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ely 8.3% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.6 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's EFTA01571266 individual audited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.sharehol
6.10) 113.000 8,462.57 9,524.04 (1,061.47) 141.25 35.31 $269.33 $35.31 US Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 GBP Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 1.67% 0.63% 358.0
ely 7.9% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's EFTA01571669 individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareh
.68 9,524.04 460.64 141.25 35.31 5,072.53 1,252.74 $5,341.86 $1,288.05 US Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 BP 1.41% 2.02% 1.78% 358.000 17,366.58 14,048.52 3,318.06 14.32 0.08% 13.80 944.000 EFTA015
ely 8.3% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.6 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's individual audited Statement of Financial Condition may be obtained, at no cost, by accessing: httpflinvestorshareholder.conVjprnorgan
ORP 374163-10-3 GERN 1.46 3,000.000 $41,479.08 4,380.00 $45,124.71 18,129.32 ($3,645.63) (13.749.32) $269.33 $44.75 0.65% Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 GBP 53.75 3.000 10.000.00: 161.25 282.500.00 212.23 261300.00 (50.98) 6.97% Preferred Stocks
tely 7.9% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 billion. Complete copes of the JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholder.comisynor
63.103 GERN 1.43 3,000.000 $292,573.99 4,290.00 5295,532.56 18.129.32 (52.958 57) (13.839.32) 55,253.66 $35.31 2 83 1.80% Non-US Equity RIO TINTO PLC MIN GB0007188757 SEDOL 0718875 45.06 3.000 135.18 212.23 (77.05) 766994-90-9 BP J. P. Morgan Page 6 of 36 SB1062192-F1 6237 EFTA01668109
Entities connected to both the JPMS LLC's and RIO TINTO PLC

Ghislaine Maxwell
PERSON
JPMorgan Chase
ORGANIZATION
Bank of America
ORGANIZATIONCITIGROUP CAPITAL XIII
ORGANIZATIONJason Bell
PERSONSCHLUMBERGER LTD
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
Nassau
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONGlobal Access Portfolios
ORGANIZATIONJPMorgan Fund
ORGANIZATIONSPDR GOLD TRUST
ORGANIZATION
Newark
LOCATIONHSBC FINANCE CORP
ORGANIZATIONJason Grosse
PERSONMA ST HLTH & EDUCTNL FACS AUTH
ORGANIZATIONJames Buckley
PERSONINTER AMERICAN DEVELOPMENT
ORGANIZATIONCITIGROUP INC NEW
ORGANIZATIONNet Capital Requirements
ORGANIZATION