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rgan J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements Complete copies of the JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: hupfiinvestor.shareholder.comfpmorgan
ons 35.90 444.52 Taxable Income $35.90 8444.52 Cost Summary Cost Cash 8 Fixed Income 57229.82 Total $57,229.82 J.P.Morgan To.Date Value Unrealized Gaintoss ($457.21) Page 2 of 6 SB1062192-F1 3634 EFTA01665506 I GRISLAINE MAXWELL IRA ACCT. For the Period 10/1/13 to 10/31/13 Cash & Fixed Income
ely 8.3% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.6 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's individual audited Statement of Financial Condition may be obtained, at no cost, by accessing: httpflinvestorshareholder.conVjprnorgan
e Estimated Value Tax Cost Estimated GairuLoss 867.11 152,593.38 90,364.18 CIIISLAINE MAXWELL ACCT. For the Period 2/1/13 to 2/26/13 Note: Unrealized Gaintoss is shown as "NA" in cases where we do not have appropriate cost information for all tax lots comprising the position. Please contact your J.P. Morgan
tely 7.9% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 billion. Complete copes of the JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholder.comisynor
Value Currency Gain/Loss (79,354.03) Interest Income 3,867.04 Taxable Income Tax-Exempt Income ($75,464.41) 2300.00 ($39,578.30) 8,750.00 Unrealized Gaintoss ($8,719.14) Bond Premium Amortization (969.65) (3,556.75) Tax-Exempt Income $1,530.35 35093.25 Note: • This summary is for informational purp
Entities connected to both the JPMS LLC's and Unrealized Gaintoss

JPMorgan Chase
ORGANIZATION
Ghislaine Maxwell
PERSON
the Internal Revenue Service
ORGANIZATION
Newark
LOCATIONNet Capital Requirements
ORGANIZATIONJ.P. Morgan Securities LLC's
ORGANIZATIONJason Bell
PERSON
Nassau
LOCATIONGaintoss
PERSONSecurities Investor Protection Corporation
ORGANIZATIONCITIGROUP CAPITAL XIII
ORGANIZATIONGlobal Access Portfolios
ORGANIZATIONSPDR GOLD TRUST
ORGANIZATIONJPM NY
ORGANIZATIONJames Buckley
PERSONJPMorgan Fund
ORGANIZATIONThe Confidential Private Placement Memorandum
ORGANIZATIONRIO TINTO PLC
ORGANIZATIONGENERAL MOTORS CO CV
ORGANIZATIONJPMorgan Distribution Services, Inc.
ORGANIZATION