8
Shared Docs
8
Same-Page
8 / 8
Mentions
Y BMX COrimiSSON 45.00 VANS INC EXECUt10N BY REDI COmiaSSION 48.00 SEC FEE .86 WILSONS LEATHER EXPERTS INC EXECUTION BY SUIC SEC FEE .49 JONES APPAREL GROUP INC SHORT. Martian BY BUCK commission 102.00 SEC FEE 7.43 ear. Sure SW— 8818 One WSW Cent Ranh lispEtn. Noir et 20 NOR INTERNATIONAL CHARITABLE
O now 10115101 1010101 BOUGHT UE CLAIBORNE INC LIZ 2.000 39.98310 80.12120 EXECUTION BY GSCO COMMISSION 140.00 10/15/01 1011401 BOUGHT NIKE INC-CL B EXECUTION BY BUCK COMMISSION 48.00 PACIFIC SUNWEAR OF CALIFORNIA INC EXECUTE"! BY ;NSF SEC FEE .86 OUIKSILVER WC EXECUTION BY BUCK COMMI
SH 10,300 0.8000 8.240 COM NEW I-MANY INC *ANY CASH 1.600 0.6500 15.440 HEAD NV RED CASH 5.000 3.3600 1&800 920 &4762 NY REGISTRY JONES APPAREL GROUP INC /NY CASH 1.000 33.1700 33.170 K.SWISSINC.O. A KSWS CASH 3.700 33.2500 123.025 222 0.1805 KOHLS CORP KSS CASH 3.250 70.4400 228.930
N BY SVC 10/15/01 1010/01 BOUGHT UZ CLAIBORNE INC LM 300 39.98310 72.030.93 EXECUTION BY GSCO COMMISSION 21.00 10/15/01 1010/01 BOUGHT NIKE INC-CL PIKE 300 48.31003 1442400 EXECUTION BY BUCK COMMISSION 18.00 10/15401 10/10/01 SOLD PACIFIC SUNWEAR OF CALIFORNIA PSUN -700 14.22330 9
WITH DUE BILL SPLT 3: 2 EXECUTE»! BY MONT VS 5500 01-29-02. 100 11.20-01 4100 11.29-01 SEC FEE 5,26 AS OF 02/04472 02/07102 02/04/02 SOLD JONES APPAREL GROUP INC .INY -2,300 32A13C0 74,385.78 CCECUTIDN BY BUCK VS 700 12-11-01. 1000 01-02-02 . 600 01-03-02 COIMIISSION 136.00 SEC FEE 1.12 AS OF 02/04/0
ME OPTED VOTING SHARES FS 850 48.92300 39,950.55 COVER SHORT. EXECUTION 8Y BUCK VS -850 11.2001 COWASSION 51.00 0104/02 12/31/01 BOUGHT NIKE INC-CL B COVER SHORT. NKE 800 57.30790 45.909.32 EXECUTION BY BUCK VS -800 12-1901 COMPASSION 48.00 01/04102 12/31/01 BOUGHT NORDSTROM INC NM
(continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 09/05/01 TRADE DATE TRANSACT/ON 08/30/01 SOLD tokb5Api 6646/61 toth DESORPTION JONES APPAREL GROUP INC SHORT, EXECUTION BY HOWA COMMISSION 87.50 SEC FEE 1.35 AM§ fitl-Ahat SHORT. EXECUTION BY YKCO COMMISSION 63.00 SEC FEE .77 MGM MIRAGE S
E .98 HOT TOPIC INC HOTT •1.600 24.11900 38.574.11 EXECUTION BY RSSF SEC FEE 1.29 LIZ CLAIBORNE INC EXECUTION BY BUCK COMMISSION 120,00 NIKE INC-CL B EXECUTION BY BUCK COMMISSION 188,00 /4 22.6i 50 40.606.94 09124/01 09/19/01 SOLD FTS -900 32.58960 29.260.66 09/24/01 09/19/01 BOUG
ITH RIGHTS TO PURCHASE PREFRD 09/05/01 08130/01 SOLD HOLLYWOOD ENTERTAINMENT CORP HLYW -3.000.00 11.8500 35,533.81 09/05/01 08130/01 SOLD JONES APPAREL GROUP INC JNY -1.250.00 32.3358 40,315.90 08/05/01 08/30/01 SOLD UNENS N THINGS INC LIN -900.00 25.4700 22,844.23 09/05/01 08/30/01 SOLD LIZ CL
.5000 -48.750 CL A NAUTICA ENTERPRISES INC NAUT MRGN 13,000 14.3000 185.900 NATIONAL INSTRUMENTS CORP NATI SHRT -1,400 33.9100 -47.474 NIKE INC-CL B NKE MRGN 1.700 46.8000 79.560 816 1.0256 NORDSTROM INC JWN MRGN 1.400 21.6600 30.324 504 1.6620 POLO RALPH LAUREN CORP-CL A RL MR
ETTLEMENT TRADE DATE DATE TRANSACTiON 05/01/01 04/26/01 SOLD DESORPTION CHICOS FAS INC EXECUTION BY BUCK COMMISSION 48,00 SEC FEE 1,14 JONES APPAREL GROUP INC EXECUTION BY BUCK COMMISSION 162,00 SEC FEE 3,42 MICHAELS STORES INC EXECUTION BY INET COMMISSION 87,00 SEC FEE 3,12 SKECHERS USA INC CL
8.155 -1.363 2.8304 NOVEL DENIM HOLDINGS LTD NVLD MRGN 27,150 11.0500 300.008 NAUTICA ENTERPRISES INC NAUT MRGN 30.800 19.9300 613.844 NIKE INC-CL B NICE SHRT -1,400 43.4800 -60.872 -672 1.1040 NORDSTROM INC JWN SHRT -2,200 18.5500 -40,810 -792 1.9407 POLO RALPH LAUREN CORP-CL A
000 47.400 COM NEW HARLEY DAVIDSON INC HDI SHRT -1.400 37.9500 -53.130 .140 0.2635 JABIL CIRCUIT INC JBL SHRT -1.400 21.6200 -30.268 JONES APPAREL GROUP INC JNY MRGN 21.450 37.8000 810.810 JOHNSON& JOHNSON JNJ SHRT -700 87.4700 -61.229 -896 1.4634 K-SWISSINC-CL A KSWS MRGN 2.100 25.6250
1 SOLD 18.00 ,80 CHCS •600 39.90630 23.909.98 02/21/01 02115/01 BOUGHT MERCK & CO INC COVER SHORT. EXECUTION BY BUCK COMMISSION 30.00 NIKE INC-CL B COVER SHORT. EXECUTION BY BUCK COMMISSION 63.00 CHILDRENS PLACE RETAIL STORES INC EXECUTION BY TWPT SEC FEE 3.70 AS OF 02116101 PORK 50
WITH DUE BLL SPLT 3: 2 EXECUTION BY MOM VS 6500 01-29-02, 100 11-20-01 . 4100 11-29-01 SEC FEE 5.26 AS OF 02/04/02 02/07/02 02/04/02 SOLD JONES APPAREL GROUP INC JNY 2.300 32.41300 74.395.78 EXECUTION BY BUCK VS 700 12-11-01, 1000 01-02-02 . 600 01-03-02 COMMISSION 138,00 SEC FEE 1.12 AS OF 02/04/0
MISSION 623,00 SEC FEE 13,53 FOUR SEASONSHOTELS INC LIMITED VOTING SHARES COVER SHORT, EXECUTION BY BUCK VS -850 11-20.01 COMMISSION 51,00 NIKE INC-CL B COVER SHORT, EXECUTION BY BUCK VS -800 12-19.01 COMMISMON 48,00 NORDSTROM INC COVER SHORT, EXECUTION BY BUCK VS -900 10-25.01. -4000 10-08
Entities connected to both JONES APPAREL GROUP INC and NIKE INC-CL

Ralph Lauren
PERSONTALBOTS INC
ORGANIZATION
Ghislaine Maxwell
PERSONUNITED RETAIL GROUP INC
ORGANIZATION
Wilbur Ross
PERSONFOOTSTAR INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONLIZ CLAIBORNE INC
ORGANIZATION
Julie K. Brown
PERSONNAUTICA ENTERPRISES INC
ORGANIZATIONLARRY KEMP
PERSONSTEVEN MADDEN LTD
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONEquities & Options
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATION
Financial Trust Company
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATIONPERKO
ORGANIZATIONCHICOS FAS INC
ORGANIZATIONTIMBERLAND CO-CL
ORGANIZATION