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parent of UBS Financial Services Inc. and UBS Financial Services Incorporated of Puerto Rico. For clients other than Plans and Plan participants, the "Bank USA Sweep Cap" is $250,000 per Securities Account owner. For Plans and Plan participants, the Bank USA Sweep Cap is $250,000 per Securities Account. Plea
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parent of UBS Financial Services Inc. and UBS Financial Services Incorporated of Puerto Rico. For clients other than Plans and Plan participants, the "Bank USA Sweep Cap" is $250,000 per Securities Account owner. For Plans and Plan participants, the Bank USA Sweep Cap is $250,000 per Securities Account. Plea
r O a, r r r r •0.4., Celan NOM •••1•••••Sionp••••.•In ▪ ntVw0 ieweNNIS` 6•••••••••• au W. I Nom. • •••• , Aree•I r 001r• Roam SIMMI Me Pia losOiassic T.••••• Obi. IWO Oupra Take advantage of UBS Online Services and e-Delivery today. SDNY_GM_00274236 45 EFTA00078576 Intentionally Left Blank
parent of UBS Financial Services Inc. and UBS Financial Services Incorporated of Puerto Rico. For clients other than Plans and Plan participants, the "Bank USA Sweep Cap" is $250,000 per Securities Account owner. For Plans and Plan participants, the Bank USA Sweep Cap is $250,000 per Securities Account. Plea
r O a, r r r r •0.4., Celan NOM •••1•••••Sionp••••.•In ▪ ntVw0 ieweNNIS` 6•••••••••• au W. I Nom. • •••• , Aree•I r 001r• Roam SIMMI Me Pia losOiassic T.••••• Obi. IWO Oupra Take advantage of UBS Online Services and e-Delivery today. SDNY_GM_00274235 45 EFTA00078626 Intentionally Left Blank
Entities connected to both the "Bank USA Sweep and Pia losOiassic
UBS Financial Advisor
ORGANIZATIONthe Southern District
LOCATION
Ghislaine Maxwell
PERSONUBS Bank
ORGANIZATION
Cayman Islands
LOCATIONScott Stackman
PERSONUBS Visa
ORGANIZATIONLeft Blank
PERSONthe Federal Arbitration Act
ORGANIZATIONthe U.S. Investment Company Act
ORGANIZATIONCredit Cards
ORGANIZATIONBill Payment
PERSONUBS Client
ORGANIZATIONVisa Signature
ORGANIZATIONHigher Returns
ORGANIZATIONUBS Financial Services Incorporated
ORGANIZATIONUBS Cards
ORGANIZATIONthe Puerto Rico Short Term Investment Fund, Inc.
ORGANIZATIONBasic Investment Account
ORGANIZATIONUBS Liquid Assets Fund
ORGANIZATION