.697 (14,960.95) 1/29 2/1 Purchase GLAXOSMITHKLINE PLC SPONS ADR (ID: 37733W-10-5) 330.000 45.575 (15,052.95) 1/29 2/1 Purchase HSBC HOLDINGS PLC SPONS ADR (ID: 404280-40-6) 570.000 56.868 (32,437.90) J.
2,590.000 13.53 (35,120.40) 1/29 2/1 Purchase ROCHE HOLDINGS LTD SPONS ADR (ID: 771195-104) 550.000 55.05 (30.299.50) 1/29 2/1 Purchase ROYAL DUTCH SHELL PLC ADR (ID: 780259-10-7) 300.000 74.545 (22,375.65) 1/29 2/1 Purchase SANOFI (ID: 80105N-10-5) 720.000 48.617 (35,103.55) 1/29 2/1 Purchase SI
Sponsored
Mutual Connections (74)
Entities connected to both GLAXOSMITHKLINE PLC SPONS ADR and ROYAL DUTCH SHELL PLC ADR
Ghislaine Maxwell
PERSON17 w/ GLAXOSMITHKLINE·30 w/ ROYAL
UNILEVER N V
ORGANIZATION12 w/ GLAXOSMITHKLINE·23 w/ ROYAL
JB
Jason Bell
PERSON14 w/ GLAXOSMITHKLINE·20 w/ ROYAL
SANOFI
ORGANIZATION12 w/ GLAXOSMITHKLINE·22 w/ ROYAL
JPMorgan Chase
ORGANIZATION14 w/ GLAXOSMITHKLINE·20 w/ ROYAL
BAYER
ORGANIZATION15 w/ GLAXOSMITHKLINE·17 w/ ROYAL
RECKITT BENCKISER GROUP PLC
ORGANIZATION14 w/ GLAXOSMITHKLINE·17 w/ ROYAL
GHISLAINE MAXWELL - OAP IHD ACCT
ORGANIZATION12 w/ GLAXOSMITHKLINE·17 w/ ROYAL
SIEMENS
ORGANIZATION9 w/ GLAXOSMITHKLINE·19 w/ ROYAL
ABB LTD
ORGANIZATION11 w/ GLAXOSMITHKLINE·16 w/ ROYAL
GDF SUEZ
ORGANIZATION11 w/ GLAXOSMITHKLINE·16 w/ ROYAL
VODAFONE GROUP PLC
ORGANIZATION11 w/ GLAXOSMITHKLINE·16 w/ ROYAL
UNITED OVERSEAS BANK LTD
ORGANIZATION11 w/ GLAXOSMITHKLINE·16 w/ ROYAL
BRITISH AMERICAN TOBACCO PLC
ORGANIZATION11 w/ GLAXOSMITHKLINE·16 w/ ROYAL
TELEKOMUNIKASI IND
ORGANIZATION11 w/ GLAXOSMITHKLINE·16 w/ ROYAL
JG
Jason Grosse
PERSON10 w/ GLAXOSMITHKLINE·16 w/ ROYAL
VODAFONE GROUP PLC SPONS ADR
ORGANIZATION9 w/ GLAXOSMITHKLINE·16 w/ ROYAL
BAE SYSTEMS PLC
ORGANIZATION10 w/ GLAXOSMITHKLINE·15 w/ ROYAL
ROCHE HOLDINGS LTD
ORGANIZATION10 w/ GLAXOSMITHKLINE·15 w/ ROYAL
JB
James Buckley
PERSON10 w/ GLAXOSMITHKLINE·14 w/ ROYAL