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From: Davide-A Sferrazza Sent: 8/8/2018 5:09:04 PM To: Paul Barrett Richard Kahn CC: Stewart 0ldfield Martin Zeman Liam Osullivan Subject: Trade Detail
or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information. Regards, Davide Davide Sferrazza Analyst I Key Client Partners Deutsche Bank Securities. Inc. Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel.
U CTF CL C-B-1 VAR RATE 6.998% 07/25/33 B/E DTD 06/01/04 1159393365201 87.00000000 USD .111,Grt.3u 412,499.4 Prepared on 08/08r1018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable. but Deutsche Bank Securities lnc. cannot guar
'Paul Barrett ( Martin Zeman I ;Joshua Shoshan Trade Details --> 5/24/2018 [CI Classification: Confidential : Xavier Avila I; 'Richard Kahn' ; Davide-A Sferrazza ; Stewart Oldfield Paul, In Haze: You sold 18,791 shares of C 5.8% Ser C Pref at 25.14. The account is long 65,643 shares. Thank you
rs - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Em Prepared on 05124/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guar
From: Liam Osi.Mvw Sent: 10/15/2018 4:06:08 PM To: 'Paul Barret CC: Davide-A Sferrazz. Subject: ; Stewart Oldfield Trade Detai s -- 10 15/2018 (CI Classification: Confidential Paul, In SFFLC: Bought 40,000 AAPL at 218
lth Management 345 Park Avenue, 10154-0004 New York, NY, USA hard Kahn Martin Zeman • Alan Brody J; Xavier Avila Prepared on 10/15,2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable. but Deutsche Bank Securities inc. cannot guar
y Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. I; 'Richard Kahn' ; Davide-A Sferrazza ; Stewart Oldfield Prepared on 05'15/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that
nt 345 Park Avenue. 10154-0004 New York, NY, USA Tel. I; 'Richard Kahn' ; Davide-A Sferrazza ; Stewart Oldfield Prepared on 05'15/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable. but Deutsche Bank Securities Inc. cannot guar
Entities connected to both Davide Sferrazza and Pershing NetX
Martin Zeman
PERSON
Martha Stewart
PERSONXavier Avila
PERSON
Stewart Oldfield
PERSON
Richard Kahn
PERSONLiam Osullivan
PERSONKCP Americas
ORGANIZATION
Paul Barrett
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONSer C Pref
ORGANIZATION