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parent of UBS Financial Services Inc. and UBS Financial Services Incorporated of Puerto Rico. For clients other than Plans and Plan participants, the "Bank USA Sweep Cap" is $250,000 per Securities Account owner. For Plans and Plan participants, the Bank USA Sweep Cap is $250,000 per Securities Account. Plea
eho!ding of Statements and Other Communications above for further information regarding how a household is established. Pt DZ/Z I /Z0 8099 1709Z CZ IC OP 38 SDNY_GM_02742228 EFTA00078374 de 0177 2405 4809 02/12/2014 Representations and Agreement for Trustee Certification Representation of a Trus
parent of UBS Financial Services Inc. and UBS Financial Services Incorporated of Puerto Rico. For clients other than Plans and Plan participants, the "Bank USA Sweep Cap" is $250,000 per Securities Account owner. For Plans and Plan participants, the Bank USA Sweep Cap is $250,000 per Securities Account. Plea
seholding of Statements and Other Communications above for further information regarding how a household a established. Pt DZ/Z I /Z0 8099 1709Z CZ IC OP 38 SDNY_GM_00274229 EFTA00078569 de 0177 2405 4809 02/12/2014 Representations and Agreement for Trustee Certification Representation of a Trus
parent of UBS Financial Services Inc. and UBS Financial Services Incorporated of Puerto Rico. For clients other than Plans and Plan participants, the "Bank USA Sweep Cap" is $250,000 per Securities Account owner. For Plans and Plan participants, the Bank USA Sweep Cap is $250,000 per Securities Account. Plea
seholding of Statements and Other Communications above for further information regarding how a household a established. Pt DZ/Z I /Z0 8099 1709Z CZ IC OP 38 SDNY_GM_00274228 EFTA00078619 de 0177 2405 4809 02/12/2014 Representations and Agreement for Trustee Certification Representation of a Trus
Entities connected to both the "Bank USA Sweep and CZ IC OP
UBS Financial Advisor
ORGANIZATIONthe Southern District
LOCATION
Ghislaine Maxwell
PERSONUBS Bank
ORGANIZATION
Cayman Islands
LOCATIONScott Stackman
PERSONUBS Visa
ORGANIZATIONLeft Blank
PERSONthe Federal Arbitration Act
ORGANIZATIONthe U.S. Investment Company Act
ORGANIZATIONCredit Cards
ORGANIZATIONBill Payment
PERSONUBS Client
ORGANIZATIONVisa Signature
ORGANIZATIONHigher Returns
ORGANIZATIONUBS Financial Services Incorporated
ORGANIZATIONUBS Cards
ORGANIZATIONthe Puerto Rico Short Term Investment Fund, Inc.
ORGANIZATIONBasic Investment Account
ORGANIZATIONUBS Liquid Assets Fund
ORGANIZATION