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e Southern Trust Co account: 1mm at 94.375 1mm at 94.425 You sold 200m SERV 7.25 3/1/38 from the SFLLC account: 10Ok at 99.141 100k at 98.875 ; Davide-A Sferrazza Prepared on 08/14/2018 Source: Pershing NeIX 360 Unofficial trade confirmations use information from sources that the firm believes to
rrett Martin Zeman , Stewart Oldfield Trade Details 8/14/2018 [C] Classification: Confidential Paul, Richard Kahn : Xavier Avila You sold 2mm RBS Pref from the Southern Trust Co account: 1mm at 94.375 1mm at 94.425 You sold 200m SERV 7.25 3/1/38 from the SFLLC account: 10Ok at 99.141 100k at 98
s 8/16/2018 [C] Classification: Confidential Paul, Richard Kahn • Xavier Avila I I You sold 1mm RBS Pref from the Southern Trust Co account: ; Davide-A Sferrazza TRADE DATE STLMNT DATE BUY/SELL QUANTITY SEC. DESCRIPTION ISIN PRICE PRINCIPAL INTEREST NET AMT. (TRANS. CCY) TB CC 8/16
Zeman Stewart Oldfield Subject: Trade Details 8/16/2018 [C] Classification: Confidential Paul, Richard Kahn • Xavier Avila I I You sold 1mm RBS Pref from the Southern Trust Co account: ; Davide-A Sferrazza TRADE DATE STLMNT DATE BUY/SELL QUANTITY SEC. DESCRIPTION ISIN PRICE PRINCIPAL
wart 0ldfield Subject: Trade Details 8/13/2018 (C) Classification: Confidential Paul, You sold 1mm RBS Pref from the Southern Trust Co account: Davide-A Sferrazza TRADE DATE STLMNT DATE BUY/SELL QUANTITY SEC. DESCRIPTION ISIN PRICE PRINCIPAL INTEREST NET AMT. (TRANS. CCY) TR CC 8/13
ichard CC: Martin Zeman ; Xavier Avila Stewart 0ldfield Subject: Trade Details 8/13/2018 (C) Classification: Confidential Paul, You sold 1mm RBS Pref from the Southern Trust Co account: Davide-A Sferrazza TRADE DATE STLMNT DATE BUY/SELL QUANTITY SEC. DESCRIPTION ISIN PRICE PRINCIPAL IN
Entities connected to both Davide Sferrazza and RBS Pref
Martin Zeman
PERSON
Martha Stewart
PERSON
Richard Kahn
PERSONLiam Osullivan
PERSONKCP Americas
ORGANIZATION
Paul Barrett
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONSouthern Trust Company
ORGANIZATION