Document Mentions (3 shared documents)

EFTA01374278

3 mentions1 same-page

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AP. Let me know if you have any questions. Thank you. Account # J Customer EEA Country I Customer Owner Italy Stewart Oldfield Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, N

345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA From: Anna-Sofiya Lupolover Sent: Monday, December 18, 2017 10:53 AM To: Stewart Oldfield Cc: Cynthia Rodrigue ; Bradley Gillin Subject: PRIIPs Client Notification Ill Cla

is list of clients identified by the WM Regulatory team as EEA clients, hence in scope of the Packaged Retail Investment Product and Insurance-based Investment Product (PRIIPs) Regulation. Clients will be informed of the PRIIPs regulation, which goes live on January 3r° 2018 via the attached (draft) letter by mail

EFTA01385179

2 mentions1 same-page

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Securities offered through Deutsche Bank Securities Inc. From: Cynthia Rodriguez Sent: Monday, December 18, 2017 11:22 AM To: Anna-Sofiya Lupolover canna-soliu.lupplover2db.com>; Stewart Oldfield <stewart.oldneldco2sib.corr> Cc: Bradley Gitlin <bradiestgillinetdb.com> Subject: RE: PRIIPs Client N

EFTA01385723

2 mentions1 same-page

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Faxi Email Securities offered through Deutsche Bank Securities Inc. From: Cynthia Rodriguez Sent: Monday, December 18, 2017 11:22 AM To: Anna-Sofiya Lupolover >; Stewart Oldfield Cc: Bradley Gillin < Subject: RE: PRIIPs Client Notification (I) Classification: For inbmal use only Hi Anna, This entity i