11
Shared Docs
11
Same-Page
11 / 11
Mentions
-14,288 STANDARD & DOORS DEPOSITORY SPY SHRT -12,950 110.5000 -1.430.975 -18874 1.3050 RECEPT5 (SPURS) (800K WRY) LINOS MIMED 8ENERCIAL DO SYMBOL TECHNOLOGIES INC SM. !ARCA 5.1)03 13.5200 67.600 100 0.1479 TI/P WCRLDWIOE INC TIAPW SHR1 -750 33.9200 -25.440 TARGET CORP TGT MRGN 4.100 31A500 12
405 3.168 5.9320 ESTEE LAUDER COMPANIES INC a A EL SHRT 33.1500 -116,025 .700 0.6033 LINENS N THINGS INC WI SHRT 4.300 18.5800 41.314 LVMH MOET HENNESSY LOUIS vunTON-SFENDORED AOR LVMHY SIIRT -5.700 6.4970 -37,033 -621 1.8759 LANDS ENDING LE SHRT -2.500 28.9000 -72.250 LA 2 BOY
EC FEE .90 09/12/01 09/0701 SW) SHOE CARNIVAL 00-90 SCVL -2.500 12.06003 30.133.99 DICUTION BY SUM SEC FEE LOT 09112/01 09/07/01 SOLD SYMBOL TECHNOLOGIES INC EXECUTION BY BUCK COMMISSION 54.00 SEC FEE .40 TOMMY HUIGER CORP-ORD EXECUTION BY RHCO cows/kg:IN 161.07. SEC FEE .93 WET SEAL INC.CL A
63,525 ESTEE LAUDER COMPANIES INC EI. SHRT -2.400 30.8500 -93.240 -480 0.5148 CL A LINENS N THINGS INC UN SHRT -2.400 26.0000 -62.400 LVMH MOET HENNESSYL(71AS LYIAHY SHRT -5.700 9.8000 -55.860 -621 1.1117 VUITTON-SPONSORED ADR LA 2 BOY INC L.2B SKR! -1.400 17.6000 -24.640 -504
BOUGHT GADZOOKS INC DICUTION BY RHCO US CLAIBORNE INC MOWN BY BUCK COAMISSTON 48.00 SKECHERS USA INC O. A DICIMON BY BUOT COMMISSON 72.00 SYMBOL TECHNOLOGIES INC OCECiniON BY vBCO COMMISSCN 63.00 MAW HILFIGER CORPORD DICU11ON BY WOO COMMISSION 106.00 ItiCRMATICA CORPORATISIN COYER WV. DEVTION BY RIO
rtfolio Holdings (continued) Equities & Options (continued) OtSCRIPTON STIMOL/CUSIP GLUM Ealcf V A LUE TWAttD ANNUAL ES INCOME 0.Mel MO ou LVMH MOET HENNESSY LOUIS LVIAHY SHRT -5,700 9.9500 -56.715 -621 1.0949 WITTON-SPONSORED ADR UZ CIABORNE INC UZ MRGN 8.600 52.9700 455,542 3.870
4 STANDARD & PCORS DEPOSITORY SPY SHRT -7.750 114.3200 485380 -11.176 1.2614 RECEIPTS (SPURS) (BOOK ENTRY) utaiTS UNDIVIDED BENEFICIAL eaT SYMBOL TECHNOLOGIES INC SBL MRGN 5,000 15.8800 79.400 100 0.1259 SYNCOR INTERNATIONAL CORP-DEL SCOR SHRT -2,300 28.6400 -65.872 TJ% COMPANIES INC NEW TJX MRG
700 -20.870 ESTEE LAUDER COMPANIES INC EL SHRT -900 32.0600 -28.854 -180 0.6238 CL A UNENS N THINGS INC LIN SHRT -900 253000 -22.950 LVMH MOET HENNESSY LOUIS LVMHY SHRT -6.500 8.2400 -53.560 -709 t3237 vuiTTON-SPONSORED ADR LEGGETT & PLATT INC LEG SHRT -1,000 23.0000 -23.000 -
ORT REC 08/31/01 PAY 10/01/01 10/02/01 ESTEE LAUDER COMPANIES INC EL 175.00 CL A DIV CHG 3500 SHS SHORT REC 09/14/01 PAY 10102/01 10/05/01 SYMBOL TECHNOLOGIES INC SBL 4,800 0.0100 48.00 REC 09/14/01 PAY 10/05/01 027 1027.01:10:29 001 V502 EFTA00199379 CLEARED THROUGH ITS YrisekLY 0"E0 SUBSIDIARY BE
58.9900 123.879 KROGER CO KR SHRT -2.000 24.1600 -48.320 ESTEE LAUDER COMPANIES INC EL SHRT -1.900 33.7100 -64.049 -380 0.5933 CL A LVMH MOET HENNESSY LOUIS LVMHY SHRT -5,700 7.7300 -44.061 -621 1.4094 vUiTTON-SPONSORED ADR LA Z BOY INC LIB SHRT -900 18.0800 -16.272 -324 1.9
Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 09/20/01 TRADE DATE TRANSACT/DTI 09/17/01 SOLD DESCRIPTION SYMBOL TECHNOLOGIES INC EXECUTION BY BUCK COMMISSION 54.00 SEC FEE .38 TIMBERLAND CO-CL A EXECUTION BY RHCO COMMISSION 126.00 VENATOR GROUP INC EXECUTION BY BUCK
63,525 ESTEE LAUDER COMPANIES INC EL SHRT -2,400 38.8500 -93.240 -480 0.5148 CL A LINENS N THINGS INC LIN SHRT -2.400 26.0000 -62.400 LVMH MOET HENNESSY LOUIS LVMHY SHRT -5,700 9.8000 -55.860 -621 11117 VUITTON-SPONSORED ADR LA Z BOY INC LZB SHRT -1,400 17.6000 -24,640 -504 2.
0000 -260.150 -3.115 1.1974 RECEIPTS (SPDRS) (BOOK ENTRY) UNITS UNDIVIDED BENEFICIAL HT SPORTS AUTHORITY INC TM MRGN 10.750 3.5500 38,163 SYMBOL TECHNOLOGIES INC SBL MRGN 4.700 12.0500 56,635 61 0.1077 TROPICAL SPORTWEAR TSIC MRGN 4.900 19.9900 97.951 INTERNATIONAL CORP Beer. Steirns SOCvvt*1 CO
ued) Equities & Options (continued) DESCRtPION STMECLL,..blP ØT TYPE OutifiTY PACE MARKET VALLE ESTMATED ANNUAL INCOME CURFOR VELD l'4> LVMH MOET HENNESSY LOUIS LYMHY SFIRT -5.700 9.9500 -56.715 -621 1.0949 VUITTON-SPONSORED ADR LIZ CLAIBORNE INC LIZ MRGN 8.600 52.9700 455,542 3.
GUMMY PRa DENT AMOUNT Crag MOuNT 07/05/01 06/29/01 BOUGHT SKECHERS USA INC a A SKX 1200.00 29.3620 35,321.40 07/05/01 06/29/01 BOUGHT SYMBOL TECHNOLOGIES INC SBL 900.00 21.7787 19,678.83 07/05/01 06/29/01 BOUGHT TOMMY HILFIGER CORP-COD TOM 1.500.00 133000 20.670.00 TOTAL $1,292,247.87 $200,5
11.4400 305.448 KOKS CORP KSS MRGN 3.650 64.5000 235.425 ESTEE LAUDER COMPANIES INC EL SHRT -2.200 41.8700 -92.114 -440 0.4777 CL A LVMH MOET HENNESSY LOUIS LVMHY SHRT -5,700 11.5500 .65.835 -627 0.9524 vuiTTON-SPONSORED ADR LOWES COMPANIES INC LOW SHRT -2,350 71.8200 -168.777
NITS UNDIVIDED BENEFICIAL INT SPORTS AUTHORITY INC TSA MRGN 29.850 2.1800 65,073 SPEEDWAY MOTORSPORTS INC TFtK SHRT -600 26.0000 -15,600 SYMBOL TECHNOLOGIES INC SBL MRGN 1.200 34.9000 41,880 24 0.0573 TROPICAL SPORPNF_AR TSIC MRGN 6,500 18.7500 121,875 INTERNATIONAL CORP TUESDAY MORNING CORP-NE
nued) Equities & Options (continued) DESCRPTION STM8CLC...bcP ACCT ME 0UAHTITY MICE MARKET VALLE ESTMATED ANNUAL INCOME CURFEW YELD DAI LVMH MOET HENNESSY LOUIS LVMHY SHRT -5.700 10.0630 -57,359 -627 1.0931 YUITTON-SPONSORED ADR LANDS END INC LE SHRT -1.000 27.4500 -27,450 MGM MI
HG 4100 SHS SHORT REC 03/1802 PAY 03/29/02 6,176i76E—MiTMECOr& bb 656.00 DIV CHG 10150 SHS SHORT REC 03/01/02 PAY 04101/02 2,334.50 04/05/02 SYMBOL TECHNOLOGIES INC REC 03/11/02 PAY 04105/02 SBL 10.100 0.0100 101.00 027 04,27.132:13:44 001 V557 EFTA00199848 CLEARED THROUGH NS niCkLY CAM‘.E0 SUBSIDIARY
3.39000 35,100.00 03/26/02 03/21/02 BOUGHT KROGER CO WITH RIGHTS TO PURCHASE COMMON STK UNDER CERTAIN CIRCUMSTANCE UNSOLICITED COVER SHORT, LVMH MOET HENNESSY LOUIS VUITTON-SPONSORED ADR COVER SHORT, EXECUTION BY SLKC VS -800 11-14-01. -700 12-19.0 0. -5000 04-17-00 NORDSTROM INC UNSOUCITF_D
Entities connected to both SYMBOL TECHNOLOGIES INC and LVMH MOET

Ralph Lauren
PERSON
Ghislaine Maxwell
PERSON
Julie K. Brown
PERSONTALBOTS INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATION
Financial Trust Company
ORGANIZATION
Wilbur Ross
PERSONLARRY KEMP
PERSONBEBE STORES INC
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONLIZ CLAIBORNE INC
ORGANIZATIONCHICOS FAS INC
ORGANIZATIONJONES APPAREL GROUP INC
ORGANIZATIONOUIKSILVER INC
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONWTSLA
ORGANIZATION