4
Shared Docs
4
Same-Page
4 / 4
Mentions
35 SHORKO STORES INC SHORT. EXECUMN BY BUCK COMMISSION 60.00 SEC FEE .39 BEBE STORES INC EXECUTION BY PHO GYMBOREE CORP EXECUTION BY SIXE LIZ CLAIBORNE INC EXECUTION BY GSCO coneSSION 49.00 SEC FEE 1.22 QUIKSILVER INC VRS 09/12.01 AS OF 091601 OWPTiv Mn -1.600 37.14120 Eta. Stem Sea.05,55 Cap_
/24/01 09/19/01 BOUGHT MCDONALDS CORP MCD 2.000 29.07250 58.300.00 COVER SHORT. MOUTON BY 1WPT COMMISSION 140.00 0924/01 09/19/01 SOLD MINNESOTA MINING & MFG CO SHORT. M1AM -400 02.31000 36.879.76 EXECUTION BY BARD COMMISSEN 26.00 SEC FEE 1.24 09/24/01 09/19/01 SOW NORDSTROM INC SHORT. MN -500
CHBS 800.03 28.5700 22.871.00 08/01/01 07/27/01 SOLD DIAMONDS TRUST-UNIT SERIES 1 OA -800.00 104.3900 83.446.21 080101 07/27/01 SOLD LIZ CLAIBORNE INC LIZ -1,100.00 52.7145 57.892.01 080101 07/27/01 SOLD STEVEN MADDEN LTD SHOO -2.000.00 17.1884 34.360.65 08/01101 07/27/01 SOLD NAUT1C
BY BUCK COWASSA3N 108,00 07/17/01 07/12/01 BOUGHT wogs COMPANIES We LOW 1.000 35.50300 35.570.00 COVER SHORT. 07/17/01 07/12/01 BOUGHT MINNESOTA MINING & MFG CO MOM 250 113.03980 28.28945 COVER Star. EXECUTION BY BUM COMMISSION 16.03 07/17/01 07/12/01 BOUGHT NORDSTROM INC NM 2.200 18.77990 41,46
LOUIS EWA« SHRT 4,500 8.3200 -54.080 -709 1.3110 VUITTOWSPONSORD) ADR LEGGER 6 PLATT INC LEG SHRT -1.CCO 24.0200 -24.020 -480 1.9983 LIZ CLAIBORNE INC LIZ 1/RGN 41.400 26.3000 1.088.820 9.315 0.8555 MOVADO GROUP INC MOV SHRT 4.100 18.6500 -39.165 -252 0.6434 MEMBERWORKS INC PARRS S
COVER SHORT. EXECUTION BY MLCO VS .803 11.12.01 COMMISSION WOO ECOLM3 INC COVER SHORT. EXECUTION BY MLCO VS .40011-1241 COMMISSION 28,00 MINNESOTA MINING & MFG CO COVER SHORT. EXECUTION BY MLCO VS -200 10.15-01 COMPASSION 14.00 CLEARED 114,224.4/4 FTS MOLLY 0.0.90 MAMMY lks. Swarm s_ Co9. One 1.4ettow
00 15.87480 27,104.16 EXECUTION BY BUCK VS 1700 01-10-02 COMMISSION 102,00 KOHLS CORP EXECUTION BY BUCK VS 1200 01-10-02 COMMISSION 72,00 LIZ CLAIBORNE INC LIZ 1,500 52.96920 79.558.80 WITH DUE BLL SPLT 2: 1 EXECUTION BY BUCK VS 1500 01-10-02 COMMISSION 90,00 NAUTICA ENTERPRISES INC NAUT -1,0
VER SHORT, EXECUTION BY MLCO VS -800 11-12-01 COMMISSION 56.00 ECOLAB INC COVER SHCEIT, EXECUTION BY MLCO VS -400 11-12-01 COMMISSiON 2860 MINNESOTA MINING & MFG CO COVER SHORT, EXECUTION BY MLCO VS -200 10-15.01 COMMISSION 1460 WLSN -2,400 1113160 26,700.43 01/03/02 12/28/01 BOUGHT DCX 800 42.4077
Entities connected to both LIZ CLAIBORNE INC and MINNESOTA MINING & MFG CO

Ralph Lauren
PERSONUNITED RETAIL GROUP INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONFOOTSTAR INC
ORGANIZATION
Ghislaine Maxwell
PERSONTALBOTS INC
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATION
Wilbur Ross
PERSON
Julie K. Brown
PERSONJONES APPAREL GROUP INC
ORGANIZATIONLARRY KEMP
PERSONEquities & Options
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATIONCHICOS FAS INC
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATION
Paul Ryan
PERSON
Samantha Power
PERSON
Financial Trust Company
ORGANIZATION