Document Mentions (4 shared documents)

EFTA01322916_sub_005 - EFTA01322916_500

2 mentions1 same-page

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E/ CORP COVER SHORT. EXECUTER BY BUD( CCM/ASTON 126.0D DIAMONDS TRUST-UNIT SERIES 1 SHORT. EXECUTION BY BUM Ca/MISSION 54.00 SIC FEE 2.93 FEDEX CORP COVER SHORT. ORME* BY BUCK Ca/ SON 120.00 FTUS 2.000 28.56500 57,145.00 04111/01 04/06/01 SOLD 04/11/01 04/08/01 SOLD RI. -2.100 25

UGHT NEIMANMARCUS GROUP INC NMGA 1.000 31.82650 31,901.50 CL A COVER SHORT, EXECUTOR BY BUCK CC•AMISSION 60.00 04/10/01 04/05/01 BOUGHT PHOENIX TECHNOLOGIES LTD PEEL 1.900 9.11480 17,332.74 WITH RIGHTS TO PURCHASE PREFRD SIX UNDER CERTAIN CIRCUMSTANCE COVER SHORT. EXECUTION BY Svc 04/10101 04/05/01

EFTA01322916_sub_006 - EFTA01322916_600

2 mentions1 same-page

Page ?Same page

52 BEST BUY COMPANY INC COVER SHORT. EXECUTION BY BUCK COIANOSION 102.00 DIRECT FOCUS INC COVER SHORT. EXECUTION BY RE0o 0:68.85510N 18.00 FEDEX CORP SHORT. ExECtinCei BY BUCK muumscoo 120.00 SEC FEE 2.76 GAP INC COVER SHOO. EXECUTION BY BUCK COMMISSION 42.00 VCD -1,600 8.603000 14,112

(Continued) mane PneoCuCuse ACCT ME ~Min P4Yf MAW VALUE MIMIC) AM.111. MOW ACCOUNT Wag Muni LEST STATM1747 Fallry 23.2001 C nt MaID PHOENIX TECHNOLOGIES LTD PTEC SHRT -1.900 13.8750 -26.363 PIER III/PORTS INC PIR MRGN 15,800 13.0300 205.400 2.528 1.2308 POLYMEDICA CORP PU.40 SHRT -550 22

EFTA00199200_sub_005 - EFTA00199200_500

2 mentions1 same-page

Page ?Same page

00 -53.067 -570 1.0741 NEW EASTMAN KODAK CO EK SHRT -950 39.8900 -37,896 -1.672 4.4121 FOOTSTAR INC FTS MRGN 8,700 40.1500 349.305 FEDEX CORP FDX SHRT -2.000 41.6800 -83.360 FAMILY DOLLAR STORES INC FDO SHRT -1.400 25.7000 -35.980 -336 0.9339 FASTENAL CO FAST SHRT -1,200 5

Y DEAN WIRER 8 CO COVER SHORT. EXECUTION BY BUCK COMMISSION 66,00 IkakkaktU§MioulliN CL A COVER SHORT. EXECUTION BY BUCK COMMISSiON 60,00 PHOENIX TECHNOLOGIES LTD WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE COVER SHORT. EXECUTION BY SLKC SITABOOCUSP MWD QUANTITY 1,100 PRICE 48.50000