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Page Client News J.P. Morgan Securities LLC's (JPMS LLC) and Account Summary 2 J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Holdings and Net Capital Requirements Cash 8 Fixed Income 4 At December 31, 2011, JPMS tics net capital of $11.1 Portfolio Activity 6 billion exceeded the minimum regulatory net cap
t News Account Summary Holdings Cash & Fixed Income Portfolio Activity II you plan to make gilts of securities this year, please 2 notify your Client Service Representative before December 1. 2011. This will allow us to process your 4 request before year-end and meet the deadline for tax 6 filing purposes. 00000011
y of the statement: 1.866-576-1300. Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements J.P.Morgan SB1oetitif-rf 15 00001 MAXWE04 20,2002 Page 1 of 8 3451 EFTA01665323 GHISIA INF: MAMATI,I, IRA ACCT. For the Period 9/1/12 to 9
t News Account Summary Holdings Cash & Fixed Income Portfolio Activity II you plan to make gifts of securities this year, please 2 notify your Client Service Representative before December 1. 2012. This will allow us to process your 4 request before year-end and meet the deadline for tax 6 filing purposes. Please s
lating to each J.P.Morgan account(s). J.P.Morgan J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements Complete copies of the JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: hu
t News Account Summary Holdings Cash & Fixed Income Portfolio Activity 11 you plan to make gifts of securities this year, please 2 notify your Client Service Representative before December 1. 2013. This will allow us to process your 3 request before year-end and meet the deadline for tax 5 filing purposes. Please s
T. For the Period 9/1/12 to 9/30/12 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30. 2012, JPMS LLC's net capital of $11.8 billion exceeded the minimum regulatory net capital requirement of $1.4 billion by $10.3 billion
gan GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Client News If you plan to make gifts of securities this year. please notify your Client Service Representative before December 1. 2012. This will allow us to process your request before year-end and meet the deadline for tax filing purposes. 000000005940.0
Entities connected to both Net Capital Requirements and Client Service Representative

JPMorgan Chase
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
Ghislaine Maxwell
PERSON
Newark
LOCATIONJ.P. Morgan Securities LLC's
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Nassau
LOCATION
Paul Morris
PERSONJason Bell
PERSONJason Grosse
PERSON
FDIC
ORGANIZATION
Paul Barrett
PERSON
Justin Trudeau
PERSONAmerican Century Funds
ORGANIZATIONJustin Nelson
PERSON
Bank of America
ORGANIZATIONCITIGROUP CAPITAL XIII
ORGANIZATIONJames Buckley
PERSONGlobal Access Portfolios
ORGANIZATIONAmerican Century Investment Management Inc.
ORGANIZATION