9
Shared Docs
9
Same-Page
9 / 9
Mentions
ON 48.00 BROWN SHOE COMPANY ECCVTION BY Ewa( COMMISSION 240.00 SEC FEE 2.50 FOOTSTAR INC EXECUTION BY $8.04 COmmiSSON 56.00 SEC FEE 111 JONES APPAREL GROUP INC ExECUnON BY SW CCMIAISSKIN 245.00 SEC FEE 4.49 OulKSOYER INC EXECUTION BY BUCK muuttcot 120.00 SEC FEE 1.81 SKECHERS USA INC 3t3C 1.600
700.19 EXECUTION BY BUCK COMMISSION 102.00 SEC FEE 1,80 TIMBERLAND CO-CL A 76L 1,600 54.31080 87.024.28 DIMON BY RICO COMMISSION 112.00 KELLWOOD CO %TM RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE SHORT. EXECUTC01 BY BUCK COMMISSION 54.00 SEC FEE .70 TALBOTS INC SHORT. EXEC
MENT NOY/gill:0N 30. 2001 SETItEmENT TRADE DATE DATE TRANSACTM DESCRVTION Biwa. CUSP cvmmr. KOLE DEBIT AMOUNT 12/03/01 11/28/01 BOUGHT JONES APPAREL GROUP INC JNY 700 3031920 21,56044 EXECUTION BY BUCK COMMISSION 42.00 lakaki virMievi tou6Hr NAIR& ENTATINI§t§ I EXECUTION BY RSSF NAUi .45b ido
JNY MRGN 2,600 31.2200 81.172 K-SWISSINC-CL A KSWS MRGN 9.400 321400 302,116 564 0.1867 K MART CORP KM SHRT -9,200 6.1000 -56,120 KELLWOOD CO KWD SHRT -3,200 221300 -70,816 -2,048 2.8920 KIMCO REALTY CORP KIM MRGN 1,100 49.6000 54,560 3,432 6.2903 KORS CORP KSS MRGN 7.500
(continued) INVESTMENT ACTIVITY (continued) SETTLEMENT DATE 09/05/01 TRADE DATE TRANSACT/ON 08/30/01 SOLD tokb5Api 6646/61 toth DESORPTION JONES APPAREL GROUP INC SHORT, EXECUTION BY HOWA COMMISSION 87.50 SEC FEE 1.35 AM§ fitl-Ahat SHORT. EXECUTION BY YKCO COMMISSION 63.00 SEC FEE .77 MGM MIRAGE S
York 10167 59 v? cl Transaction Detail (continued) DIVIDENDS (continued) DATE CESOFOPTION SYMBOAVSP CUANINY RATE (51 DEBIT AMMON' 09121/01 KELLWOOD CO KWD 208.00 DIV CHG 1300 SHS SHORT REC 09/10/01 PAY 09/21/01 ''''' VAMITYRIM DIV CHG 900 SHS SHORT REC 09/04/01 PAY 09/25101 Beer. Szeirns $
ITH RIGHTS TO PURCHASE PREFRD 09/05/01 08130/01 SOLD HOLLYWOOD ENTERTAINMENT CORP HLYW -3.000.00 11.8500 35,533.81 09/05/01 08130/01 SOLD JONES APPAREL GROUP INC JNY -1.250.00 32.3358 40,315.90 08/05/01 08/30/01 SOLD UNENS N THINGS INC LIN -900.00 25.4700 22,844.23 09/05/01 08/30/01 SOLD LIZ CL
SHRT -3,300 37.8800 -125.004 K-SWISSINC-CL A KSWS MRGN 6.700 30.7600 206.092 402 0.1951 K PAART CORP KM MRGN 20.600 11.2200 231,132 KELLWOOD CO KWD SHRT -1.300 20.6400 -26,832 -832 3.1008 KORS CORP KSS MRGN 2,450 56.0000 137,200 ESTEE LAUDER COMPANIES INC EL SHRT -3.200 39.2
000 47.400 COM NEW HARLEY DAVIDSON INC HDI SHRT -1.400 37.9500 -53.130 .140 0.2635 JABIL CIRCUIT INC JBL SHRT -1.400 21.6200 -30.268 JONES APPAREL GROUP INC JNY MRGN 21.450 37.8000 810.810 JOHNSON& JOHNSON JNJ SHRT -700 87.4700 -61.229 -896 1.4634 K-SWISSINC-CL A KSWS MRGN 2.100 25.6250
ary 26.2001 STATEMENT DATE TRADE DATE 7RANSIC11071 DESCRPTION SYMBOLCUSP OWARItt Pma DEBIT AMOUNT CRECIT AMOUNT 01/29/01 01/24/01 SOLD KELLWOOD CO KWD -1,250 22.43910 27,957.94 WITH RIGHTS TO PURCHASE PREFRD MX UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK COMMISSION 75,00 SEC FEE .94
TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK COMMISSION 620.00 BBA 12,400 2.29830 29.13192 01/10/01 01/05/01 SOLD JONES APPAREL GROUP INC EXECUTION BY BUCK COMMISSION 60.00 SEC FEE 1.19 JNY -1.000 35.43940 35.363.21 01/10/01 01/05/01 SOLD KELLWOOD CO WITH RIGHTS TO PURCHAS
AS OF 01/19101 01/24/01 01/19/01 SOLD HOT TOPIC INC EXECUTION BY MU SEC FEE 1.42 MOTT -1,850 22.87500 42.302.33 01/24/01 01/19/01 SOLD KELLWOOD CO KIND -3,250 21.77630 70.560.62 WITH RIGHTS TO PURCHASE PREFRD SIX UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK COMMISSION 195,00 SEC FEE 2.3
TAXPAYER AILAA3ER LAST STATEMENT February 22.2002 DEBIT AMOUNT 32,977.00 GPM, AhnOcter 3.900 .19250 31,965.75 03/15/02 03/12/02 BOUGHT JONES APPAREL GROUP INC EXECUTION BY BUCK VS 2300 03.12-02 COMMISSION 138.00 LIZ CLAIBORNE INC EXECUTION BY GSCO VS 800 03-12-02 COMMISDON 56,00 TALBOTS INC EXECU
M 1.000 14.06000 14,130.00 04/10/02 04/05/02 BOUGHT WITH RIGHTS TO PURCHASE PREFRD SIX UNDER CERTAIN CIRCUMSTANCE UNSOLICITED COVER SHORT, KELLWOOD CO KWD 4.100 23.80000 97,841.00 WITH RIGHTS TO PURCHASE PREFRD SIX UNDER CERTAIN CIRCUMSTANCE COVER SHORT, EXECUTION BY BUCK VS -800 11-12-01,
WITH DUE BLL SPLT 3: 2 EXECUTION BY MOM VS 6500 01-29-02, 100 11-20-01 . 4100 11-29-01 SEC FEE 5.26 AS OF 02/04/02 02/07/02 02/04/02 SOLD JONES APPAREL GROUP INC JNY 2.300 32.41300 74.395.78 EXECUTION BY BUCK VS 700 12-11-01, 1000 01-02-02 . 600 01-03-02 COMMISSION 138,00 SEC FEE 1.12 AS OF 02/04/0
,400 9.5600 -13.384 JONESAPPAREL GROUP INC JNY MRGN 6,600 32.9800 217.668 K-SWISSINC-CL A KSWS MRGN 8,000 36.7600 294.080 480 0.1632 KELLWOOD CO KWD SHRT -5,700 22.9900 -131,043 -3,648 2.7838 KOKS CORP KSS MRGN 6,300 66.3400 417,942 KROGER CO KR SHRT -1.000 20.7100 -20.710
00 17.70000 14,223.00 03/01/01 02/26101 SOLD 03/01/01 02/26/01 BOUGHT J JILL GROUP INC JILL 3.500 14.98750 52,471.25 EXECUTION BY SLKC JONES APPAREL GROUP INC EXECUTION BY BUCK COMMISSION 24.00 PACIFIC SUNWEAR OF CAUFORNIA PSUN 1.200 35.00000 41,983.60 INC EXECUTION BY RSSF SEC FEE 1.40 PIER 1
ry 26,2001 SETTLEMENT TRADE DATE DATE TRANSACTION DESCRIPTION SY1A1301.1CUSP OUPPRITc PRICE DEW AMOUNT MOTT MOM 01/29/01 01/24/01 SOLD KELLWOOD CO PHD -450 22.43911 10,055.26 WITH RIGHTS TO PURCHASE PREFRD SIX UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK COMMISSION 27,00 SEC FEE .34
Entities connected to both JONES APPAREL GROUP INC and KELLWOOD CO

Ralph Lauren
PERSONTALBOTS INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATION
Ghislaine Maxwell
PERSONFOOTSTAR INC
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATION
Julie K. Brown
PERSONEquities & Options
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATION
Wilbur Ross
PERSONLARRY KEMP
PERSONSYMBOL TECHNOLOGIES INC
ORGANIZATIONLIZ CLAIBORNE INC
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATIONTIMBERLAND CO-CL
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONBEBE STORES INC
ORGANIZATION
Financial Trust Company
ORGANIZATIONCHICOS FAS INC
ORGANIZATION