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ily YRKX OEM Man OMR maw 12/14/01 12/11/01 BOUGHT DIAMONDS TRUST-UNIT SERIES 1 DIA 1.800 100.08100 180.2 COVER SHORT, EXECUTION BY BUCK COMISSION 108.00 12/14/01 12/11/01 BOUGHT INTERNET SEC SYS INC LSSX 2.700 32.70820 88.408.14 COMA SHORT. DICUTON BY NET COMMISSION 81.00 12/1401
wain 12103/01 11/28/01 BOUGHT JONES APPAREL GROUP INC WV 700 30.71920 21.560.44 EXECUTION BY BUCK COMMISSION 42.00 12/03/01 11/2901 80 NAUTICA ENTERPRISES INC NAUT 2.400 12.88000 30.927.00 EXECUTION BY RSV SKECHERS USA INC CE A EXECUTCN BY BUCK COMPASSION 10..00 SEC FEE .77 TALBOTS INC EXECUTE
10/18/01 BOUGHT MATTEL INC WITH RIGHTS TO PURCHASE FREFRD STK UNDER CERTAIN CIRO-NISTA/10E SEE NOTE '5' ON BACK COVER Sew. DICUTION BY RUCK COMISSION 60.00 TAISOTS INC SHORT. EXECuTION BY BUCK COMMISSION 54.00 SEC FEE .90 WILLIAMS SONOMA INC SEE NOTE ON BACK COVER SNORT. DECtMON BY BUC
C HOTT 1,800.00 28.9200 48471.00 12/03/01 11/28/01 BOUGHT JONESAPPMEL GROUP INC R1Y 700.00 30.7192 21.560.44 12/03/01 11/28/01 BOUGHT NAUTICA ENTERPRISES INC NAUT 2.403.00 12.8800 30.927.00 12/03101 11128/01 SOLD SKECHERS USA INC SIOC -1,800.00 12.8252 22,961.59 CL A 12103/01 11/28/01 BOUGH
11201.31M9 INTERNATIONAL CHARITABLE Emmert PER= &Amebae 1.2001 TEROUON Septanto 21 2001 A MT NUMMI TAXPAYER MME* LAST symytecr M944 31.2101 COMISSION 102.00 SEC FEE .92 OET EFTA01323147 Clan° TORC4XIN ITS WSW. OATLO 3USSINANY rn I8 IJ V.) 0 OO let C) -n in r E6EPSE00- 019- ANGS B
2.35 DICLMON BY RSSF SEC FEE 3.29 K-SWISSPIC-CL A DECUTION BY WIC SEC FEE .94 KOHIS CORP DICUTON BY PSSE COMNIS,SION 49.00 SEC FEE 1.20 NAUTICA ENTERPRISES INC EXECUTION BY MONT SEC FEE 1.81 OSHKOSH B GOSH INC CL A DECUTION SY NITE SEC FEE .48 cenabi 09107101 Una (WA ttr -3.300 3.08000 9,983.56
ITY (cceidnued) SITROADO OAR CAR 11WISOCIION ITISCIrottt SVUROUCRO 03/13/01 03/08/01 SOLD CONSOLIDATED STORES CORP CNS EXECUTION 8Y GOWN COMISSION 1.239.03 SEC FEE 7A2 03(13/01 03/08/01 SOW OAILTITv =ARV> neouom rrS NW-LL' OveLP-0 SuaSOLARY Sep Stem) Steil:PS 03. 0-e uptown Cents Lath
29.9380 125.740 NOVEL DENIM MOLDINGS LTD MAD MRGN 27.150 9.2500 251.138 NEIMAN-MARCUS GROUP INC NMGA SNRT -4.350 32.60@ -111.810 Ct A NAUTICA ENTERPRISES INC NAVE MRGN 26.350 17.9380 472.666 NORDSTROM INC SHRT -2.600 16.2800 42228 -936 2.2113 POLO RALPH LAUREN CORP-CL A RL MRGN 15.500 27.5
61740 2.990.48 EXECUTION BY BUCK COMMISSION 12.00 12holoi 1v651•31 tan some Autombnvi itita A 41CO 20.75600 16.533.24 EXECUTION BY FCAP COMISSION 56.00 SEC FEE .56 12/10/01 12/05/01 BOUGHT STAGE STORES INC *Tisk SCO 17.100OO 13.695.00 NEW DEEKMON BY HREG 022 01433/0"11204 an nil
00 31.69780 37.451.74 EXECUTION BY MT VS 100 *3.3101. 300 09-04-01. 600 08-013-01 COMMISSION 30.00 SEC FEE 1.06 72/27/01 12/21101 BOUGHT NAUTICA ENTERPRISES INC NAuf 300 13.00000 3.9 5.00 EXECUTION BY MONT VS 300 12-21-01 72727/01 12/21/01 BOUGHT SKECHERS USA INC Sla 400 13.15730 5,30 .92 CL A
OF 02/20102 02125/02 02/20/02 BOUGHT CIRCLE CITY STORES INC CC 300 24.40000 7.353.00 CIRCUIT CITY GROUP EXECUTION BY BUCK VS 300 02.20.02 COMISSION 18.00 AS OF 02/20102 0225102 02/20/02 BOUGHT K.SWISSINC-C1 A des 300 31.85000 9.5 0.00 EXECUTION BY WCO VS 300 02-20-02 AS OF 02/20/02
0225102 02/20/02 BOUGHT K.SWISSINC-C1 A des 300 31.85000 9.5 0.00 EXECUTION BY WCO VS 300 02-20-02 AS OF 02/20/02 02/25.02 02/2002 SOW NAUTICA ENTERPRISES INC NAUT 400 13.66000 2-716.95 EXECUTION BY RSSF VS 26011.13.01 SEC FEE .06 AS Of 02/2C4172 02/25/02 02/20472 BOUGHT TOMMY HILFIGER CORP-ORD
30.00 02/01/02 01/29/02 SOLD TOMMY HILF1GER CORP-ORD TOM .1,100 15.17210 16.608.05 EXECUTION BY BUCK VS 5010-2601, 600 101141, 450 102241 COMISSION 66.00 SEC FEE .26 02)04/02 01/30/02 BOUGHT AMERICAN EAGLE OUTFITTERS INC AEOS 1,900 26.50250 50,369.75 NEW DICUTION BY .41110 VS 1900 0
ON 57.00 02112/02 02/07/02 BOUGHT STEVENIAADOEN LTD SHOO 700 14.05000 9,850.00 EXECUTION BY JEFF VS 700 0247.02 02/12/02 02/07)02 SOLD NAUTICA ENTERPRISES INC NAUT -100 13.70000 1,354.97 EXECUTION BY JPIC VS 100 11-28-01 SEC FEE .03 02/12/02 02/07102 BOUGHT PACIFIC SUNWEAR OF CAUFORMA PSUN 1,2
Entities connected to both COMISSION and NAUTICA ENTERPRISES INC

Ralph Lauren
PERSON
Ghislaine Maxwell
PERSONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONTALBOTS INC
ORGANIZATION
Julie K. Brown
PERSON
Wilbur Ross
PERSONUNITED RETAIL GROUP INC
ORGANIZATIONLARRY KEMP
PERSONBEBE STORES INC
ORGANIZATION
Financial Trust Company
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATIONLIZ CLAIBORNE INC
ORGANIZATION
New York City
LOCATIONCHICOS FAS INC
ORGANIZATION
Samantha Power
PERSONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONSYMBOL TECHNOLOGIES INC
ORGANIZATIONJONES APPAREL GROUP INC
ORGANIZATIONTOMMY HILFIGER CORP-ORD
ORGANIZATION