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14 ACCT. For the Period 9/1/13 to 9/30/13 Investment Management Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disc
CL B @ 91.7854 9,821.04 BROKERAGE 2.14 MORGAN STANLEY & CO. LLC (ID: 911312-10-6) UNITED PARCEL SERVICE INC CL B @ 91.815 2,387.19 BROKERAGE 0.52 LIQUIDNET INC (ID: 911312-10-6) TARGET CORP @ 64.371 4,377.23 BROKERAGE 1.36 GOLDMAN SACHS & CO. (ID: 87612E-10-6) TARGET CORP @ 64.385 386.31 BROKERAGE 0.12 PE
14 ACCT. For the Period 6/1/13 to 6/30/13 Investment Management Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disc
99 BROKERAGE 1.88 TAX &/OR SEC .17 GOLDMAN SACHS & CO. (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 106.5018 5,644.60 BROKERAGE 1.06 TAX &/OR SEC .10 LIQUIDNET INC (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 105.5063 9,073.54 BROKERAGE 1.72 TAX &/OR SEC .16 MORGAN STANLEY & CO. LLC (ID: 539830-10-9) LOCKHEED MAR
14 ACCT. For the Period 7/1/13 to 7/31/13 Investment Management Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disc
ROKERAGE 1.80 TAX &/OR SEC .17 MORGAN STANLEY & CO. LLC (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 106.9621 2,567.09 BROKERAGE 0.48 TAX &/OR SEC .04 LIQUIDNET INC (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 108.1962 14,931.08 BROKERAGE 2.76 TAX &/OR SEC .26 MERRILL LYNCH EFTA01572923 PIERCE FENNER & SMIT (ID:
14 ACCT. For the Period 2/1/14 to 2/28/14 Investment Management Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disc
OCCIDENTAL PETROLEUM CORP @ 91.8893 6,248.47 BROKERAGE 1.53 INSTINET (ID: 674599-10-5) OCCIDENTAL PETROLEUM CORP @ 91.545 3,020.99 BROKERAGE 0.50 LIQUIDNET INC (ID: 674599-10-5) OCCIDENTAL PETROLEUM CORP @ 92.08 10,128.80 BROKERAGE 1.65 S3 LEVINSON & SONS LLC (ID: 674599-10-5) OCCIDENTAL PETROLEUM CORP @
Entities connected to both Jason Grosse and LIQUIDNET INC

JPMorgan Chase
ORGANIZATION
Ghislaine Maxwell
PERSON
Nassau
LOCATIONJason Bell
PERSON
the Internal Revenue Service
ORGANIZATION
Newark
LOCATIONJames Buckley
PERSONSecurities Investor Protection Corporation
ORGANIZATIONJ.P.Morgan Securities LLC
ORGANIZATIONClient Service Representative
ORGANIZATION
Julie K. Brown
PERSON
JOHNSON & JOHNSON
ORGANIZATIONFIRST BOSTON LLC
ORGANIZATIONGENERAL MILLS INC
ORGANIZATIONBLACKROCK INC
ORGANIZATIONNEXTERA ENERGY INC
ORGANIZATIONKirsten Sichler
PERSONMORGAN STANLEY & CO.
ORGANIZATION
Deutsche Bank
ORGANIZATIONGOLDMAN SACHS & CO.
ORGANIZATION