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ER INC EXECUTION BY WEED VSP 10/19100 COMMISSION 16.00 SEC FEE .76 ILLIWit 1651 WOtta if4e EXECUTION BY WEED COMMISSION 4.00 SEC FEE .22 WAL-MART STORES INC EXECUTION BY WEED COMMISSION 4.00 SEC FEE .19 AMERICAN INTERNATIONAL GROUP INC EXECUTION BY MONT COMMISSION 25.00 ACE LTD-ORD EXECUTION B
cter 01/24/01 01/19/01 BOUGHT GENERAL DYNAMICS CORP EXECUTION BY MONT COMMISSION 15,00 GD 300 6738260 20.364.78 01/24/01 01/19/01 SOLD NOKIA CORP-SPONSORED ADR REPSTG 1 SER A FM 5 PM EXECUTION BY WEED COMMISSCH 20.00 SEC FEE .68 NOK -500 40.62500 20.276.82 01/24/01 01/19/01 BOUGHT SUNMICROS
ANDARD & POOPS DEPOSITORY RECEPTS (SPORES) (BOOK DURO WITS UNDIVIDED BENEFICIAL NT SHORT. EXECUTION BY BUCK VS -900 12-19-01 COMUISSICN 54.00 WAL-MART STORES INC SNORT. DICUTION BY BUCK VS -9C0 12-19-01 DM LE IMO NKE SPY MAT -900 600 -2.000 -800 CO -903 99.80000 48.47710 16.10110 53.07000 1
1 BOUGHT MINNESOTA MINING & MEG CO MMM 200 112.64030 22.555.00 COVER SHORT. EXECUTION BY BUCK COM1ASSION 12.00 11/16/01 11/13701 BOUGHT NOKIA CORP-SPONSORED ADR NOK 900 23,59000 21,300.00 REPSTG 1 SEA A FM 5 Pm COVER 90RT. EXECUTION BY BUCK COAVASSON 54.00 11h ii01 BOUGHT IC PENNEY CO INC JCP
RD 8 POURS DEPOSITORY RECEIPTS (SPDRS) (BOOK ENTRY) UNITS UNDIVIDED BENEFICIAL INT SHORT, EXECUTION BY BUCK VS -900 12-19.01 COMMISSION 54,00 WAL-MART STORES INC SHORT, EXECUTION BY BUCK VS -900 12-19.01 COMMISSION 54,00 SEC FEE 1,67 SYMOOLICUSP DIA CVANTIlY PRICE -900 99.60000 Beer. Saea•ns Sec ,
§v§ram IhO COVER SWAT, EXECUTION BY SBSH INTERNET SEC SYS INC COVER SHORT, EXECUTION BY COWN J JILL GROUP INC COVER SHORT, EXECUTION BY SLKC NOKIA CORP-SPONSORED ADR REPSTG 1 SER A FM 5 PM SHORT, EXECUTION BY BUCK COMMISSION 54,00 SEC FEE ,67 PACIFIC SUNWEAR OF CAUFORNIA NC SHORT, EXECUTION BY NET
(S1 DENT AMOUNT CREDIT AMOUNT 01/03/01 ESTEE LAUDER COMPANIES INC EL 42.50 CL A DIV CHG 850 SHS SHORT REC 12/15.00 PAY 01103/01 01/08/01 WAL-MART STORES INC WW 102.00 DIV CHG 1700 SHS SHORT REC 12/22/00 PAY 0110801 TOTAL $.144.50 $825.00 SUBSTITUTE PAYMENTS DATE DESORPTION STAIDWOUSIP OUANTIT
DEBIT AMOUNT 100,540.00 CRE01 AhnOcter .781 67.651. 02/28/01 02123/01 BOUGHT LUCENT TECHNOLOGIES INC EXECUTION BY RSSF COMMISSION 542,50 NOKIA CORP-SPONSORED ADR REPSTG 1 SER A FM 5 PM EXECUTION BY GSCO COMMISSION 196,00 POLO RALPH LAUREN CORP-CL A EXECUTION BY JRCO COMMISSION 290,50 SEC FEE 4.03
Y RSSF VS 1400 02-13-02 SEC FEE ,47 LOWES COMPANIES INC LOW 1,200 46.39840 55,765.08 EXECUTION BY BUCK VS 1200 02-26-02 COMMISSION 72.00 WAL-MART STORES INC WMT 1,200 62.10000 74.607.00 EXECUTION BY BUCK VS 1200 02-26-02 COMMISSION 72,00 ANNTAYLOR STORES CORP ANN .1.300 41.90130 54.377.87 SE
BOUGHT TUESDAY MORNING CORP-NEW TUES 1,400 20.50000 28,715.00 COVER SHORT, EXECUTION BY JEFF VS -1400 03-04.02 04/05/02 04/02/02 BOUGHT NOKIA CORP-SPONSORED ADR NOK 1,200 20.06000 24,159.00 REPSTG 1 SER A FM 5 PM COVER SHORT, EXECUTION BY BUCK VS -1200 02-13-02 COMMISSION 72,00 04/05/02 04/02/
-14-02 COMMISSION 24,00 SMUCKER J M CO SHORT. EXECUTION BY BUCK VS -900 01-14-02 COMMISSION SEC FEE SEARS ROEBUCK 8 CO UNSOLICITED SHORT. WAL-MART STORES INC SHORT. EXECUTION BY BUCK VS -900 01-14-02 COMMISSION 54.00 SEC FEE .76 FOOTSTAR INC EXECUTION BY BUCK VS 5700 01-15-02 COMMISSION 34290 FO
COMMISSION 54.00 SEC FEE .82 MARTHA STEWART LIVING OMNIMEDIA INC CL A COVER SHORT, EXECUTION BY BUCK VS -2000 12-19-01 COMMISSION 120.00 NOKIA CORP-SPONSORED ADR REPSTG 1 SER A FM 5 PM SHORT. EXECUTION BY BUCK VS -1200 02-13-02 COMMISSION 72.00 SEC FEE .42 RADIOSHACH CORP SHORT, EXECUTION BY RHC
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