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enave LC. a *eat owned Every Year Since 207 subsidiary of The Bank Nee. York Mellon MBAR RATIO COMMUNICATIONS Caeporattan (IINY Melba) ,..... _ UMIAK( _00046490 etnnitualC.neenee Fir.RA.YR111,11.4" DB-SDNY-0009314 EFTA_00 I 57099 EFTA01289462 Deutsche Bank P.O Box 1776, Baltimore, MD 21203
289517 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) U.S. DOLLARS (continued) August 1,2018 - August 31,2018 SOUTHERN FlNANCIALLLC Date Acquired Duality Unit Cost FIXED INCOME(continued) Corporate Bonds (continued) DEUTSCHE BANK AG NTS (SINS US25525AM33 4 296% 05124/28 81E
NCIAL LLC CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDOP Rated Escoilent (my Yew Since 2007 OMAR RATIO COMMUNICATIONS UMIAK( Page 9 of 28 Clewing liner Fenian IIC a whey evened sotaldianr a The Mak a New Yak Meta Ono-atlas My Mellon) Per I Finx 11.C. maderimeA.WAKateM
4 EFTA 00157239 EFTA01289602 Deutsche Bank P.O. Box 1 7 76, Baltimore, MD 212O3 Transactions by Type of Activity M ay 1. 2016 - M ay 31, 2018 SOUTHERN FlNANCIALLLC Process Trade, Stillwell Transaction Date Dale Adivily Type Description ()wieldy Price Acaued Interest Amount Wang Securities Bought and S
DENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Account Number: CONFIDO' orcessnm—e Rated Eaceiltee (my Year Since 2007 DMIAR ItaTtO COMMUNICATIONS UMIAK( Clarinda...II Peale% LC. eulogy evened sabsidiary of The Usk el New Welt Mellon Cenceetten Maw) Pen ,Ml h 1.C.remet-ber theleStRt4 VEGOA-00046
eutsche Bank P.O. Box 1776, Baltimore, MD 21203 Schedule of Realized Gains and Losses Current Period (continued) January 1,2018 - January 31,2018 SOUTHERN FlNANCIALLLC Generally, securities acquired before 2011 in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set
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