8
Shared Docs
8
Same-Page
8 / 8
Mentions
ily YRKX OEM Man OMR maw 12/14/01 12/11/01 BOUGHT DIAMONDS TRUST-UNIT SERIES 1 DIA 1.800 100.08100 180.2 COVER SHORT, EXECUTION BY BUCK COMISSION 108.00 12/14/01 12/11/01 BOUGHT INTERNET SEC SYS INC LSSX 2.700 32.70820 88.408.14 COMA SHORT. DICUTON BY NET COMMISSION 81.00 12/1401
SYMODUOZIP 01,72Try Prya AOCCu2T Ntwatri ~a TAneR Pry.airR LAST trAreuer ~dr 30.21)31 Oter »ACtryt CelOn imetffl 12119/01 12/1401 SOLO GENESCO INC OCO 4.900 19.85500 77.182.91 131111 ROOS TO PURCImSF PREFRD STK UNDER CERTAM CIRCUMSTANCE EXECUT33N BY BOCK VS 400 0.3001, 1000 09.17.01 170
10/18/01 BOUGHT MATTEL INC WITH RIGHTS TO PURCHASE FREFRD STK UNDER CERTAIN CIRO-NISTA/10E SEE NOTE '5' ON BACK COVER Sew. DICUTION BY RUCK COMISSION 60.00 TAISOTS INC SHORT. EXECuTION BY BUCK COMMISSION 54.00 SEC FEE .90 WILLIAMS SONOMA INC SEE NOTE ON BACK COVER SNORT. DECtMON BY BUC
Detail (continued) INVESTMENT ACTIVITY (cortinueD 7(11117.1041 1RA.71 IONS/471M OtSCRPOON Sw-BOLICuSP 01.10/07Y PRO 10/23/01 10/18/01 SOW GENESCO INC GEO .700 17.21500 WITH RIGHTS TO PURCHASE PREFRD SIX UNDER COGAN CIRCUMSTANCE EXECUTION 8Y BUCK CORIUISSON 42.00 SEC FEE .41 10123101 10/
11201.31M9 INTERNATIONAL CHARITABLE Emmert PER= &Amebae 1.2001 TEROUON Septanto 21 2001 A MT NUMMI TAXPAYER MME* LAST symytecr M944 31.2101 COMISSION 102.00 SEC FEE .92 OET EFTA01323147 Clan° TORC4XIN ITS WSW. OATLO 3USSINANY rn I8 IJ V.) 0 OO let C) -n in r E6EPSE00- 019- ANGS B
t 23:03 20.60000 41.215.03 09/07/01 09/04/01 BOUGHT GAOIOOKS INC GAD1 1.700 14.56750 24,779.75 Diana; BY RICO 09/07/01 09/0401 adu6KY GENESCO INC WIN 04045 TO PURCHASE PREFRD 1.100 23.0000 25.381.00 STK UNDER CERTAIN CRCUMSTANCE EXECUTION BY BUCK CO&W$S01 65.00 0907/01 09/04/01 SOLD
36.luddo 37.03020 EXECUTION BY CIE ClUdSILYER INC EXECUTION BY OBAB COMMISSIC/4 91.00 SEC FEE 1.23 SKECHERS USA INC CL A EXECUTION BY DAN COMISSION 441.00 SEC FEE 8.19 YAU3OTS INC EXECUTION BY BLC( COMMISSION 54.00 05/29/01 05/23/01 SOLD ZOK •1,300 28.30600 36.690.57 05/29/01 05/2
IVITY (cannon* S41111/AIM OAlt TRAM DAIS TRANSACTION OT.SCMPTI3N SY1.408/0A, CRIONITI ma 01W AMOUNT CREW ASTI 08/30/01 08/27/01 BOUGHT GENESCO INC rani RIGHTS TO PURCHASE PREFRD GC0 3.700 24.73920 .80104 SIX UNDER CERTAIN CIRCUIASTANCE EXECUTION BY V/CCO COIWASSION 259.00 08/30/01 08/
ITY (cceidnued) SITROADO OAR CAR 11WISOCIION ITISCIrottt SVUROUCRO 03/13/01 03/08/01 SOLD CONSOLIDATED STORES CORP CNS EXECUTION 8Y GOWN COMISSION 1.239.03 SEC FEE 7A2 03(13/01 03/08/01 SOW OAILTITv =ARV> neouom rrS NW-LL' OveLP-0 SuaSOLARY Sep Stem) Steil:PS 03. 0-e uptown Cents Lath
DU NI MAXIM CtiBS 1.800 26.84530 48,516.54 imam 23.2031 CREW MONO CHARLOTTE RUSSE HMG INC CHIC 2.000 23.46430 40943.60 IXECUTI:N BY RSSF GENESCO INC WITH RIGHTS TO PURCHASE PREFRO SIX UNDER CERTAIN CIRCUMSTANCE CROUTON BY MVP COMPASSION 371.00 HOT TOPIC INC EXECUTION BY NET COMItSSION 30.00
61740 2.990.48 EXECUTION BY BUCK COMMISSION 12.00 12holoi 1v651•31 tan some Autombnvi itita A 41CO 20.75600 16.533.24 EXECUTION BY FCAP COMISSION 56.00 SEC FEE .56 12/10/01 12/05/01 BOUGHT STAGE STORES INC *Tisk SCO 17.100OO 13.695.00 NEW DEEKMON BY HREG 022 01433/0"11204 an nil
rent/ 30.2001 SETULWNT TRUE DATE DATE UMW TX* (ascii:mow SYYSOUCTISIP CµIliTT POKI. MIT MIOUIIT CREDIT ASIOLPIt 12/18/01 12/13/01 SOLD GENESCO INC GOO -800 19.90080 15.857.10 WITH RIGHTS TO PURCHASE FREER° STK UNDER CERTAIN CRCUMSTANCE EXECUTION BY BUCK VS 100 013-29-01. 300 09.04-01. 4
OF 02/20102 02125/02 02/20/02 BOUGHT CIRCLE CITY STORES INC CC 300 24.40000 7.353.00 CIRCUIT CITY GROUP EXECUTION BY BUCK VS 300 02.20.02 COMISSION 18.00 AS OF 02/20102 0225102 02/20/02 BOUGHT K.SWISSINC-C1 A des 300 31.85000 9.5 0.00 EXECUTION BY WCO VS 300 02-20-02 AS OF 02/20/02
L 5.000 26.88040 134.384.98 DECUTION BY FLU VS 1600 1241.01. 1200 01440 2. SOO 01.18-02. 170011.13-01 SEC FEE 2.02 03/20'02 03/15/02 SOLD GENESCO INC GCO -1.900 27.15000 51.45522 YOM RK;NTS TO PURCHASE PREFRD SIX UNDER CERTAIN CIRCUMSTANCE EXECUTION BY BUCK VS [CO 03-06-02. 300 01-30-02. 7
30.00 02/01/02 01/29/02 SOLD TOMMY HILF1GER CORP-ORD TOM .1,100 15.17210 16.608.05 EXECUTION BY BUCK VS 5010-2601, 600 101141, 450 102241 COMISSION 66.00 SEC FEE .26 02)04/02 01/30/02 BOUGHT AMERICAN EAGLE OUTFITTERS INC AEOS 1,900 26.50250 50,369.75 NEW DICUTION BY .41110 VS 1900 0
VS 700 01-30-02 02/04/02 01/3002 BOUGHT CART SPORTS CO GRTS 300 20.38030 6,129.00 Eacunoe Br Nat VS 303 01-3002 02/04/02 01/3002 BOUGHT GENESCO INC GCO 300 24.10000 7.266,00 WITH RIGHTS TO PURCHASE PREFRO STK UNDER CERTAN aRCUMSTANCE EXECUTION BY MO VS 303 01-3002 COMIAISSEN 21.00 027
Entities connected to both COMISSION and GENESCO INC

Ralph Lauren
PERSON
Ghislaine Maxwell
PERSONLARRY KEMP
PERSON
Julie K. Brown
PERSONUNITED RETAIL GROUP INC
ORGANIZATION
Wilbur Ross
PERSONFOOTSTAR INC
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONTALBOTS INC
ORGANIZATIONBEBE STORES INC
ORGANIZATIONEquities & Options
ORGANIZATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATION
New York City
LOCATION
Financial Trust Company
ORGANIZATIONLIZ CLAIBORNE INC
ORGANIZATIONCHICOS FAS INC
ORGANIZATION
Bear Stearns
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATIONTOMMY
ORGANIZATION