3
Shared Docs
3
Same-Page
5 / 3
Mentions
From: Davide-A Sferrazza Sent: 9/21/2018 3:59:33 PM To: Paul Barrett CC: Xavier Avila; Martin Zeman ; Stewart Oldfield Subject: 2Y 2s10s Curve Cap Confi
3, 2020 Strike: 0.10% Underlying: (10y swap — 2y swap) Premium: DB pays Southern Financial LLC $68,500 value September 25, 2018 Regards, Davide Davide Sferrazza Analyst I Key Client Partners Deutsche Bank Securities, Inc. Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York. NY, USA Tel.
ett CC: Xavier Avila; Martin Zeman ; Stewart Oldfield Subject: 2Y 2s10s Curve Cap Confirmation IC] Classification: Confidential Paul, ; barn Osullivan ; 'Richard Kahn To confirm, you unwound the two 2y10y spread caps you had open per the below: US curve cap Notional: USD 45,000,000 Expiry: May
From: Davide-A Sferrazza Sent: 11/5/2018 4:29:58 PM To: Paul Barrett <I MIMM I> 1..1- I -1 'IQ , CC: Alan Brody Subject: LKSD Trade Details 11/05/18 [C)
he Southern Trust account. We have received the bonds into the account. Please let us know if you have any questions, thank you. Regards, Davide Davide Sferrazza Analyst I Key Client Partners Deutsche Bank Securities, Inc. Deutsche Bank Wealth Management 345P Tel. Mobil Emai ork, NY, USA This communic
1..1- I -1 'IQ , CC: Alan Brody Subject: LKSD Trade Details 11/05/18 [C) Attachments: image&01.gif Classification: Confidential Paul, ; barn Osullivan Richard Kahn Stewart Oldfield As discussed earlier, you sold 2.65mm face of LKSD 8 % 10/15/23 (USU54634AA51) at 104.75 from the Southern Trust ac
From: Davide-A Sferrazza Sent: 2/6/201912:04: To: Stewart Oldfiel CC: Martin Zeman fl iam Osullivan Subject: Southern Financial OTC trade on the books [C)
From: Davide-A Sferrazza Sent: 2/6/201912:04: To: Stewart Oldfiel CC: Martin Zeman fl iam Osullivan Subject: Southern Financial OTC trade on the books [C) Attachments: 240776_20190205_20190206_1.pdf Classification: Confidential Stew, Alan Brod
Entities connected to both Davide Sferrazza and Osullivan
Martin Zeman
PERSON
Martha Stewart
PERSON
Stewart Oldfield
PERSON
Richard Kahn
PERSON
Paul Barrett
PERSONDarren Indyke
PERSONVahe Stepanian
PERSONDeutsche Bank Securities, Inc.
ORGANIZATION
Alan Dershowitz
PERSONAlan Brody
PERSON
Bella Klein
PERSON