Epstein Secrets

y Swap Trading Deutsche Bank AG, Filiale London CB&S - Markets Winchester House, 1 Great Winchester Street, EC2N 2DB London. United Kingdom Tel. Pankaj-A CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0045987 CONFIDENTIAL SDNY GM_00192171 EFTA01358381

+44 20 754.58750 Mobile +44 7956-301-002 Email rimmy-h.xue4db.com From: Xavier Avila Sent: 17 April 2018 02:30 To: Jimmy-H Xu ›; Mathew Negus Akash Malhotra c: oe A tone an ters Nina Tona Pankaj-A Chopra NCAOTC Derivatives Zeman Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial,

s. From: Mathew Negus Sent: Tuesday, April 17 2018 7'11 AM To: Jimmy-H Xu ; Xavier Avila a; Akash Malhotra c: oe tone 1 an a ters Nina Tona Pankaj-A Cho r ra ; NCA • Te Denyanyes Zeman a opals c~~ , Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] I'll check who s

From: Sent: To: CC: Nina Tona 4/17/2018 8:32:04 AM Mathew Negus immy-H Xu ; Xavier Avila Akash Malhotra Joe Aglione Ian Salters Pankaj-A Chopra NCAOTC Derivatives ; Martin Zeman Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial,

Derivatives Alka Gopala Subject: KYC Brcach_SOUTHFINANMD_Southem Financial, LLC_FFT Location ill Classification: For Internal use only Hi Alex, Pankaj-A Chopra < For adoption location Frankfurt, the following trade has been booked in Summit application for OTC Derivative Product, details as follow

provide dots, if not we move this to London where client is onboarded? Thanks Xavier Avila Managing Director Deutsche Bank Securities Inc From: Akash Malhotra Date: Monday, Apr 16, 1.11 To: Xavier Avila Cc: Shawn Stakma, NCAOTC Derivatives Alka Gopala Subject: KYC Brcach_SOUTHFINANMD_Southem Financial

Street, EC2N 2DB London, United Kingdom Tel. Mobi Emai From: Xavier Avila mailu Sent: 16 April 2018 17:55 To: Mathew Nessus Akash Malhotra , Pankaj-A Zeman Alka Gopala Ian Salters Pankaj-A Cho ra NCAOTC De ' rivativ ;Martin Cc: Joe Aglione Subject: RE: KYC Breach_SOUTHF1NANMD_ ou em [nan

1 Great Winchester Street, EC2N 2DB London, United Kingdom Tel. Mobi Emai From: Xavier Avila mailu Sent: 16 April 2018 17:55 To: Mathew Nessus Akash Malhotra , Pankaj-A Zeman Alka Gopala Ian Salters Pankaj-A Cho ra NCAOTC De ' rivativ ;Martin Cc: Joe Aglione Subject: RE: KYC Breach_SOUTHF1NANMD_

NCAOTC Derivatives >, Alka Gopala Subject: KYC Brcach_SOUTHFIIIIMPAancial. LLC_FFT Location Ill Classification: For Internal use only Hi Alex, , Pankaj-A Chopra < For adoption location Frankfurt, the following trade has been booked in Summit application for OTC Derivative Product, details as follow

lines. Summit screenshot: Trade Details Trade Type Trade ID 'mitt: S,ibType ;encoded ' S:atia 51.5tAP *G125714L 5 CC .. 13,412018 Regards Akash Malhotra Associate I Client on Boarding Bo:* LAG SWAPS Esker Csrency Curre-cy par :die-teal CCenpally CcMORIEI US0.EIJR sotrniri6uusto DBOI Global

Cc: Joe Chopra u ject: , Ian Salters >, Nina Tona >, Pankaj-A , Martin Zeman , Alka Gopala reac _SOUTHFINANMD_Southcm Financial, LLC_FFT Location II] Classification For Internal use only In general, every

Xavier Avila Sent: 17 April 2018 02:30 To: Jimmy-H Xu Cc: Joe Aglione Pankaj-A Cho. Zeman Subject: Done, thanks. reac >; Mathew Negus .c ?; Akash Malhotra Salters >; Nina Tona <a; >; NCAMWI s <e; Martin ; Alka Gopala THFINANMD_Southem Financial, LLC_FFT Location [1] Are all the XCCYs generally bo

r Avila Sent: 16 April 2018 17:55 To: Mathew Negus ; Akash Malhotra Martin Zeman Pankaj-A Cc: Joe Aglione ; Ian Salters M~~; Nina Tona <~~,; Pankaj-A Chopra NCAOTC Derivatives >, Martin Zeman c ill~»; Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] S

ets Winchester House, 1 Great Winchester Street, EC2N 2DB London, United Kingdom From: Xavier Avila Sent: 16 April 2018 17:55 To: Mathew Negus ; Akash Malhotra Martin Zeman Pankaj-A Cc: Joe Aglione ; Ian Salters M~~; Nina Tona <~~,; Pankaj-A Chopra NCAOTC Derivatives >, Martin Zeman c ill~»; Alka G

From: Sent: Xavier Avila 4/16/2018 9:30:18 PM To: Jimmy-H Xu I ; Mathew Negus I I; Akash Malhotra CC: Joe Aglione I; Ian Salters I ; Pankaj-A Chopra I ; NCAOTC Derivatives I; Martin Zeman I ; Alka Gopala Subject: RE: KYC Breach SOUTHFINANMD_Southem Financial, LLC_FFT Location [Ij

From: Sent: Xavier Avila 4/16/2018 9:30:18 PM To: Jimmy-H Xu I ; Mathew Negus I I; Akash Malhotra CC: Joe Aglione I; Ian Salters I ; Pankaj-A Chopra I ; NCAOTC Derivatives I; Martin Zeman I ; Alka Gopala Subject: RE: KYC Breach SOUTHFIN

: Xavier Avila Sent: 17 April 2018 02:30 To: Jimmy-H Xu......M5>; Mathew Negus < >; Akash Malhotra c: oe lone an a ers ; Nina Tona a; Pankaj-A Chopra < >; NCAOTC Derivatives <Imm illi >; Martin Zeman IMISIII >; Alka Gopala a> Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_F

From: Jimmy-H X Sent: 4/17/2018 2:53:54 AM To: Xavier Avila Mathew Negus ; Akash Malhotra CC: Joe Aglione an Sake Nina Tona ankaj-A Chopra NCAOTC Derivatives ]; Martin Zeman Alka Copula Subject: RE: KYC Breach SOUTHFINANMD Southe

s Management From: Nina Tona Sent: Tuesday, April 17, 2018 8:32 AM To: Mathew Negus Jimmy-H Xu Xavier Avila Akash Malhotra ; Cc: Joe Aglione < Pankaj-A Chopra I I ; Ian Salters a; ; NCAOTC Derivatives ; Martin Zeman a; Alka Gopala Subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC_

Mathew Negus Director I ICG Business Management From: Nina Tona Sent: Tuesday, April 17, 2018 8:32 AM To: Mathew Negus Jimmy-H Xu Xavier Avila Akash Malhotra ; Cc: Joe Aglione < Pankaj-A Chopra I I ; Ian Salters a; ; NCAOTC Derivatives ; Martin Zeman a; Alka Gopala Subject: RE: KYC Breach SOUTHFI