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nt Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154.0004 New York, NY, USA Tel. Email I; 'Richard Kahn' ; Davide-A Sferrazza ; Stewart OldfieId Prepared on 05/14/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that t
tt Martin Zeman I ;Joshua Shoshan Trade Details --> 5/14/2018 ICI Classification: Confidential : Xavier Avila I I Paul, You sold 2,178 C 5.8% Ser C Pref at 25.15. The account is long 137,822 shares. We are not working any orders. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB
From: Liam Osullivan Sent: 5/11/2018 4:03:29 PM To: 'Paul Barrett • 'Richard Kahn' CC: Martin Zeman Xavier Avila ; Davide-A Sferrazza Joshua Shoshan Stewart Oldfield Subject: RE: Trade Details --> 5/11/2018 ICI Classification: Confidential Paul, You sold an additi
a Shoshan Stewart Oldfield Subject: RE: Trade Details --> 5/11/2018 ICI Classification: Confidential Paul, You sold an additional 10,000 C 5.8% Ser C Pref at 25.15481. Thank you, Liam From: Liam Osullivan Sent: Friday, May 11, 2018 3:27 PM To: 'Paul Barrett 'Richard Kahn' Cc: Martin Zeman Xavier
From: Liam Osullivan Sent: 5/11/2018 3: To: 'Paul Barrett CC: Martin Zeman Subject: ; 'Richard Kahn' I; Davide-A Sferrazza (clavide- , Joshua Shoshan tewart Oldfield Trade Details --> 5/11/2018 (CI Classification: Confidential Paul, You sold 13,540 C 5.8%
A Sferrazza (clavide- , Joshua Shoshan tewart Oldfield Trade Details --> 5/11/2018 (CI Classification: Confidential Paul, You sold 13,540 C 5.8% Ser C Pref. at 25.15. We are not working any orders. Haze is long 150,000. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities In
[email protected] Martin Zeman ;Joshua Shoshan Trade Details --> 5/23/2018 ICI Classification: Confidential • Xavier Avila I; 'Richard Kahn' ; Davide-A Sferrazza [clavicle- ; Stewart OldfIeld Paul, In Haze: You sold 4,151 C 5.8% Ser C Pref at 25.0872. The account is long 84,434 shares. Thank yo
fication: Confidential • Xavier Avila I; 'Richard Kahn' ; Davide-A Sferrazza [clavicle- ; Stewart OldfIeld Paul, In Haze: You sold 4,151 C 5.8% Ser C Pref at 25.0872. The account is long 84,434 shares. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank W
From: Dam Osullivan Sent: 5/30/2018 4:09:48 PM To: Paul Barrett I I; 'Richard Kahn' I CC: Davide-A Sferrazza I Joshua Shoshan : Stewart Oldfield ; Martin Zeman Subject: Trade Details --> 5/30/2018 (Cl Classification: Confidential Paul, In
Oldfield ; Martin Zeman Subject: Trade Details --> 5/30/2018 (Cl Classification: Confidential Paul, In Haze: You sold 15,337 shares of C 5.8% Ser C Pref at 25.1509. The account is long 43,203 shares. You bought 3,200 SPOT at 156.18945. Thank you, Dam Liam O'Sullivan AVP I Key Client Partners - US
'Paul Barrett ( Martin Zeman I ;Joshua Shoshan Trade Details --> 5/24/2018 [CI Classification: Confidential : Xavier Avila I; 'Richard Kahn' ; Davide-A Sferrazza ; Stewart Oldfield Paul, In Haze: You sold 18,791 shares of C 5.8% Ser C Pref at 25.14. The account is long 65,643 shares. Thank you
ication: Confidential : Xavier Avila I; 'Richard Kahn' ; Davide-A Sferrazza ; Stewart Oldfield Paul, In Haze: You sold 18,791 shares of C 5.8% Ser C Pref at 25.14. The account is long 65,643 shares. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wea
y Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. I; 'Richard Kahn' ; Davide-A Sferrazza ; Stewart Oldfield Prepared on 05'15/2018 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that
rett ( Martin Zeman ;Joshua Shoshan Trade Details --> 5/15/2018 [CI Classification: Confidential • Xavier Avila I I Paul, You sold 700 C 5.8% Ser C Pref at 25.10. The account is long 137,122 shares. We are not working any orders. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB
From: Liam Osullivan Sent: 6/5/2018 4:03:39 PM To: Paul Barrett I ; 'Richard Kahn' I CC: Davide-A Sferrazza I Joshua Shoshan : Stewart Oldfield ; Martin Zeman Subject: Trade Details --> 06/05/2018 (CI Classification: Confidential Paul, I
Oldfield ; Martin Zeman Subject: Trade Details --> 06/05/2018 (CI Classification: Confidential Paul, In Haze: You sold 18,403 shares of C 5.8% Ser C Pref at 25.30. You no longer have a position in this security. Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US Xavier Avila DB Securi
Entities connected to both Davide Sferrazza and Ser C Pref
Martin Zeman
PERSON
Martha Stewart
PERSONXavier Avila
PERSON
Stewart Oldfield
PERSON
Richard Kahn
PERSONLiam Osullivan
PERSONKCP Americas
ORGANIZATION
Paul Barrett
PERSONJoshua Shoshan
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONPershing NetX
ORGANIZATION