Document Mentions (3 shared documents)

EFTA01567563

2 mentions1 same-page

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) Start on Page 4 28 29 36 40 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31, 2013, JPMS LLC's net capital of $12.8 billion exceeded the minimum regulatory net capital requirement of $2.0 billion by $10.8 bil

TO 0002916490721 Spot FX Spot FX Div Domest Div Domest Interest Income Total Inflows & Outflows SPOT CURRENCY TRANSACTION - SELL BUY USD SELL CAD EXCHANGE RATE 1.106000000 DEAL 03/05/14 VALUE 03/06/14 (ID: OCADPR-AA-6) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL NOK EXCHANGE RATE 5.992200000 DEAL 0

EFTA01572072

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o Activity Page 2 5 8 9 12 13 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31, 2013, JPMS LLC's net capital of $12.8 billion exceeded the minimum regulatory net capital requirement of $2.0 billion by $10.8 bil

EFTA01661868_part_66

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h J.P.Morgan acc0unt(s). J.P.Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31. 2013. JPMS LLC's net capital of $12.8 billion exceeded the minimum regulatory net capital requirement of $2.0 billion by $10.8 bil

01/14 21.28 3/3 Misc Disbursement PHONE INSTRUCTIONS FROM CLIENT FROM TO (178.90) 3/6 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL CAD EXCHANGE RATE 1.106000000 DEAL 03/05/14 VALUE 03/06/14 (ID: OCADPR•AA•6) (118,547.970) (114,124.85) 105,377.91 3/7 Spot FX SPOT CURRENCY TRANSACTION -