3
Shared Docs
3
Same-Page
3 / 3
Mentions
SION 112.00 KELLWOOD CO %TM RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE SHORT. EXECUTC01 BY BUCK COMMISSION 54.00 SEC FEE .70 TALBOTS INC SHORT. EXECUTION BY RHCO COMIASSION 63.00 SEC FEE 1.53 CALL ABIERN EAGLE MAY 065 DP 05/19/2001 MN 3 FOR 2 STOCK SPUT TO SEC MN 996292 -1,70
S TRUST-UNIT SERIES 1 SHORT. EXECUTION BY BUCK COMMISSION 3O.OO SEC FEE 1.66 GYMSOREE CORP COVER SHORT. EXECUTION BY NET CO/MISSION 30.00 HEWLETT PACKARD CO SHORT. EXECUTION BY BUCK COMMISSION 114.00 SEC FEE 1.89 JNY -3,100 37.93OOO 117.347.011 03721/01 03/15001 SOLD LOW -900 59.5=0 53.47%2
V CHG 1450 SHS SHORT REC 06/01/01 PAY 06/1901 06/15/01 NORDSTROM INC JWN 279.00 DIV CHG 3100 SHS SHORT REC 05/31/01 PAY 06/15.431 06/18/01 TALBOTS INC TLB 13,250 0.0800 1.060.00 REC 06/04,01 PAY 06/18.431 06/21/01 GAP INC GPS 5,600 0.0222 124.32 REC 06/04/01 PAY 06/21/01 06128/01 HOME
S INC WMT REC 03/23.01 PAY 04/0901 900 0.0700 63.00 04/10/01 TIFFANY .5 CO NEW Div CHG 2900 SHS SHORT REC 03.120./01 PAY 0411001 04/11/01 HEWLETT PACKARD CO DIV CHG 1900 SHS SHORT REC 03/21/01 PAY 04/11/01 TIF 116.00 HWP 152.00 027 04,2801:18:46 001 V471 EFTA00199690 CLEARED THROUGH ITS Putty,
SSION 112,00 KELLWOOD CO WITH RIGHTS TO PURCHASE PREFRO SW UNDER CERTAIN CIRCUMSTANCE SHORT. EXECUTION BY BUCK COMMISSION 54.00 SEC FEE .70 TALBOTS INC SHORT. EXECUTION BY RHCO COMMISSION 63.00 SEC FEE 1.53 CALL AMERN EAGLE MAY 065"" EXP 05/1912001 ADJ 3 FOR 2 STOCK SPLIT TO SEC NUM 8F96292
EXECUTION BY SLKC CUM 500 47.88970 23,959.85 03/22/01 03/19/01 BOUGHT W W GRAINGER INC COVER SHORT, EXECUTION BY MLCO COMMISSION 49.00 HEWLETT PACKARD CO COVER SICAT, LEXMARK INTERNATIONAL INC WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE SHORT, EXECUTION BY BUCK COMMISSION 114,
Entities connected to both TALBOTS INC and HEWLETT PACKARD CO

Ralph Lauren
PERSONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATION
Ghislaine Maxwell
PERSON
Financial Trust Company
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONLARRY KEMP
PERSON
Julie K. Brown
PERSONNAUTICA ENTERPRISES INC
ORGANIZATIONEquities & Options
ORGANIZATION
Wilbur Ross
PERSONSTEVEN MADDEN LTD
ORGANIZATIONJONES APPAREL GROUP INC
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONLIZ CLAIBORNE INC
ORGANIZATIONOUIKSILVER INC
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATIONBEBE STORES INC
ORGANIZATIONTIMBERLAND CO-CL
ORGANIZATION