3
Shared Docs
3
Same-Page
3 / 3
Mentions
ITY (cceidnued) SITROADO OAR CAR 11WISOCIION ITISCIrottt SVUROUCRO 03/13/01 03/08/01 SOLD CONSOLIDATED STORES CORP CNS EXECUTION 8Y GOWN COMISSION 1.239.03 SEC FEE 7A2 03(13/01 03/08/01 SOW OAILTITv =ARV> neouom rrS NW-LL' OveLP-0 SuaSOLARY Sep Stem) Steil:PS 03. 0-e uptown Cents Lath
1.400 9.37500 13,140.00 03123701 03/2001 BOUGHT WET SEµ INC-CL A EXECUTION BY mONT CHARLOTTE RUSSE IILDG INC COVER SHORT. DICUTEW BY FBCO CISCO SYSTEMS INC SHORT. EXECUTION BY NET COmmiSSON 45.00 SEC FEE 1.01 WTSIA 900 28.87500 26,002.50 03/23/01 03/20/01 SOUGHT CC 1.300 28.00000 36,415.00
05/02 04102/02 SOW EIURUNGTON NORTHERN SANTA FE 8NI -1.000 29.15000 29.054.12 CORP SEE NOTE -S1 ON BACK EXECUTION BY TWO vS 1000 03-01-02 COMISSION 70.00 SEC FEE .88 04/05/02 0402/02 SOLD 805E CASCADE CORP BCC -900 35.02070 31.439,66 NMI RIGHTS TO PURFINN COATP/ON STK UNDER CERTAN CI
0 128.207.61 CL A EXECUTION BY TWPT VS 1000 05-2242. 1200 05-22-0 2. 1100 06-22-02 CONIMISSCN 231.00 SEC FEE 3.87 07105)02 07/01/02 SOLO CISCO SYSTEMS INC oicunoN BY MONT CSC 0 -2.700 13.88920 37.352.71 VS 2700 03-28.02 COMMISSION 135.00 SEC FEE 1.13 AS OF 07/01/02 027 D7R7102:1909 EFTA01322
Y RSSF VS 265001-02-02 SOLUTIA INC EXECUTON BY WSW VS 6950 01-02-02 COMMISSION 486.50 STAGE STORESINC NEW EXECUTION BY WET VS 830 01432-02 COMISSION 27.00 TerdileCule PILE OUNC1Tre 2.100 27.32350 PINE !WIESE...4 Saunas Cap. One 1.10701an Cats Win Inca" 'Mt Ink 11201.3859 12121272.1000 IN
H RIGHTS TO PURCHASE PREFRO 04/03/02 03/2802 BOUGHT CELESTICA INC as 3.000.00 36.5640 109,917.00 SUBORD VTG NIS 04/03/02 03/28/02 BOUGHT CISCO SYSTEMS INC CSCO 13.600.00 16.9674 230,771.64 04/03/02 03/2802 BOUGHT CONTINENTAL AIRUNES NC-CL 8 CAL 1,200.00 28.3301 34,095.12 0403/02 03/28/02
Entities connected to both COMISSION and CISCO SYSTEMS INC

Ralph Lauren
PERSON
Samantha Power
PERSONEquities & Options
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATION
Bear Stearns
ORGANIZATIONTALBOTS INC
ORGANIZATIONPOLO RALPH LAUREN CORP-CL
ORGANIZATION
Ghislaine Maxwell
PERSONLIZ CLAIBORNE INC
ORGANIZATIONJONES APPAREL GROUP INC
ORGANIZATION
New York City
LOCATIONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONFOOTSTAR INC
ORGANIZATION
George W. Bush
PERSON
Financial Trust Company
ORGANIZATION
Naomi Campbell
PERSONTOMMY
ORGANIZATIONLARRY KEMP
PERSON
Wilbur Ross
PERSONNAUTICA ENTERPRISES INC
ORGANIZATION