8
Shared Docs
8
Same-Page
8 / 8
Mentions
SOLD MYKROUS CORP MYK -3,000 7.69800 22,913.30 AVG PRICE SHOWN-DETALS ON REO ACTUAL CCtFIRM TO YOUR AGENT UNSOLICITED moss= 08/01/02 SOLD POLO RALPH LAUREN CORP-CL A RL -6,407 20.04380 128,032.34 AVG PRICE SHOWN-DETALS ON REO ACTUAL CCtFIRM TO YOUR AGENT UNSOLICITED SEE NOTE '5* ON BACK oEvosio2 08/017
DE DLIANTITY PRCE MONEY VALUE ESTIMATED ANNUAL tiCOIAE CURREN' YELD SYMBOL TECHNOLOGIES INC SBL CASH 10,000 8.3400 83.400 200 0.2398 TIBCO SOFTWARE INC TIEM CASH 17.400 5.9500 103.530 TALBOTS INC TL8 CASH 3.650 29.5100 107,712 1.314 1.2199 TIMBERLAND CO-CL A TBL CASH 6.100 36.4800
BRUMES CORP »AC .2.500 07/10/02 JOURNAL TO: 99505546526.1450 • AIL • NORFOLK SOUTHERN CORP NSC 4450 07/10102 JOURNAL 99W055-443525.14150 POLO RALPH LAUREN CORP-CL A RI. 43.407 ~et 1/ROGN (111 171(CUY On140 SUISCIARY 5e. Stearns Smalls Co. Ole 1.1(eXech Omer NWT ercalbro. 59.• von 112012569 (2121272.160
NEY CO INC JCP 2.700 20.35130 55,152.51 SEE NOTE'S' ON BACK EXECUTION BY RCR VS 2700 04-08-02 COMMISSION 189.00 04/11/02 04/08/02 BOUGHT TIBCO SOFTWARE INC TIBX 1.300 10.29170 13,394.21 EXECUTION BY RR VS 1300 04-08-02 04/12/02 044)9/02 BOUGHT STAGE STORES INC STGS LOCO 28.74600 57.557.00
6 1.365 0.6346 NORTHWEST AMUNES CORP NWAC CASH 2.500 19.0700 47.675 NORFOLK SOUTHERN CORP NSC CASH 7.150 23.9400 171,171 1.716 t0025 POLO RALPH LAUREN CORP-CL A RI. CASH 8,907 29.1800 259.906 CHANICARE INC OCR CASH 6.300 25.8900 163,107 567 0.3476 PACIFIC SUFAVEAR OF CAUFORMA PSUN CASH 3.95
SYMBOL TECHNOLOGIES INC S81 CASH 33.100 11.2400 372.044 662 0.1779 TYCO MTERNATIOt4AL LTD IYC CASH 4.900 32.3200 158.368 245 0.1547 TIBCO SOFTWARE INC fiBX CASH 7.900 11.7600 92.904 TENET HEALTHCARE CORP THC CASH 5.250 67.0200 351.855 TEXTRON INC 1%7 CASH 1.400 51.1030 71.540 1.820
.7900 33.254 NORFOLK SOUTHERN CORP NSC CASH 14.100 18.3300 258.453 3.384 1.3093 PEREGRINE SYSTEMS INC PRGN CASH 7.700 14.8300 114.191 POLO RALPH LAUREN CORP-CL A RL CASH 4.707 26.7600 125.959 OMNICARE INC OCR CASH 13.100 24.8800 325.928 1.179 0.3617 PACIFIC SUNWEAR OF CALIFORNIA PSUN CASH 1.
HT AEOS 1,500 25.33670 38,020.05 12/14/01 12/11/01 BOUGHT ANNTAYLOR STORES CORP SEE NOTE '5* ON BACK EXECUTION BY BUCK COMMISSION 132,00 TIBCO SOFTWARE INC EXECUTION BY FBCO SEC FEE 2.38 TRW INC WITH RIGHTS TO PURCHASE COMMON STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK COMMISSION 273,00 SE
ACTUAL COE•FWM TO YOUR AGENT OPEN CONTRACT AS OF 08/09/01 OCOKVG 9 1.10000 1.008.00 08113/01 08/08101 BOUGHT ENZON INC EXECUTION BY CONN POLO RALPH LAUREN CORP-CL A SEE NOTE '5' ON BACK EXECUTION BY EMBA COMMISSION 84.00 SPECTRASITE HOLDINGS INC EXECUTION BY FBCO SEC FEE .76 TOMMY HILFIGER CORP-ORD EX
PING ENT • JRL • 578.928.42 08/23/01 JOURNAL TIME WARNER TELECOM INC CLASS A ADJ PNL VS BOOKKEEPING ENT • JRL 203.011.82 08/23/01 JOURNAL TIBCO SOFTWARE INC ADJ PNL VS BOOKKEEPING ENT • JRL 131,686.23 08/23/01 JOURNAL i """ ZUSIXL TAIBOTS INC ADJ PNL VS BOOKKEEPING ENT • JRL rffittraigritirs AD
8400 111.384 861 0.7730 NAUTICA ENTERPRISES INC NAUT MRGN 11.450 18.5600 x,512 NORTHWEST AIRLINES CORP NWAC MRGN 3.000 25.1200 75.360 POLO RALPH LAUREN CORP-CL A RL MRGN 3.804 26.4800 100.730 ORION POWER HOLDINGS INC ORN MRGN 7.000 32.2000 225.400 PACIFIC SUNWEAR OF CALIFORNIA PSUN MRGN 6,450
LD N TYCO INTERNATIONAL LTD NC MRGN 11,300 53.7700 607,601 565 0.0930 TIME WARNER TELECOM INC TWTC MRGN 3,900 48.1500 187,785 CLASS A TIBCO SOFTWARE INC TIBX MRGN 15,000 11.0700 166,050 TENET HEALTHCARE CORP THC MRGN 9,250 44.4200 410,885 TRANSWITCH CORP TXCC MRGN 6.600 15.8100 104.34
763 0.7522 NORTHWEST AIRLINES CORP NWAC CASH 2.500 12.0600 30,150 NORFOLK SOUTHERN CORP NSC CASH 8.450 23.3800 197,561 2.028 1.0265 POLO RALPH LAUREN CORP-CL A RL CASH 6.407 22.4000 143,517 OLIN CORP NEW OLN CASH 4.100 22.1500 90,815 3.280 3.6117 OMNICARE INC OCR CASH 6,300 26.2600 165,4
A SYMBOL TECHNOLOGIES INC SBL CASH 15.400 8.5700 131,978 308 0.2334 TYCO INTERNATIONAL LTD rYC CASH 2,550 21.9500 55,973 128 0.2287 TIBCO SOFTWARE INC TIBX CASH 17.400 5.9500 103,530 TALBOTS INC U.S CASH 7.900 37.2000 293,880 2.844 0.9677 TIMBERLAND CO-CL A TBL CASH 4.400 38.7800
1.365 0.6346 NORTHWEST AIRLINES CORP NWAC CASH 2,500 19.0700 47,675 NORFOLK SOUTHERN CORP NSC CASH 7,150 23.9400 171,171 1,716 1.0025 POLO RALPH LAUREN CORP-CL A RL CASH 8,907 29.1800 259.906 OMNICME INC OCR CASH 6.300 25.8900 163.107 567 0.3476 PACIFIC SUNWEAR OF CALIFORNIA PSUN CASH 3.950
SYMBOL TECHNOLOGIES INC SBL CASH 33.100 11.2400 372.044 662 0.1779 TYCO INTERNATIONAL LTD TYC CASH 4.900 32.3200 158.368 245 0.1547 TIBCO SOFTWARE INC TIBX CASH 7.900 11.7600 92.904 TENET HEALTHCARE CORP THC CASH 5.250 67.0200 351.855 TEXTRON INC TXT CASH 1.400 51.1000 71.540 1.820
Entities connected to both POLO RALPH LAUREN CORP-CL and TIBCO SOFTWARE INC

Ralph Lauren
PERSONTALBOTS INC
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATIONLIZ CLAIBORNE INC
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONJONES APPAREL GROUP INC
ORGANIZATIONEquities & Options
ORGANIZATION
Ghislaine Maxwell
PERSONCOSTCO WHOLESALE CORP-NEW
ORGANIZATION
Financial Trust Company
ORGANIZATIONOUIKSILVER INC
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATION
Paul Ryan
PERSONNAUTICA ENTERPRISES INC
ORGANIZATION
Wilbur Ross
PERSONTIMBERLAND CO-CL
ORGANIZATION
Samantha Power
PERSONSZeirns
PERSONOESCRPTION
ORGANIZATION