8
Shared Docs
8
Same-Page
8 / 8
Mentions
108.00 SKEWERS USA INC CL A EXECUTION BY BUCK COMMISSION 294.00 SEC FEE 1.81 TOMMY HILFIGER CORP-ORD EXECUTION BY BUCK COMMISSION 55,00 WAL-MART STORES INC EXECUTION BY FCAP COMMISSION 23100 SEC FEE 5,35 CLAIRES STORES INC (FLA) COVER SHORT, EXECUTION BY BUCK COMMISSION 60.00 FAMILY DOLLAR STO
LEXMARK INTERNATIONAL INC LXK -900 46.73120 41.987.67 WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE SHORT• EXECUTION BY BUCK COMMISDON 54.00 SEC FEE 1.41 10/11101 10/08/01 SOLD LEXMARK INTERNATIONAL INC LXN •1,000 47.66000 47.583.41 WITH RIGHTS TO PURCHASE PREFRD SW UNDE
.38 TIMBERLAND CO-CL A EXECUTION BY RHCO COMMISSION 126.00 VENATOR GROUP INC EXECUTION BY BUCK COMMISSION 43280 VANS INC EXECUTION BY MONT WAL-MART STORES INC EXECUTION BY BUCK COMMISSION 108.00 AVON PRODUCTS INC WITH RIGHTS TO PURCHASE PREFRO STI( UNDER CERTAIN CIRCUMSTANCE SEE NOTE '5* ON BACK SHO
MOUNT 09V13:'01 09/10101 SOLD MARRIOTT INTERNATIONAL INC NEW MAR -500 40.88000 20,394.31 CL A SEE NOTE ON BACK SHORT. EXECUTION BY BUCK COMMISDON 30.00 SEC FEE .69 09/13/01 09/10/01 SOLD MCDONALDS CORP MCD .1.000 28.90000 28,824.03 SHORT. EXECUTION BY BUCK COMMISSION 60.00 SEC F
8000 69.690 VALUE CITY DEPARTMENT STORES VCD MRGN 9.200 8.3000 76.360 INC WILSONS LEATHER EXPERTS INC WLSN MRGN 29.250 19.0630 557.593 WAL-MART STORES INC WMT MRGN 900 50.5000 45.450 252 0.5545 WET SEAL INC-CL A WTSLA MRGN 15.350 25.6250 393.344 WILLIAMS SONOMA INC WSM SHRT -1.500 2625
MACHINES CORP SHORT, EXECUTION BY BUCK COMMISSION 24.00 SEC FEE 1,38 KOHLS CORP COVER SKIRT, J C PENNEY CO INC SHORT, EXECUTION BY BUCK COMMISDON 168,00 SEC FEE 1.40 STAPLES INC COVER SHORT, EXECUTION BY REDI COMMISSION 20.00 CHILDRENS PLACE RETAIL STORES MC EXECUTION BY JPHO SYTAXI
(S1 DENT AMOUNT CREDIT AMOUNT 01/03/01 ESTEE LAUDER COMPANIES INC EL 42.50 CL A DIV CHG 850 SHS SHORT REC 12/15.00 PAY 01103/01 01/08/01 WAL-MART STORES INC WW 102.00 DIV CHG 1700 SHS SHORT REC 12/22/00 PAY 0110801 TOTAL $.144.50 $825.00 SUBSTITUTE PAYMENTS DATE DESORPTION STAIDWOUSIP OUANTIT
5.900 30.77780 181.604.02 EXECUTION BY RSSF 01/04/01 12/29/00 BOUGHT JAEIIL CIRCUIT INC J8L 1.700 25.55690 43,580.73 EXECUTION BY MSOO COMMISDON 119,00 01/04/01 12/29/00 BOUGHT LUCENT TECHNOLOGIES INC LU 14.900 13.24220 198,366.78 EXECUTION BY TWPT COMMISSION 1.043.00 01/04/01 12
Y RSSF VS 1400 02-13-02 SEC FEE ,47 LOWES COMPANIES INC LOW 1,200 46.39840 55,765.08 EXECUTION BY BUCK VS 1200 02-26-02 COMMISSION 72.00 WAL-MART STORES INC WMT 1,200 62.10000 74.607.00 EXECUTION BY BUCK VS 1200 02-26-02 COMMISSION 72,00 ANNTAYLOR STORES CORP ANN .1.300 41.90130 54.377.87 SE
8/02 BOUGHT CONSTELLATION BRANDS INC STZ 800 54.29600 43,507.80 CL A SEE NOTE '5' ON BACK COVER SHORT, EXECUTION BY SOCO VS -800 02.08.02 COMMISDON 56,00 04/03/02 03Y28/02 BOUGHT GENUINE PARTS CO GPC 600 36.90000 22,197.00 WITH RIGHTS TO PURCHASE PREFRD 31X UNDER CERTAIN CIRCUMSTANCE
-14-02 COMMISSION 24,00 SMUCKER J M CO SHORT. EXECUTION BY BUCK VS -900 01-14-02 COMMISSION SEC FEE SEARS ROEBUCK 8 CO UNSOLICITED SHORT. WAL-MART STORES INC SHORT. EXECUTION BY BUCK VS -900 01-14-02 COMMISSION 54.00 SEC FEE .76 FOOTSTAR INC EXECUTION BY BUCK VS 5700 01-15-02 COMMISSION 34290 FO
SCRIPTION REEBOK INTERNATIONAL LTD WITH RIGHTS TO PURCHASE COMMCN MX UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK VS 200 11-13-01. 600 10-11-01 COMMISDON 48.00 SEC FEE .36 RADIOSHACK CORP SHORT. EXECUTION BY BUCK VS -1800 02-01.02 COMMISSION 108,00 SEC FEE '83 STANDARD 8 PCORS DEPOSITORY R
ST 300 0.0425 12.75 REC 09/05/01 PAY 10/01/01 10/05/01 SYMBOL TECHNOLOGIES INC SBL 2.000 0.0100 20.00 REC 09/14/01 PAY 10/05101 10/09/01 WAL-MART STORES INC WMT 700 0.0700 49.00 REC 09/21/01 PAY 10/09101 TOTAL $501.75 INTEREST DATE DESCRIPTION 10/21J01 INT CR STAIDOLCUSIP CIAMRITT RATE ITN
TERS INC NEW EXECUTION BY FBCO VS 300 08-23-01 SEC FEE .26 BEBE STORES INC EXECUTION BY JPHO SEC FEE .41 CHICOS FAS INC EXECUTION BY RICO COMMISDON 49.00 SEC FEE .76 FEDERATED DEPARTMENT STORES EXECUTION BY RHCO COMMISSION 20.79 SEC FEE .30 STME/OLCUSC NICE PRCE -300 47.60000 Beer.
INC EXECUTION BY BUCK VS 400 02-26-02 COMMISSION 24.00 NAUTICA ENTERPRISES INC EXECUTION BY JPHO VS 500 11-28-01. 100 11-27-01 SEC FEE .13 WAL-MART STORES INC EXECUTION BY BUCK VS 500 02-26-02 COMMISSION 30.00 SYMBOLICUSIP TOT Ya DUMMY 200 PRICE 44.29000 500 iti1605 Beer. SZeirhs S0C,r44,1 C0rl‘
-02 COMMISSION 18.00 SEC FEE .15 MASCO CORP WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK VS 400 12-11-01 COMMISDON 24.00 SEC FEE .17 FOSL -500 26.08980 13.019.70 03/08/02 03/05/02 SOLD GADZ -500 17.09500 8.532.37 03/08/02 03/05/02 BOUGHT 03'08102
Entities connected to both WAL-MART STORES INC and COMMISDON

Ralph Lauren
PERSONTALBOTS INC
ORGANIZATION
Julie K. Brown
PERSONUNITED RETAIL GROUP INC
ORGANIZATIONLARRY KEMP
PERSON
Ghislaine Maxwell
PERSONCHICOS FAS INC
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONEquities & Options
ORGANIZATIONSZeirns
PERSON
Financial Trust Company
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATION
Wilbur Ross
PERSONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONBEBE STORES INC
ORGANIZATIONPERKO
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATION
Samantha Power
PERSON