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u may elect at any time to have your available cash balances swept without limit to a tax-advantaged Sweep Fund or, for Puerto Rico residents only, the Puerto Rico Short Term Investment Fund, Inc. The following tax-advantaged Sweep Funds currently are available: • UBS RMA Tax-Free Fund Inc. • UBS RMA California Municipal Money Fund • UBS
nt accounts Equities Bonds Futures Options-Buy Options-Sell Knowledge of investments Percentage of total investable assets held at UBS Other Own Home or Rent? 20 None None None None None You have indicated you are an experienced investor in financial markets and market investments. Less th
9 de 0177 2400 4799 02/122014 your available cash balances swept without limit to a tax-advantaged Sweep Fund or, for Puerto Rico residents only, the Puerto Rico Short Term Investment Fund, Inc. The following tax-advantaged Sweep Funds currently are available: • UBS RMA Tax-Free Fund Inc. • UBS RMA California Municipal Money Fund • UBS
perienced investor Knowledge of investments in financial markets and market investments. Percentage of total investable assets held at UBS Other Own Home or Rent? Own Less than 20% Affiliations US feaktattawrequard us to obtain. verify and record information that kknhees each person weevily tha
de 0162 2229 4457 02/18,2014 your available cash balances swept without limit to a tax-advantaged Sweep Fund or, for Puerto Rico residents only, the Puerto Rico Short Term Investment Fund, Inc. The following tax-advantaged Sweep Funds currently are available: • UBS RMA Tax-Free Fund Inc. • UBS RMA California Municipal Money Fund • UBS
u are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No U.S. Federal law requires us ro obtain, verify and record info
94 de 0048 658 1315 0221/2014 your available cash balances swept without limit to a tax-advantaged Sweep Fund or, for Puerto Rico residents only, the Puerto Rico Short Term Investment Fund, Inc. The following tax-advantaged Sweep Funds currently are available: • UBS RMA Tax-Free Fund Inc. • UBS RMA California Municipal Money Fund • UBS
u are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its s
de 0198 2713 5425 02/1812014 your available cash balances swept without limit to a tax-advantaged Sweep Fund or, for Puerto Rico residents only, the Puerto Rico Short Term Investment Fund, Inc. The following tax-advantaged Sweep Funds currently are available: • UBS RMA Tax-Free Fund Inc. • UBS RMA California Municipal Money Fund • UBS
u are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No 145. Federal law requires us ro obtain, verify and record info
0 de 0255 3526 7051 02t2&2014 your available cash balances swept without limit to a tax-advantaged Sweep Fund or, for Puerto Rico residents only, the Puerto Rico Short Term Investment Fund, Inc. The following tax-advantaged Sweep Funds currently are available: • UBS RMA Tax-Free Fund Inc. • UBS RMA California Municipal Money Fund • UBS
u are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its s
SDNY_GM_00009116 EFTA01597036 your available cash balances swept without limit to a tax-advantaged Sweep Fund or, for Puerto Rico residents only, the Puerto Rico Short Term Investment Fund, Inc. The following tax-advantaged Sweep Funds currently are available: • UBS RMA Tax-Free Fund Inc. • UBS RMA California Municipal Money Fund • UBS
u are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No U.S. Federal law requires us ro obtain, verify and record info
de 0177 24O0 4799 02/12/2014 your available cash balances swept without limit to a tax-advantaged Sweep Fund or, for Puerto Rico residents only, the Puerto Rico Short Term Investment Fund, Inc. The following tax-advantaged Sweep Funds currently are available: • UBS RMA Tax-Free Fund Inc. • UBS RMA California Municipal Money Fund • UBS
u are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No U.S. Federal law requires us ro obtain, verify and record info
u may elect at any time to have your available cash balances swept without limit to a tax-advantaged Sweep Fund or, for Puerto Rico residents only, the Puerto Rico Short Term Investment Fund, Inc. The following tax-advantaged Sweep Funds currently are available: • UBS RMA Tax-Free Fund Inc. • UBS RMA California Municipal Money Fund • UBS
u are an experienced investor in financial markets and market investments. Percentage of total investable assets held at UBS Less than 20% Other Own Home or Rent? Own Affiliations Affiliated with securities firms or broker/dealer? No U.S. Federal law requires us ro obtain, venly and record infor
Entities connected to both the Puerto Rico Short Term Investment Fund, Inc. and Own Home

Eric Holder
PERSON
Ghislaine Maxwell
PERSON
European Parliament
ORGANIZATIONUBS Visa
ORGANIZATION
Samantha Power
PERSON
Puerto Rico
LOCATIONBusiness Services
ORGANIZATIONBill Payment
PERSONthe State of New York
LOCATIONPuerto Rico Residency
LOCATIONthe Southern District
LOCATIONUBS Bank
ORGANIZATIONCredit Cards
ORGANIZATIONthe U.S. Investment Company Act
ORGANIZATIONVisa Signature
ORGANIZATIONPuerto Rico Investment
LOCATION
New Yorker
ORGANIZATIONthe Cayman Islands Branch
LOCATIONUBS Financial Advisor
ORGANIZATION
Cayman Islands
LOCATION