4
Shared Docs
4
Same-Page
4 / 4
Mentions
ily YRKX OEM Man OMR maw 12/14/01 12/11/01 BOUGHT DIAMONDS TRUST-UNIT SERIES 1 DIA 1.800 100.08100 180.2 COVER SHORT, EXECUTION BY BUCK COMISSION 108.00 12/14/01 12/11/01 BOUGHT INTERNET SEC SYS INC LSSX 2.700 32.70820 88.408.14 COMA SHORT. DICUTON BY NET COMMISSION 81.00 12/1401
MRGN 11,150 36.2500 404,188 3.588 0.8828 TIMBERLAND ØLA TBL MRGN 1,650 37.0800 61.182 Toys R US INC TOY SHRI -2.200 20.7400 -45.628 TOMMY HILFIGER CORP-ORD TOM MGR 49.850 13.7500 685,438 UNITED RETAIL GROUP INC URGI MRGN 35.500 7.6500 271.575 URBAN OUTFITTERS INC UREN SHRI -2.400 24.1200
10/18/01 BOUGHT MATTEL INC WITH RIGHTS TO PURCHASE FREFRD STK UNDER CERTAIN CIRO-NISTA/10E SEE NOTE '5' ON BACK COVER Sew. DICUTION BY RUCK COMISSION 60.00 TAISOTS INC SHORT. EXECuTION BY BUCK COMMISSION 54.00 SEC FEE .90 WILLIAMS SONOMA INC SEE NOTE ON BACK COVER SNORT. DECtMON BY BUC
/11/01 10/05/01 BOUGHT TWAT( HILFIGER CORP-ORD EIECTMON BY BUCK TOM 2.300 10.08530 23.349.19 COMMISSION 138.00 10/11/01 10108/01 BOUGHT TOMMY HILFIGER CORP-ORD EXECUTION BY CCOMI TOM 4.200 10.10770 42,761.34 COMMISSION 294,00 10/11/01 10/05/01 BOUGHT VENATOR GROUP INC CCECUTON BY MO 2 1,600 14
05/02 04102/02 SOW EIURUNGTON NORTHERN SANTA FE 8NI -1.000 29.15000 29.054.12 CORP SEE NOTE -S1 ON BACK EXECUTION BY TWO vS 1000 03-01-02 COMISSION 70.00 SEC FEE .88 04/05/02 0402/02 SOLD 805E CASCADE CORP BCC -900 35.02070 31.439,66 NMI RIGHTS TO PURFINN COATP/ON STK UNDER CERTAN CI
EI -3.850 TO: 9P9/05.4-01526-1-USO • JRL • 07/10/02 JOURNAL TIMBERLAND CO-CL A TBL 4.100 T0: 999(055-06526-1-USD • MI • 07/10/02 JOURNAL TOMMY HILFIGER CORP-ORD TOM -13.41DD 9B9(05S-08528-1-USD • 1RL • 07/10/02 JOURNAL TRIQUINT SEMICONDUCTOR INC TORT 41300 999(065-07026-1-USD • AIL' 07/10A32 JOUR
OF 02/20102 02125/02 02/20/02 BOUGHT CIRCLE CITY STORES INC CC 300 24.40000 7.353.00 CIRCUIT CITY GROUP EXECUTION BY BUCK VS 300 02.20.02 COMISSION 18.00 AS OF 02/20102 0225102 02/20/02 BOUGHT K.SWISSINC-C1 A des 300 31.85000 9.5 0.00 EXECUTION BY WCO VS 300 02-20-02 AS OF 02/20/02
NAUTICA ENTERPRISES INC NAUT 400 13.66000 2-716.95 EXECUTION BY RSSF VS 26011.13.01 SEC FEE .06 AS Of 02/2C4172 02/25/02 02/20472 BOUGHT TOMMY HILFIGER CORP-ORD TOM 700 11.52490 B.124.43 DICTION BY BUM VS 700 02-20-02 COMIASS« 42.00 AS Of 022002 0226/02 02/21/02 BOUGHT AMERICAN EAGLE OUTFITTERS I
Entities connected to both COMISSION and TOMMY HILFIGER CORP-ORD

Ralph Lauren
PERSONPOLO RALPH LAUREN CORP-CL
ORGANIZATIONUNITED RETAIL GROUP INC
ORGANIZATIONTALBOTS INC
ORGANIZATION
Ghislaine Maxwell
PERSONLIZ CLAIBORNE INC
ORGANIZATIONFOOTSTAR INC
ORGANIZATIONNAUTICA ENTERPRISES INC
ORGANIZATION
Julie K. Brown
PERSONLARRY KEMP
PERSON
Wilbur Ross
PERSONCOSTCO WHOLESALE CORP-NEW
ORGANIZATIONSTEVEN MADDEN LTD
ORGANIZATION
Financial Trust Company
ORGANIZATIONEquities & Options
ORGANIZATION
Samantha Power
PERSONBEBE STORES INC
ORGANIZATIONJONES APPAREL GROUP INC
ORGANIZATIONCHICOS FAS INC
ORGANIZATION
New York City
LOCATION